define research proposal essay

What (Exactly) Is A Research Proposal?

A simple explainer with examples + free template.

By: Derek Jansen (MBA) | Reviewed By: Dr Eunice Rautenbach | June 2020 (Updated April 2023)

Whether you’re nearing the end of your degree and your dissertation is on the horizon, or you’re planning to apply for a PhD program, chances are you’ll need to craft a convincing research proposal . If you’re on this page, you’re probably unsure exactly what the research proposal is all about. Well, you’ve come to the right place.

Overview: Research Proposal Basics

  • What a research proposal is
  • What a research proposal needs to cover
  • How to structure your research proposal
  • Example /sample proposals
  • Proposal writing FAQs
  • Key takeaways & additional resources

What is a research proposal?

Simply put, a research proposal is a structured, formal document that explains what you plan to research (your research topic), why it’s worth researching (your justification), and how  you plan to investigate it (your methodology). 

The purpose of the research proposal (its job, so to speak) is to convince  your research supervisor, committee or university that your research is  suitable  (for the requirements of the degree program) and  manageable  (given the time and resource constraints you will face). 

The most important word here is “ convince ” – in other words, your research proposal needs to  sell  your research idea (to whoever is going to approve it). If it doesn’t convince them (of its suitability and manageability), you’ll need to revise and resubmit . This will cost you valuable time, which will either delay the start of your research or eat into its time allowance (which is bad news). 

A research proposal is a  formal document that explains what you plan to research , why it's worth researching and how you'll do it.

What goes into a research proposal?

A good dissertation or thesis proposal needs to cover the “ what “, “ why ” and” how ” of the proposed study. Let’s look at each of these attributes in a little more detail:

Your proposal needs to clearly articulate your research topic . This needs to be specific and unambiguous . Your research topic should make it clear exactly what you plan to research and in what context. Here’s an example of a well-articulated research topic:

An investigation into the factors which impact female Generation Y consumer’s likelihood to promote a specific makeup brand to their peers: a British context

As you can see, this topic is extremely clear. From this one line we can see exactly:

  • What’s being investigated – factors that make people promote or advocate for a brand of a specific makeup brand
  • Who it involves – female Gen-Y consumers
  • In what context – the United Kingdom

So, make sure that your research proposal provides a detailed explanation of your research topic . If possible, also briefly outline your research aims and objectives , and perhaps even your research questions (although in some cases you’ll only develop these at a later stage). Needless to say, don’t start writing your proposal until you have a clear topic in mind , or you’ll end up waffling and your research proposal will suffer as a result of this.

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define research proposal essay

As we touched on earlier, it’s not good enough to simply propose a research topic – you need to justify why your topic is original . In other words, what makes it  unique ? What gap in the current literature does it fill? If it’s simply a rehash of the existing research, it’s probably not going to get approval – it needs to be fresh.

But,  originality  alone is not enough. Once you’ve ticked that box, you also need to justify why your proposed topic is  important . In other words, what value will it add to the world if you achieve your research aims?

As an example, let’s look at the sample research topic we mentioned earlier (factors impacting brand advocacy). In this case, if the research could uncover relevant factors, these findings would be very useful to marketers in the cosmetics industry, and would, therefore, have commercial value . That is a clear justification for the research.

So, when you’re crafting your research proposal, remember that it’s not enough for a topic to simply be unique. It needs to be useful and value-creating – and you need to convey that value in your proposal. If you’re struggling to find a research topic that makes the cut, watch  our video covering how to find a research topic .

Free Webinar: How To Write A Research Proposal

It’s all good and well to have a great topic that’s original and valuable, but you’re not going to convince anyone to approve it without discussing the practicalities – in other words:

  • How will you actually undertake your research (i.e., your methodology)?
  • Is your research methodology appropriate given your research aims?
  • Is your approach manageable given your constraints (time, money, etc.)?

While it’s generally not expected that you’ll have a fully fleshed-out methodology at the proposal stage, you’ll likely still need to provide a high-level overview of your research methodology . Here are some important questions you’ll need to address in your research proposal:

  • Will you take a qualitative , quantitative or mixed -method approach?
  • What sampling strategy will you adopt?
  • How will you collect your data (e.g., interviews , surveys, etc)?
  • How will you analyse your data (e.g., descriptive and inferential statistics , content analysis, discourse analysis, etc, .)?
  • What potential limitations will your methodology carry?

So, be sure to give some thought to the practicalities of your research and have at least a basic methodological plan before you start writing up your proposal. If this all sounds rather intimidating, the video below provides a good introduction to research methodology and the key choices you’ll need to make.

How To Structure A Research Proposal

Now that we’ve covered the key points that need to be addressed in a proposal, you may be wondering, “ But how is a research proposal structured? “.

While the exact structure and format required for a research proposal differs from university to university, there are four “essential ingredients” that commonly make up the structure of a research proposal:

  • A rich introduction and background to the proposed research
  • An initial literature review covering the existing research
  • An overview of the proposed research methodology
  • A discussion regarding the practicalities (project plans, timelines, etc.)

In the video below, we unpack each of these four sections, step by step.

Research Proposal Examples/Samples

In the video below, we provide a detailed walkthrough of two successful research proposals (Master’s and PhD-level), as well as our popular free proposal template.

Proposal Writing FAQs

How long should a research proposal be.

This varies tremendously, depending on the university, the field of study (e.g., social sciences vs natural sciences), and the level of the degree (e.g. undergraduate, Masters or PhD) – so it’s always best to check with your university what their specific requirements are before you start planning your proposal.

As a rough guide, a formal research proposal at Masters-level often ranges between 2000-3000 words, while a PhD-level proposal can be far more detailed, ranging from 5000-8000 words. In some cases, a rough outline of the topic is all that’s needed, while in other cases, universities expect a very detailed proposal that essentially forms the first three chapters of the dissertation or thesis.

The takeaway – be sure to check with your institution before you start writing.

How do I choose a topic for my research proposal?

Finding a good research topic is a process that involves multiple steps. We cover the topic ideation process in this video post.

How do I write a literature review for my proposal?

While you typically won’t need a comprehensive literature review at the proposal stage, you still need to demonstrate that you’re familiar with the key literature and are able to synthesise it. We explain the literature review process here.

How do I create a timeline and budget for my proposal?

We explain how to craft a project plan/timeline and budget in Research Proposal Bootcamp .

Which referencing format should I use in my research proposal?

The expectations and requirements regarding formatting and referencing vary from institution to institution. Therefore, you’ll need to check this information with your university.

What common proposal writing mistakes do I need to look out for?

We’ve create a video post about some of the most common mistakes students make when writing a proposal – you can access that here . If you’re short on time, here’s a quick summary:

  • The research topic is too broad (or just poorly articulated).
  • The research aims, objectives and questions don’t align.
  • The research topic is not well justified.
  • The study has a weak theoretical foundation.
  • The research design is not well articulated well enough.
  • Poor writing and sloppy presentation.
  • Poor project planning and risk management.
  • Not following the university’s specific criteria.

Key Takeaways & Additional Resources

As you write up your research proposal, remember the all-important core purpose:  to convince . Your research proposal needs to sell your study in terms of suitability and viability. So, focus on crafting a convincing narrative to ensure a strong proposal.

At the same time, pay close attention to your university’s requirements. While we’ve covered the essentials here, every institution has its own set of expectations and it’s essential that you follow these to maximise your chances of approval.

By the way, we’ve got plenty more resources to help you fast-track your research proposal. Here are some of our most popular resources to get you started:

  • Proposal Writing 101 : A Introductory Webinar
  • Research Proposal Bootcamp : The Ultimate Online Course
  • Template : A basic template to help you craft your proposal

If you’re looking for 1-on-1 support with your research proposal, be sure to check out our private coaching service , where we hold your hand through the proposal development process (and the entire research journey), step by step.

Literature Review Course

Psst… there’s more!

This post is an extract from our bestselling short course, Research Proposal Bootcamp . If you want to work smart, you don't want to miss this .

52 Comments

Myrna Pereira

I truly enjoyed this video, as it was eye-opening to what I have to do in the preparation of preparing a Research proposal.

I would be interested in getting some coaching.

BARAKAELI TEREVAELI

I real appreciate on your elaboration on how to develop research proposal,the video explains each steps clearly.

masebo joseph

Thank you for the video. It really assisted me and my niece. I am a PhD candidate and she is an undergraduate student. It is at times, very difficult to guide a family member but with this video, my job is done.

In view of the above, I welcome more coaching.

Zakia Ghafoor

Wonderful guidelines, thanks

Annie Malupande

This is very helpful. Would love to continue even as I prepare for starting my masters next year.

KYARIKUNDA MOREEN

Thanks for the work done, the text was helpful to me

Ahsanullah Mangal

Bundle of thanks to you for the research proposal guide it was really good and useful if it is possible please send me the sample of research proposal

Derek Jansen

You’re most welcome. We don’t have any research proposals that we can share (the students own the intellectual property), but you might find our research proposal template useful: https://gradcoach.com/research-proposal-template/

Cheruiyot Moses Kipyegon

Cheruiyot Moses Kipyegon

Thanks alot. It was an eye opener that came timely enough before my imminent proposal defense. Thanks, again

agnelius

thank you very much your lesson is very interested may God be with you

Abubakar

I am an undergraduate student (First Degree) preparing to write my project,this video and explanation had shed more light to me thanks for your efforts keep it up.

Synthia Atieno

Very useful. I am grateful.

belina nambeya

this is a very a good guidance on research proposal, for sure i have learnt something

Wonderful guidelines for writing a research proposal, I am a student of m.phil( education), this guideline is suitable for me. Thanks

You’re welcome 🙂

Marjorie

Thank you, this was so helpful.

Amitash Degan

A really great and insightful video. It opened my eyes as to how to write a research paper. I would like to receive more guidance for writing my research paper from your esteemed faculty.

Glaudia Njuguna

Thank you, great insights

Thank you, great insights, thank you so much, feeling edified

Yebirgual

Wow thank you, great insights, thanks a lot

Roseline Soetan

Thank you. This is a great insight. I am a student preparing for a PhD program. I am requested to write my Research Proposal as part of what I am required to submit before my unconditional admission. I am grateful having listened to this video which will go a long way in helping me to actually choose a topic of interest and not just any topic as well as to narrow down the topic and be specific about it. I indeed need more of this especially as am trying to choose a topic suitable for a DBA am about embarking on. Thank you once more. The video is indeed helpful.

Rebecca

Have learnt a lot just at the right time. Thank you so much.

laramato ikayo

thank you very much ,because have learn a lot things concerning research proposal and be blessed u for your time that you providing to help us

Cheruiyot M Kipyegon

Hi. For my MSc medical education research, please evaluate this topic for me: Training Needs Assessment of Faculty in Medical Training Institutions in Kericho and Bomet Counties

Rebecca

I have really learnt a lot based on research proposal and it’s formulation

Arega Berlie

Thank you. I learn much from the proposal since it is applied

Siyanda

Your effort is much appreciated – you have good articulation.

You have good articulation.

Douglas Eliaba

I do applaud your simplified method of explaining the subject matter, which indeed has broaden my understanding of the subject matter. Definitely this would enable me writing a sellable research proposal.

Weluzani

This really helping

Roswitta

Great! I liked your tutoring on how to find a research topic and how to write a research proposal. Precise and concise. Thank you very much. Will certainly share this with my students. Research made simple indeed.

Alice Kuyayama

Thank you very much. I an now assist my students effectively.

Thank you very much. I can now assist my students effectively.

Abdurahman Bayoh

I need any research proposal

Silverline

Thank you for these videos. I will need chapter by chapter assistance in writing my MSc dissertation

Nosi

Very helpfull

faith wugah

the videos are very good and straight forward

Imam

thanks so much for this wonderful presentations, i really enjoyed it to the fullest wish to learn more from you

Bernie E. Balmeo

Thank you very much. I learned a lot from your lecture.

Ishmael kwame Appiah

I really enjoy the in-depth knowledge on research proposal you have given. me. You have indeed broaden my understanding and skills. Thank you

David Mweemba

interesting session this has equipped me with knowledge as i head for exams in an hour’s time, am sure i get A++

Andrea Eccleston

This article was most informative and easy to understand. I now have a good idea of how to write my research proposal.

Thank you very much.

Georgina Ngufan

Wow, this literature is very resourceful and interesting to read. I enjoyed it and I intend reading it every now then.

Charity

Thank you for the clarity

Mondika Solomon

Thank you. Very helpful.

BLY

Thank you very much for this essential piece. I need 1o1 coaching, unfortunately, your service is not available in my country. Anyways, a very important eye-opener. I really enjoyed it. A thumb up to Gradcoach

Md Moneruszzaman Kayes

What is JAM? Please explain.

Gentiana

Thank you so much for these videos. They are extremely helpful! God bless!

azeem kakar

very very wonderful…

Koang Kuany Bol Nyot

thank you for the video but i need a written example

joseph lekuton

So far , So good!

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Research Method

Home » How To Write A Research Proposal – Step-by-Step [Template]

How To Write A Research Proposal – Step-by-Step [Template]

Table of Contents

How To Write a Research Proposal

How To Write a Research Proposal

Writing a Research proposal involves several steps to ensure a well-structured and comprehensive document. Here is an explanation of each step:

1. Title and Abstract

  • Choose a concise and descriptive title that reflects the essence of your research.
  • Write an abstract summarizing your research question, objectives, methodology, and expected outcomes. It should provide a brief overview of your proposal.

2. Introduction:

  • Provide an introduction to your research topic, highlighting its significance and relevance.
  • Clearly state the research problem or question you aim to address.
  • Discuss the background and context of the study, including previous research in the field.

3. Research Objectives

  • Outline the specific objectives or aims of your research. These objectives should be clear, achievable, and aligned with the research problem.

4. Literature Review:

  • Conduct a comprehensive review of relevant literature and studies related to your research topic.
  • Summarize key findings, identify gaps, and highlight how your research will contribute to the existing knowledge.

5. Methodology:

  • Describe the research design and methodology you plan to employ to address your research objectives.
  • Explain the data collection methods, instruments, and analysis techniques you will use.
  • Justify why the chosen methods are appropriate and suitable for your research.

6. Timeline:

  • Create a timeline or schedule that outlines the major milestones and activities of your research project.
  • Break down the research process into smaller tasks and estimate the time required for each task.

7. Resources:

  • Identify the resources needed for your research, such as access to specific databases, equipment, or funding.
  • Explain how you will acquire or utilize these resources to carry out your research effectively.

8. Ethical Considerations:

  • Discuss any ethical issues that may arise during your research and explain how you plan to address them.
  • If your research involves human subjects, explain how you will ensure their informed consent and privacy.

9. Expected Outcomes and Significance:

  • Clearly state the expected outcomes or results of your research.
  • Highlight the potential impact and significance of your research in advancing knowledge or addressing practical issues.

10. References:

  • Provide a list of all the references cited in your proposal, following a consistent citation style (e.g., APA, MLA).

11. Appendices:

  • Include any additional supporting materials, such as survey questionnaires, interview guides, or data analysis plans.

Research Proposal Format

The format of a research proposal may vary depending on the specific requirements of the institution or funding agency. However, the following is a commonly used format for a research proposal:

1. Title Page:

  • Include the title of your research proposal, your name, your affiliation or institution, and the date.

2. Abstract:

  • Provide a brief summary of your research proposal, highlighting the research problem, objectives, methodology, and expected outcomes.

3. Introduction:

  • Introduce the research topic and provide background information.
  • State the research problem or question you aim to address.
  • Explain the significance and relevance of the research.
  • Review relevant literature and studies related to your research topic.
  • Summarize key findings and identify gaps in the existing knowledge.
  • Explain how your research will contribute to filling those gaps.

5. Research Objectives:

  • Clearly state the specific objectives or aims of your research.
  • Ensure that the objectives are clear, focused, and aligned with the research problem.

6. Methodology:

  • Describe the research design and methodology you plan to use.
  • Explain the data collection methods, instruments, and analysis techniques.
  • Justify why the chosen methods are appropriate for your research.

7. Timeline:

8. Resources:

  • Explain how you will acquire or utilize these resources effectively.

9. Ethical Considerations:

  • If applicable, explain how you will ensure informed consent and protect the privacy of research participants.

10. Expected Outcomes and Significance:

11. References:

12. Appendices:

Research Proposal Template

Here’s a template for a research proposal:

1. Introduction:

2. Literature Review:

3. Research Objectives:

4. Methodology:

5. Timeline:

6. Resources:

7. Ethical Considerations:

8. Expected Outcomes and Significance:

9. References:

10. Appendices:

Research Proposal Sample

Title: The Impact of Online Education on Student Learning Outcomes: A Comparative Study

1. Introduction

Online education has gained significant prominence in recent years, especially due to the COVID-19 pandemic. This research proposal aims to investigate the impact of online education on student learning outcomes by comparing them with traditional face-to-face instruction. The study will explore various aspects of online education, such as instructional methods, student engagement, and academic performance, to provide insights into the effectiveness of online learning.

2. Objectives

The main objectives of this research are as follows:

  • To compare student learning outcomes between online and traditional face-to-face education.
  • To examine the factors influencing student engagement in online learning environments.
  • To assess the effectiveness of different instructional methods employed in online education.
  • To identify challenges and opportunities associated with online education and suggest recommendations for improvement.

3. Methodology

3.1 Study Design

This research will utilize a mixed-methods approach to gather both quantitative and qualitative data. The study will include the following components:

3.2 Participants

The research will involve undergraduate students from two universities, one offering online education and the other providing face-to-face instruction. A total of 500 students (250 from each university) will be selected randomly to participate in the study.

3.3 Data Collection

The research will employ the following data collection methods:

  • Quantitative: Pre- and post-assessments will be conducted to measure students’ learning outcomes. Data on student demographics and academic performance will also be collected from university records.
  • Qualitative: Focus group discussions and individual interviews will be conducted with students to gather their perceptions and experiences regarding online education.

3.4 Data Analysis

Quantitative data will be analyzed using statistical software, employing descriptive statistics, t-tests, and regression analysis. Qualitative data will be transcribed, coded, and analyzed thematically to identify recurring patterns and themes.

4. Ethical Considerations

The study will adhere to ethical guidelines, ensuring the privacy and confidentiality of participants. Informed consent will be obtained, and participants will have the right to withdraw from the study at any time.

5. Significance and Expected Outcomes

This research will contribute to the existing literature by providing empirical evidence on the impact of online education on student learning outcomes. The findings will help educational institutions and policymakers make informed decisions about incorporating online learning methods and improving the quality of online education. Moreover, the study will identify potential challenges and opportunities related to online education and offer recommendations for enhancing student engagement and overall learning outcomes.

6. Timeline

The proposed research will be conducted over a period of 12 months, including data collection, analysis, and report writing.

The estimated budget for this research includes expenses related to data collection, software licenses, participant compensation, and research assistance. A detailed budget breakdown will be provided in the final research plan.

8. Conclusion

This research proposal aims to investigate the impact of online education on student learning outcomes through a comparative study with traditional face-to-face instruction. By exploring various dimensions of online education, this research will provide valuable insights into the effectiveness and challenges associated with online learning. The findings will contribute to the ongoing discourse on educational practices and help shape future strategies for maximizing student learning outcomes in online education settings.

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What is a research proposal?

A research proposal is a type of text which maps out a proposed central research problem or question and a suggested approach to its investigation.

In many universities, including RMIT, the research proposal is a formal requirement. It is central to achieving your first milestone: your Confirmation of Candidature. The research proposal is useful for both you and the University: it gives you the opportunity to get valuable feedback about your intended research aims, objectives and design. It also confirms that your proposed research is worth doing, which puts you on track for a successful candidature supported by your School and the University. 

Although there may be specific School or disciplinary requirements that you need to be aware of, all research proposals address the following central themes:

  • what   you propose to research
  • why   the topic needs to be researched
  • how  you plan to research it.

Purpose and audience

Before venturing into writing a research purposal, it is important to think about the  purpose  and  audience of this type of text.  Spend a moment or two to reflect on what these might be.

What do you think is the purpose of your research proposal and who is your audience?

The purpose of your research proposal is:

1. To allow experienced researchers (your supervisors and their peers) to assess whether

  • the research question or problem is viable (that is, answers or solutions are possible)
  • the research is worth doing in terms of its contribution to the field of study and benefits to stakeholders
  • the scope is appropriate to the degree (Masters or PhD)
  • you’ve understood the relevant key literature and identified the gap for your research
  • you’ve chosen an appropriate methodological approach.

2. To help you clarify and focus on what you want to do, why you want to do it, and how you’ll do it. The research proposal helps you position yourself as a researcher in your field. It will also allow you to:

  • systematically think through your proposed research, argue for its significance and identify the scope
  • show a critical understanding of the scholarly field around your proposed research
  • show the gap in the literature that your research will address
  • justify your proposed research design
  • identify all tasks that need to be done through a realistic timetable
  • anticipate potential problems
  • hone organisational skills that you will need for your research
  • become familiar with relevant search engines and databases
  • develop skills in research writing.

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The main audience for your research proposal is your reviewers. Universities usually assign a panel of reviewers to which you need to submit your research proposal. Often this is within the first year of study for PhD candidates, and within the first six months for Masters by Research candidates.

Your reviewers may have a strong disciplinary understanding of the area of your proposed research, but depending on your specialisation, they may not. It is therefore important to create a clear context, rationale and framework for your proposed research. Limit jargon and specialist terminology so that non-specialists can comprehend it. You need to convince the reviewers that your proposed research is worth doing and that you will be able to effectively ‘interrogate’ your research questions or address the research problems through your chosen research design.

Your review panel will expect you to demonstrate:

  • a clearly defined and feasible research project
  • a clearly explained rationale for your research
  • evidence that your research will make an original contribution through a critical review of the literature
  • written skills appropriate to graduate research study.

Research and Writing Skills for Academic and Graduate Researchers Copyright © 2022 by RMIT University is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License , except where otherwise noted.

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How to write a research proposal

define research proposal essay

What is a research proposal?

What is the purpose of a research proposal , how long should a research proposal be, what should be included in a research proposal, 1. the title page, 2. introduction, 3. literature review, 4. research design, 5. implications, 6. reference list, frequently asked questions about writing a research proposal, related articles.

If you’re in higher education, the term “research proposal” is something you’re likely to be familiar with. But what is it, exactly? You’ll normally come across the need to prepare a research proposal when you’re looking to secure Ph.D. funding.

When you’re trying to find someone to fund your Ph.D. research, a research proposal is essentially your “pitch.”

A research proposal is a concise and coherent summary of your proposed research.

You’ll need to set out the issues that are central to the topic area and how you intend to address them with your research. To do this, you’ll need to give the following:

  • an outline of the general area of study within which your research falls
  • an overview of how much is currently known about the topic
  • a literature review that covers the recent scholarly debate or conversation around the topic

➡️  What is a literature review? Learn more in our guide.

Essentially, you are trying to persuade your institution that you and your project are worth investing their time and money into.

It is the opportunity for you to demonstrate that you have the aptitude for this level of research by showing that you can articulate complex ideas:

It also helps you to find the right supervisor to oversee your research. When you’re writing your research proposal, you should always have this in the back of your mind.

This is the document that potential supervisors will use in determining the legitimacy of your research and, consequently, whether they will invest in you or not. It is therefore incredibly important that you spend some time on getting it right.

Tip: While there may not always be length requirements for research proposals, you should strive to cover everything you need to in a concise way.

If your research proposal is for a bachelor’s or master’s degree, it may only be a few pages long. For a Ph.D., a proposal could be a pretty long document that spans a few dozen pages.

➡️ Research proposals are similar to grant proposals. Learn how to write a grant proposal in our guide.

When you’re writing your proposal, keep in mind its purpose and why you’re writing it. It, therefore, needs to clearly explain the relevance of your research and its context with other discussions on the topic. You need to then explain what approach you will take and why it is feasible.

Generally, your structure should look something like this:

  • Introduction
  • Literature Review
  • Research Design
  • Implications

If you follow this structure, you’ll have a comprehensive and coherent proposal that looks and feels professional, without missing out on anything important. We’ll take a deep dive into each of these areas one by one next.

The title page might vary slightly per your area of study but, as a general point, your title page should contain the following:

  • The proposed title of your project
  • Your supervisor’s name
  • The name of your institution and your particular department

Tip: Keep in mind any departmental or institutional guidelines for a research proposal title page. Also, your supervisor may ask for specific details to be added to the page.

The introduction is crucial   to your research proposal as it is your first opportunity to hook the reader in. A good introduction section will introduce your project and its relevance to the field of study.

You’ll want to use this space to demonstrate that you have carefully thought about how to present your project as interesting, original, and important research. A good place to start is by introducing the context of your research problem.

Think about answering these questions:

  • What is it you want to research and why?
  • How does this research relate to the respective field?
  • How much is already known about this area?
  • Who might find this research interesting?
  • What are the key questions you aim to answer with your research?
  • What will the findings of this project add to the topic area?

Your introduction aims to set yourself off on a great footing and illustrate to the reader that you are an expert in your field and that your project has a solid foundation in existing knowledge and theory.

The literature review section answers the question who else is talking about your proposed research topic.

You want to demonstrate that your research will contribute to conversations around the topic and that it will sit happily amongst experts in the field.

➡️ Read more about how to write a literature review .

There are lots of ways you can find relevant information for your literature review, including:

  • Research relevant academic sources such as books and journals to find similar conversations around the topic.
  • Read through abstracts and bibliographies of your academic sources to look for relevance and further additional resources without delving too deep into articles that are possibly not relevant to you.
  • Watch out for heavily-cited works . This should help you to identify authoritative work that you need to read and document.
  • Look for any research gaps , trends and patterns, common themes, debates, and contradictions.
  • Consider any seminal studies on the topic area as it is likely anticipated that you will address these in your research proposal.

This is where you get down to the real meat of your research proposal. It should be a discussion about the overall approach you plan on taking, and the practical steps you’ll follow in answering the research questions you’ve posed.

So what should you discuss here? Some of the key things you will need to discuss at this point are:

  • What form will your research take? Is it qualitative/quantitative/mixed? Will your research be primary or secondary?
  • What sources will you use? Who or what will you be studying as part of your research.
  • Document your research method. How are you practically going to carry out your research? What tools will you need? What procedures will you use?
  • Any practicality issues you foresee. Do you think there will be any obstacles to your anticipated timescale? What resources will you require in carrying out your research?

Your research design should also discuss the potential implications of your research. For example, are you looking to confirm an existing theory or develop a new one?

If you intend to create a basis for further research, you should describe this here.

It is important to explain fully what you want the outcome of your research to look like and what you want to achieve by it. This will help those reading your research proposal to decide if it’s something the field  needs  and  wants,  and ultimately whether they will support you with it.

When you reach the end of your research proposal, you’ll have to compile a list of references for everything you’ve cited above. Ideally, you should keep track of everything from the beginning. Otherwise, this could be a mammoth and pretty laborious task to do.

Consider using a reference manager like Paperpile to format and organize your citations. Paperpile allows you to organize and save your citations for later use and cite them in thousands of citation styles directly in Google Docs, Microsoft Word, or LaTeX.

Paperpile reference manager

Your project may also require you to have a timeline, depending on the budget you are requesting. If you need one, you should include it here and explain both the timeline and the budget you need, documenting what should be done at each stage of the research and how much of the budget this will use.

This is the final step, but not one to be missed. You should make sure that you edit and proofread your document so that you can be sure there are no mistakes.

A good idea is to have another person proofread the document for you so that you get a fresh pair of eyes on it. You can even have a professional proofreader do this for you.

This is an important document and you don’t want spelling or grammatical mistakes to get in the way of you and your reader.

➡️ Working on a research proposal for a thesis? Take a look at our guide on how to come up with a topic for your thesis .

A research proposal is a concise and coherent summary of your proposed research. Generally, your research proposal will have a title page, introduction, literature review section, a section about research design and explaining the implications of your research, and a reference list.

A good research proposal is concise and coherent. It has a clear purpose, clearly explains the relevance of your research and its context with other discussions on the topic. A good research proposal explains what approach you will take and why it is feasible.

You need a research proposal to persuade your institution that you and your project are worth investing their time and money into. It is your opportunity to demonstrate your aptitude for this level or research by showing that you can articulate complex ideas clearly, concisely, and critically.

A research proposal is essentially your "pitch" when you're trying to find someone to fund your PhD. It is a clear and concise summary of your proposed research. It gives an outline of the general area of study within which your research falls, it elaborates how much is currently known about the topic, and it highlights any recent debate or conversation around the topic by other academics.

The general answer is: as long as it needs to be to cover everything. The length of your research proposal depends on the requirements from the institution that you are applying to. Make sure to carefully read all the instructions given, and if this specific information is not provided, you can always ask.

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The goal of a research proposal is twofold: to present and justify the need to study a research problem and to present the practical ways in which the proposed study should be conducted. The design elements and procedures for conducting research are governed by standards of the predominant discipline in which the problem resides, therefore, the guidelines for research proposals are more exacting and less formal than a general project proposal. Research proposals contain extensive literature reviews. They must provide persuasive evidence that a need exists for the proposed study. In addition to providing a rationale, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and benefits derived from the study's completion.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study;
  • Learn how to conduct a comprehensive review of the literature to determine that the research problem has not been adequately addressed or has been answered ineffectively and, in so doing, become better at locating pertinent scholarship related to your topic;
  • Improve your general research and writing skills;
  • Practice identifying the logical steps that must be taken to accomplish one's research goals;
  • Critically review, examine, and consider the use of different methods for gathering and analyzing data related to the research problem; and,
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of conducting scholarly research.

A proposal should contain all the key elements involved in designing a completed research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the findings of the study and your analysis of those findings. Finally, an effective proposal is judged on the quality of your writing and, therefore, it is important that your proposal is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succinct in defining the research problem and what it is you are proposing to investigate.
  • Why do you want to do the research? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of in-depth study. A successful research proposal must answer the "So What?" question.
  • How are you going to conduct the research? Be sure that what you propose is doable. If you're having difficulty formulating a research problem to propose investigating, go here for strategies in developing a problem to study.

Common Mistakes to Avoid

  • Failure to be concise . A research proposal must be focused and not be "all over the map" or diverge into unrelated tangents without a clear sense of purpose.
  • Failure to cite landmark works in your literature review . Proposals should be grounded in foundational research that lays a foundation for understanding the development and scope of the the topic and its relevance.
  • Failure to delimit the contextual scope of your research [e.g., time, place, people, etc.]. As with any research paper, your proposed study must inform the reader how and in what ways the study will frame the problem.
  • Failure to develop a coherent and persuasive argument for the proposed research . This is critical. In many workplace settings, the research proposal is a formal document intended to argue for why a study should be funded.
  • Sloppy or imprecise writing, or poor grammar . Although a research proposal does not represent a completed research study, there is still an expectation that it is well-written and follows the style and rules of good academic writing.
  • Too much detail on minor issues, but not enough detail on major issues . Your proposal should focus on only a few key research questions in order to support the argument that the research needs to be conducted. Minor issues, even if valid, can be mentioned but they should not dominate the overall narrative.

Procter, Margaret. The Academic Proposal.  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal. Baylor University; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing most college-level academic papers, research proposals are generally organized the same way throughout most social science disciplines. The text of proposals generally vary in length between ten and thirty-five pages, followed by the list of references. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study?
  • Why is the topic important?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on the topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In general, a compelling research proposal should document your knowledge of the topic and demonstrate your enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like, "Wow, that's an exciting idea and I can’t wait to see how it turns out!"

Most proposals should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write a doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea based on a thorough examination of the significance of a research problem. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to gain a sense of your passion for the topic and to be excited about the study's possible outcomes. Note that most proposals do not include an abstract [summary] before the introduction.

Think about your introduction as a narrative written in two to four paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that research problem?
  • What methods should be used to analyze the research problem?
  • Answer the "So What?" question by explaining why this is important research, what is its significance, and why should someone reading the proposal care about the outcomes of the proposed study?

II.  Background and Significance

This is where you explain the scope and context of your proposal and describe in detail why it's important. It can be melded into your introduction or you can create a separate section to help with the organization and narrative flow of your proposal. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the topic; instead, you must choose what is most relevant in explaining the aims of your research.

To that end, while there are no prescribed rules for establishing the significance of your proposed study, you should attempt to address some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction. This is particularly important if the problem is complex or multifaceted .
  • Present the rationale of your proposed study and clearly indicate why it is worth doing; be sure to answer the "So What? question [i.e., why should anyone care?].
  • Describe the major issues or problems examined by your research. This can be in the form of questions to be addressed. Be sure to note how your proposed study builds on previous assumptions about the research problem.
  • Explain the methods you plan to use for conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to your analysis of the topic.
  • Describe the boundaries of your proposed research in order to provide a clear focus. Where appropriate, state not only what you plan to study, but what aspects of the research problem will be excluded from the study.
  • If necessary, provide definitions of key concepts, theories, or terms.

III.  Literature Review

Connected to the background and significance of your study is a section of your proposal devoted to a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while at the same time, demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methodological approaches they have used, and what is your understanding of their findings and, when stated, their recommendations. Also pay attention to any suggestions for further research.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your proposed study in relation to the arguments put forth by other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically or chronologically describing groups of materials one at a time. Note that conceptual categories generally reveal themselves after you have read most of the pertinent literature on your topic so adding new categories is an on-going process of discovery as you review more studies. How do you know you've covered the key conceptual categories underlying the research literature? Generally, you can have confidence that all of the significant conceptual categories have been identified if you start to see repetition in the conclusions or recommendations that are being made.

NOTE: Do not shy away from challenging the conclusions made in prior research as a basis for supporting the need for your proposal. Assess what you believe is missing and state how previous research has failed to adequately examine the issue that your study addresses. Highlighting the problematic conclusions strengthens your proposal. For more information on writing literature reviews, GO HERE .

To help frame your proposal's review of prior research, consider the "five C’s" of writing a literature review:

  • Cite , so as to keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches, and controversies expressed in the literature: describe what are the major areas of disagreement, controversy, or debate among scholars?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, and methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, argues, etc.].
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, synthesize, or add a new perspective to what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research, yet, your reader must have confidence that you have a plan worth pursuing . The reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. Thus, the objective here is to convince the reader that your overall research design and proposed methods of analysis will correctly address the problem and that the methods will provide the means to effectively interpret the potential results. Your design and methods should be unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Consider not only methods that other researchers have used, but methods of data gathering that have not been used but perhaps could be. Be specific about the methodological approaches you plan to undertake to obtain information, the techniques you would use to analyze the data, and the tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places, events, and/or periods of time].

When describing the methods you will use, be sure to cover the following:

  • Specify the research process you will undertake and the way you will interpret the results obtained in relation to the research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while applying these methods [e.g., coding text from interviews to find statements about the need to change school curriculum; running a regression to determine if there is a relationship between campaign advertising on social media sites and election outcomes in Europe ].
  • Keep in mind that the methodology is not just a list of tasks; it is a deliberate argument as to why techniques for gathering information add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to be performed does not demonstrate that, collectively, they effectively address the research problem. Be sure you clearly explain this.
  • Anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to address them. No method applied to research in the social and behavioral sciences is perfect, so you need to describe where you believe challenges may exist in obtaining data or accessing information. It's always better to acknowledge this than to have it brought up by your professor!

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, doesn't mean you can skip talking about the analytical process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results will impact future scholarly research, theory, practice, forms of interventions, or policy making. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to challenging the theoretical framework and underlying assumptions that support the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the natural settings of their workplace, organization, or community?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • In what way do individuals or groups benefit should your study be pursued?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented and what innovations or transformative insights could emerge from the process of implementation?

NOTE:   This section should not delve into idle speculation, opinion, or be formulated on the basis of unclear evidence . The purpose is to reflect upon gaps or understudied areas of the current literature and describe how your proposed research contributes to a new understanding of the research problem should the study be implemented as designed.

ANOTHER NOTE : This section is also where you describe any potential limitations to your proposed study. While it is impossible to highlight all potential limitations because the study has yet to be conducted, you still must tell the reader where and in what form impediments may arise and how you plan to address them.

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief summary of the entire study . This section should be only one or two paragraphs long, emphasizing why the research problem is worth investigating, why your research study is unique, and how it should advance existing knowledge.

Someone reading this section should come away with an understanding of:

  • Why the study should be done;
  • The specific purpose of the study and the research questions it attempts to answer;
  • The decision for why the research design and methods used where chosen over other options;
  • The potential implications emerging from your proposed study of the research problem; and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used . In a standard research proposal, this section can take two forms, so consult with your professor about which one is preferred.

  • References -- a list of only the sources you actually used in creating your proposal.
  • Bibliography -- a list of everything you used in creating your proposal, along with additional citations to any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to ensure the project will complement and not just duplicate the efforts of other researchers. It demonstrates to the reader that you have a thorough understanding of prior research on the topic.

Most proposal formats have you start a new page and use the heading "References" or "Bibliography" centered at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [e.g., education=APA; history=Chicago] or that is preferred by your professor. This section normally does not count towards the total page length of your research proposal.

Develop a Research Proposal: Writing the Proposal. Office of Library Information Services. Baltimore County Public Schools; Heath, M. Teresa Pereira and Caroline Tynan. “Crafting a Research Proposal.” The Marketing Review 10 (Summer 2010): 147-168; Jones, Mark. “Writing a Research Proposal.” In MasterClass in Geography Education: Transforming Teaching and Learning . Graham Butt, editor. (New York: Bloomsbury Academic, 2015), pp. 113-127; Juni, Muhamad Hanafiah. “Writing a Research Proposal.” International Journal of Public Health and Clinical Sciences 1 (September/October 2014): 229-240; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal. The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. "Developing and Writing a Research Proposal." In From Postgraduate to Social Scientist: A Guide to Key Skills . Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences , Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

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Research proposals

How to write an effective proposal.

What's it for?

A research proposal explains the nature and extent of your planned or future research. It is written for an academic reader e.g. for your supervisor or an academic with a similar disciplinary background. By thinking through your entire research project from beginning to end, it may also highlight core issues with the feasibility of the project.

W hat's in it ?

There are some disciplinary differences regarding exactly what is included in the proposal. For example, disciplines such as Psychology may include a prominent hypothesis statement, others in the Social Sciences including Education, may expect a set of research questions that the study will answer. However, all research proposals should cover the four basic elements below.

  • The research topic addresses a significant problem and, therefore, advances the state of knowledge in that field.
  • Identification of an appropriate methodology and underlying theory to address the problem, including data collection methods and equipment (if required).
  • Details of how the collected data will be analysed in such a way that useful conclusions can be drawn.
  • An organised plan for any proposed work, including a timeframe.

Possible macro-structures

The structure of your research proposal will vary depending on the requirements of your discipline. Nevertheless, certain structural elements will be expected by your reader and these may be presented in the following order. Check with the Research Coordinator in your area for specific requirements.

Identifies the title of the project, your full name, the institution, department, and supervisor details. The title should be brief and descriptive and may use a colon (:) to separate the topic from the focus (i.e. Stormwater Harvesting: Managing the hazards of surface water pollution by run-off ).

Lists the sections of the Research Proposal (headings and indented sub-headings) and corresponding page numbers.

Outlines the essence of the research project. It describes the purpose and motivation for the study, the problem, the data collection methodology and analysis, significant results and implications of the research.

Provides background information for the research (i.e. the problem being addressed) and is typically structured from general information to narrow or focused ideas with your research question/s or hypotheses at the narrow end.

The Introduction should be about 10% of your proposal.

Imagine you are writing for a general reader rather than an expert audience. The Introduction includes a brief review of relevant literature or knowledge in the field, so that you are able to present a gap in existing knowledge and, therefore, the significance and originality of your research.

Finally, articulate the scope of your research (or what you will not be doing) to limit your task. Your research question/s should encapsulate the primary question/s you aim to solve.

Synthesises the literature in your field. Some disciplines will expect to see this in the Introduction but others will want it placed in this ‘stand-alone’ section (especially in more Humanities-based fields). Again, it could be structured from broad to narrow, so literature on the more general aspects of your topic could come first, narrowing down to published work on your particular area of interest. You might end this section by including a short summary of the main themes you have identified from the literature.

Includes a description and rationale for the methods of data collection and analysis, and the materials you will use in your research. Use subheadings if possible ( i.e. Data Collection, Data Analysis, Ethical Considerations etc.) and write with a future aspect, ( i.e. The research will initially examine water treatment processes in... )

Details any results that you may already have resulting from previous Honours or Masters’ research work, or perhaps from a pilot study. It is important to relate these results to the critical framework of your intended new research project.

Lists the stages of the research project in timeline, spreadsheet or tabular format, and the deadlines for completion of these stages or tasks. You should include any anticipated challenges to completion.

Outlines the proposed chapters of the thesis and the content of each chapter in several lines or a paragraph, including a Table of Contents.

Relates the expected outcomes of your research to the aims expressed in the Introduction so that the need for the study and the contribution to knowledge is clear.

Provides all the resources cited in your resource proposal using a referencing format favoured by your faculty or discipline. Do not list resources that are not directly referred to in your Proposal.

Writing the Research Proposal

How much should i write.

A research proposal is usually quite a bit longer than other written academic genres. In the Humanities, it could be around 10,000 words or even longer (excluding the Reference List); whereas those from more Science-oriented disciplines may be shorter.

What should I begin with?

Similar to other academic genres, writing the research proposal is a process. If you are proposing a ‘recycled’ topic that builds on previous assignments already written on the same topic, you might spend some time re-reading these. However, if you are starting a ‘fresh’ project you might consider two key questions:

  • What am I really interested in finding out about my research topic?
  • How am I going to do this in practice? Brainstorm responses to these questions under a strict time limit – say 30 minutes.

Then leave this ‘free-writing’ for at least 24 hours before reviewing it for a possible more polished second draft.

How should I approach the literature?

Reviewing the academic literature on your topic is one of the most critical stages of your research proposal. This section goes beyond a simple summary of everything written on a subject. Instead, it is a critical synthesis of materials that illuminates selected academic literature on your topic. Your coverage of the literature should reflect the argument or perspective that you have set out in your research question/s.

Try the following techniques for dealing with the literature:

  • Develop a theme or series of themes from your broad reading, referencing the work of relevant authors who support your position or who provide counter-arguments against your point/s.
  • Limit excessive quoting. Too many direct quotations will dilute your authority over the topic.
  • Avoid beginning paragraphs with “Jones argues …”; “Smith states …” This approach risks losing a sense of your writer’s authority to the work of others. Instead, provide an overview of the paragraph in a topic sentence written in your own writer’s voice.

Adapted from Rudestam and Newton (2015) as cited in Paltridge and Starfield (2020). Thesis and dissertation writing in a second language: A handbook for students and their advisers. Routledge.

Tips for writing

  • Avoid language that is overly hesitant or tentative (i.e. ‘It seems that…’, ‘It is hoped that …’). Instead, use confident language when you feel able to (i.e. ‘It is clear that…’, ‘I assert that …’).
  • Break up large blocks of text into smaller sections using sub-headings and bullet-points.
  • Anticipate possible problems with, or limitations of, your research. Address these issues directly for your own benefit as well as to improve the entire proposal.
  • Make your proposal is easy for readers to skim read. Never assume your readers will read your work in a ‘logical’ order. Use sub-headings and restate key ideas to guide the reader through your writing.
  • Find copies of other Research Proposals in your field and study the way they:
  • devise titles.
  • structure their proposal.
  • use discipline-specific language.
  • Take a note of anything else you notice. You might ask your potential supervisor/s for models of previously submitted proposals or search for relevant examples online (look for examples from reputable .edu or .org. web addresses)

Remember, your research proposal should demonstrate:

  • the feasibility and logical foundations of your project
  • a well-focussed research question, set of research objectives, or hypothesis
  • the width and depth of the academic literature on your topic
  • understanding of current issues or debates on your topic
  • justification of your project through the literature
  • a match between the methodology and / or methods and your research question/s

Adapted from Cadman (2002) as cited in Paltridge, B. and Starfield, S. (2020). Thesis and dissertation writing in a second language: A handbook for students and their advisers. Routledge.

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How to Write a Research Proposal

Deeptanshu D

Table of Contents

how-to-write-a-research-proposal

In academia, especially in social and behavioral sciences, writing a research proposal is an essential first step while planning a new research project. A research proposal is an initial pitch, or theoretical framework that serves to introduce the topic and anticipated results of a project, provide an overview of the methods to be used, and convince the reader that the proposed research can be conducted successfully. It is very essential to know how to write a research proposal, whether you are a student trying to fulfill course requirements or a researcher looking for funding for scholarly research. But writing a well-structured proposal is easier said than done.

To make things simpler for you, In this article, I explained the fundamentals of a research proposal, its structure, the steps involved in writing a research proposal, and common mistakes to avoid. Continue reading to gain a thorough understanding of the concept and purpose of a research proposal. This blog will also enable you to write the research proposal quickly, reducing the likelihood of rejection.

What is a Research Proposal?

In simpler terms,  A research proposal is a document written to explain and justify your chosen research topic and the necessity to carry out that particular research by addressing the research problem. Likewise, a good research proposal should carry the proposed research's results and benefits, backed by convincing evidence.

Always keep your audience in mind while writing your research proposal. Your audience expects a concise summary and a detailed research methodology from you in the research proposal.

To begin, you must understand the purpose of a research proposal in order to effectively write a research proposal and also to receive swift approvals.

What is the purpose or importance of a research proposal?

importance-of-research-proposal

A research proposal's purpose is to provide a detailed outline of the process that will be used to answer a specific research problem. Whereas the goal of the research proposal varies from person to person. In some cases, it may be to secure funding, while in others, it may be to obtain a meager approval from the committee or the supervisor to proceed with the research project. Regardless of your research proposal's end goal, you are supposed to write a research proposal that fulfills its intended purpose of presenting the best plan for your research.

While writing a research proposal, you should demonstrate how and why your proposed research is crucial for the domain, especially if it is social and behavioral sciences. It would help if you showed how your work is necessary by addressing some key points like:

  • Bridging the gaps in the existing domain of research.
  • Adding new and fresh perspectives to the existing understanding of the topic.
  • Undervalued data in the current stats of the domain.

Furthermore, your research proposal must demonstrate that you, as an author, are capable of conducting the research and that the results will significantly contribute to the field of knowledge. To do so, include and explain your academic background and significance along with your previous accolades to demonstrate that you and your idea have academic merit.

What is the ideal length of a research proposal?

There are no hard and fast rules about how long a research proposal should be, and it varies dramatically from different institutions and publishers. However, as a standard domain practice, a research proposal is generally between 3000- 4000 words. A majority of globally reputed institutions follow the 3000- 3500 word limit.

Since the research proposal is written well before the research is conducted, you need to outline all the necessary elements your research will entail and accomplish. Once completed, your research proposal must resemble a concise version of a thesis or dissertation without results and a discussion section.

Structure of a research proposal

structure-of-research-proposal

When you recognize a gap in the existing books of knowledge, you will address it by developing a research problem. A research problem is a question that researchers want to answer. It is the starting point for any research project, and it can be broad or narrow, depending on your objectives. Once you have a problem, it is followed by articulating a research question. After that, you can embark on the process of writing a research proposal.

Whether your goal is to secure funding or just approval, nevertheless, your research proposal needs to follow the basic outline of a research paper, containing all the necessary sections. Therefore, the structure of a research proposal closely resembles and follows a thesis or dissertation or any research paper. It should contain the following sections:

As is well known, the first thing that catches the reader's attention is a catchy title. Therefore, you should try to come up with a catchy yet informative title for your research proposal. Additionally, it should be concise and clear to reflect enough information about your research question.

To create a good research proposal, try writing the title to induce interest and information in your readers. Pro-Tip: Avoid using phrases such as “An investigation of …” or “A review of …” etc. . These have been overused for ages and may reflect your research title as a regular entry. On the other hand, concise and well-defined titles are always something readers like and stand higher chances for a proposal approval.

2. Abstract

Write your abstract in a brief yet very informative way. It should summarize the research you intend to conduct. Put an emphasis on the research question, research hypothesis , research design and methods, and the key findings of your proposed research.

If you wish to create a detailed proposal, try including a table of contents. It will help readers navigate easily and catch a glance at your entire proposal writing. Check out this guide if you want to learn more about how to write a research abstract for your scholarly research.

3. Introduction

All papers need a striking introduction to set the context of the research question. While framing your research proposal, ensure that the introduction provides rich background and relevant information about the research question.

Your entire research proposal hinges upon your research question. Thus, fit should come out clearly in the intro. Provide a general introduction without clear explanations, and it might render your research proposal insignificant.

Start your research proposal with the research problem, engage your audience with elements that relate to the problem, and then shed some light on the research question. Then, proceed with your study's evidence-based justification, and you'll find that the audience is sticking with your proposal narrative.

While writing your research proposal, ensure that you have covered the following:

  • Purpose of your study.
  • Background information and significance of your study.
  • Introduction to the question, followed by an introduction to the paper.
  • Brief mention of the critical issues that you will focus on.
  • Declaration of independent and dependent variables of the research hypothesis. (You can learn more about the variables of the research hypothesis here .)

4. Literature Review

Writing a literature review is an important part of the research process. It provides the researcher with a summary of previous studies that have been conducted on a subject, and it helps the researcher determine what areas might need additional investigation in the existing research. Guidelines for the literature review vary for different institutions.

To effectively conduct and write a literature review check this guide . You can also use tools like SciSpace Copilot , our AI research assistant that makes reading academic papers a much easier task. You can use it to get simple explanations for complex text, maths, or tables. Copilot can be particularly helpful when you’re sifting through papers as you can quickly understand the abstract, get some context around the study, and identify if the paper is relevant to your project or not.

The literature review can either be kept as a separate section or incorporated into the introduction section. A separate section is always favorable and vital in gaining the research proposal approval. Additionally, a separate section for a literature review offers in-depth background data and demonstrates the relevance of your research question by emphasizing the gaps that have remained since the previous study.

Your research proposal’s literature review must contain and serve the following:

define research proposal essay

  • To provide a reference of the studies and the researchers who have previously worked in the same domain.
  • To provide the build path of your research question.
  • To furnish a critical examination of the previous research works.
  • To present the research issues about the current investigation.
  • To convince the audience about the importance of your research in the relevant domain.

Need help you with your literature review? Try SciSpace Discover and get barrier-free access to scientific knowledge.

Discover millions of peer-reviewed research articles and their full-text PDFs here. The articles can be compiled in one place and saved for later use to conduct a Hassel-free literature review.

5. Research Methodology

Research design and methods is the section where you explain how you will be conducting the proposed research. Ensure that you provide and include a sufficient explanation for the chosen methods. Additionally, include some points explaining how your chosen methods will help you get the desired or expected results.

Provide ample information to the readers about your research procedures so that they can easily comprehend the methodology and its expected results. Through your research methodology, you can easily show your audience whether the results you are promising can be achieved or not.

Most importantly, make sure the methodology you choose—whether qualitative or quantitative—is the best fit for your research. You should also be able to justify your choice.

Additionally, you should properly explain both the quantitative and qualitative components of your research if they are both used. For a qualitative approach, you must offer more elaborate and in-depth theoretical-based evidence. On the other hand, for the quantitative approach, you must describe the survey or lab setup, sample size, tools, and data collection methods.

Make sure you have plenty of explanations for the research methodology to support how you approached the research problem.

6. Expected Research Results

The expected research results section is where the researcher states what they expect to find in their research. The purpose of this section is to provide a summary of the study's goals, as well as give an overview of what the researcher expects will be found out. These results must orient the reader in sync with the methodology section and provide the answers to the research questions.

7. Limitations

The limitations section of an academic research paper is a section in which the writers of the paper discuss the weaknesses of their study. They do this by identifying problems with their methods, design, and implementation. This section should also discuss any other factors that may have affected the results or accuracy of the study. This section allows readers to understand how much confidence they can place in the findings, and how applicable they are to other contexts.

Furthermore, it will also showcase your honesty and complete understanding of the topic. Your research proposal’s limitations can include:

  • Reasons for the chosen sample size.
  • Justifications for the availability of resources at hand.
  • Any unexpected error that might occur in the course of research as well.

8. Reference and Bibliography

If you don’t want your efforts to be tagged as plagiarized, ensure that you include the reference section at the end of the research proposal and follow the appropriate citation guidelines while citing different scholarly sources and various other researchers’ work.

For references, use both the in-text and footnote citations. List all the literature you have used to gather the information. However, in the bibliography, apart from including the references you have cited, you should include the sources that you didn't cite.

Reasons why research proposals get rejected

reasons-for-research-proposal-rejections

Research proposals often get rejected due to the smallest of mistakes. To keep the chances of getting your research proposal rejection at bay or a minimum, you should be aware of what grounds committees or supervisors often decide on rejection.

Follow through to understand the common reasons why research papers get rejected:

  • The proposal stated a flawed hypothesis.
  • The readers or the audience don't get convinced that the expected results will be anything new or unique.
  • The research methodology lacks the details and may appear unrealistic.
  • The research proposal lacks coherence in the problem statement, methodology, and results.
  • Inadequate literature review.
  • Inaccurate interpretation of expected results from the methodology.
  • Plagiarized or copied sections of the research proposal.

Common mistakes to avoid

common-mistakes-to-avoid-while-writing-a-research-proposal

You must stay aware of the research proposal guidelines and best writing manners. To maximize the approval chances of your research proposal, you should try to avoid some common pitfalls like:

  • Making it verbose

Try explaining the various sections of the research proposal economically. Ideally, you should strive to keep your writing as a concise, brief, and to the point as possible. The more concisely you explain the purpose and goal of your research proposal, the better.

  • Focusing on minor issues than tackling the core

While writing the research proposal, you may feel every issue is important, and you should provide an explanatory note for that. However, stay wiser while selecting the importance of issues. Avoid falling into the trap of trivial issues, as it may distract your readers from the core issues.

  • Failure to put a strong research argument

The easiest way your readers can undermine your research proposal is by stating it is far more subjective and sounds unrealistic. A potent research argument describing the gaps in the current field, its importance, significance, and contributions to your research is the foremost requirement of a good research proposal.

Remember, even though you are proposing the objective, academic way, the goal is to persuade the audience to provide you with the required research approval.

  • Not citing correctly

Understand that when you are going for some research, its outcome will contribute to the existing pool of knowledge. Therefore, always cite some landmark works of your chosen research domain and connect your proposed work with it.

Providing such intricate details will establish your research's importance, relevance, and familiarity with the domain knowledge.

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How to write a research proposal

Advice and guidance on writing a proposal for a student research project.

Purpose of a research proposal

A research proposal is your plan for the research you intend to conduct. It should describe:

  • what you will investigate, 
  • why it is important to the discipline and 
  • how you will conduct your research.

Your research proposal also needs to persuade someone about how and why your intended project is worthwhile. 

In your proposal you will need to explain and defend your choices. Always think about the exact reasons why you are making specific choices and why they are the best options available to you and your project.

Your research proposal should focus on: 

  • Relevance - You want to convince the reader how and why your research is relevant and significant to your field and how it is original. This is typically done in parts of the introduction and the literature review.
  • Context - You should demonstrate that you are familiar with the field, you understand the current state of research on the topic and your ideas have a strong academic basis (i.e., not simply based on your instincts or personal views). This will be the focus of your introduction and literature review. 
  • Approach - You need to make a case for your methodology, showing that you have carefully thought about the data, tools and procedures you will need to conduct the research. You need to explicitly defend all of your choices. This will be presented in the research design section. 

Feasibility - You need to show that your project is both reasonable and feasible within the practical constraints of the course, timescales, institution or funding. You need to make sure you have the time and access to resources to complete the project in a reasonable period.

Writing a Research Proposal workshop: book here

Proposal format

The format of a research proposal varies between fields and levels of study but most proposals should contain at least these elements: 

  • introduction, 
  • literature review, 
  • research design and 
  • reference list.

Research proposals usually range from 500-1500 words. However, proposals for larger projects, such as a PhD dissertation or funding request, may be longer and more detailed.

Check the required format for your discipline and context.

Introduction

The introduction to your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why. In other words, this is where you answer the reader’s “so what?” 

It should typically include: 

  • introducing the topic, 
  • outlining your research question(s) and 
  • giving background and context. 

Some important questions to shape your introduction include: 

  • Who has an interest in the topic (e.g. scientists, practitioners, policymakers, particular members of society)?
  • How much is already known about the problem and why is it important?
  • What is missing from current knowledge and why?
  • What new insights will your research contribute?
  • Why is this research worth doing?

If your proposal is very long, you might include separate sections with more detailed information on the background and context, aims and objectives, and importance of the research.

To get you started, try describing your proposed research project to a friend or family member, or imagine how you would describe it to them.  What background information would you need to provide?  What would the impact of the research be for the general public?

Literature review 

It’s important to show that you’re familiar with the most important research on your topic. A strong literature review convinces the reader that your project has a solid foundation in existing knowledge or theory (i.e. how it relates to established research in the field).

Your literature review will also show that you’re not simply repeating what other people have already done or said. This is also where you explain why your research is necessary. 

You do not need to conduct a full literature review, as you will do that later during the research project, but you do need to provide an overview of the key research and ideas relating to your topic.

You might want to consider some of the following prompts:

  • Comparing and contrasting: what are the main theories, methods, debates and controversies?
  • Being critical: what are the strengths and weaknesses of different approaches?
  • Showing how your research fits in: how will you build on, challenge or synthesise the work of others? 
  • Filling a gap in the existing body of research: why is your idea innovative? 

Visit How to write a literature review for detailed information.

Research design and methods

Following the literature review, you can restate your main objectives to bring the focus back to your own project. 

The research design/ methodology section should describe the overall approach and practical steps you will take to answer your research questions. You also need to demonstrate the feasibility of the project, keeping in mind time and other constraints.

You should include:

  • Qualitative, quantitative or mixed methods research?
  • Will you collect original data or work with primary/secondary sources? 
  • Is your research design descriptive, correlational or experimental? Something completely different?
  • If you are undertaking your own study, when and where will you collect the data? How will you select subjects or sources? Exactly what or who will you study?
  • What tools and procedures will you use (e.g. systematic reviews, surveys, interviews, observation, experiments, bibliographic data) to collect your data? 
  • What tools/methods will you use to analyse your data? 
  • Why are these the best methods to answer your research question(s)? This is where you should justify your choices. 
  • How much time will you need to collect and analyse the data? 
  • How will you gain access to participants and sources?
  • How will you address any ethical issues?
  • What problems might you encounter? How will you address them?

Do not simply compile a list of methods. Explain why this is the most appropriate, valid and reliable way to approach answering your question. Remember you should always be defending your choices! 

You might also need to include a schedule or a budget - check what is required for your proposal. 

Implications and contributions to knowledge

To finish your proposal on a strong note, emphasise the potential implications of the research. This means: what do you intend to contribute to existing knowledge on the topic?

Although you cannot know the results of your research until you have actually done the work, you should have a clear idea of how your work will contribute to your field. 

This section is very important because it expresses exactly why your research is necessary. 

Try to cover at least some of the following topics:

  • Ways in which your work can challenge existing theories and assumptions in your field. 
  • How your work will create the foundation for future research and theory. 
  • The practical value of your findings for practitioners, educators or other academics in your field. 
  • The problems or issues your work can potentially help to resolve. 
  • Policies that could be impacted by your findings. 
  • How your findings can be implemented in academia or other settings and what difference this will make.

This part is not about stating the specific results that you expect to obtain but rather, this is the section where you explicitly state how your findings will be valuable. 

This section should tie your whole proposal together. It is just like the concluding paragraph that you would structure and craft for a typical essay. You should briefly summarise your research proposal and reinforce why your research is important. 

Reference list

Your research proposal must include proper citations and full references for every source you have included. Follow your department’s referencing style .

Writing style

You should write in an academic style. 

Your proposal is a piece of persuasive and critical writing. Although you are presenting your proposal in an academic and objective manner, the goal is to get the reader to say ‘yes’ to your work. Make sure you emphasise the strengths of your proposal and why your research is important.

Resources on how to write critically:

  • How to write critically
  • The Manchester academic phrasebank includes some examples of phrases you can use when being critical .

Academic writing does not need to be flowery or pretentious. Aim to write in a concise and accessible style.

Book a writing advisory service appointment for advice and feedback on your style and other aspects of your proposal.

Make an appointment

Checklist for a strong proposal 

Once you have written your proposal, read back through it with the following questions in mind.

  • Have you made a strong and persuasive argument for the value of your research?
  • Have you focused on key information? Avoid unnecessary details.
  • Is your proposal easy to understand? Have you expressed your ideas clearly?
  • Have you included references for all the sources you cite?
  • Is your reference list formatted correctly?

Check for spelling, grammatical or stylistic errors. Visit How to proofread your work for more information.

After submitting your proposal

Once you get to the stage of carrying out your research project, you may find our 

Research Writing workshop useful. This workshop will look at some of the main writing challenges associated with writing a large-scale research project and look at strategies to manage your writing on a day-to-day basis. It will identify ways to plan, organise and map out the structure of your writing to allow you to develop an effective writing schedule and make continuous progress on your dissertation project.

  • How to plan a dissertation or final year project
  • How to write a literature review
  • How to identify your research methods

Further Resources

  • Applying essentials – PhD study

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How to Write a Research Proposal: Steps, Outline, Example, and More!

define research proposal essay

A research proposal is a strategic tool for a world of uncharted discoveries. It is the entrance to the world of scientific inquiry, where the bounds of human knowledge are pushed, and new perspectives are unveiled. 

Here’s a quick breakdown of how to write a research proposal :

  • Pick a clear and focused topic. What specific question are you trying to answer?
  • Show its importance. Why is your research relevant to your field?
  • Research the gap. What do we already know? What are the knowledge gaps you'll address?
  • Plan your methods. How will you collect and analyze your data (surveys, interviews, experiments)?
  • Be realistic. Can you complete the research within your timeframe?
  • Cite your sources! Show you've reviewed existing research.
  • Keep it concise. Aim for a clear and focused document, typically 5-10 pages.

Definition of What Is a Research Proposal

Research proposals accomplished two things at once: 1) persuade the academics that the proposed study deserves funding and 2) lead the researcher on an exciting intellectual quest. 

The proposal combines a call to action, a request for financial support, and a mission statement. It's a creative work that unites the brilliance of creation with the powerful ability to persuade, opening up a whole new range of alternatives.

Research Proposal Purpose

Its main goal is to persuade a funding organization or other interested parties that the suggested project is worth the investment and that the scholar has the competence and assets necessary to complete it adequately.

The proposal has to be crystal clear, direct to the point, and persuasive, making a strong argument for the significance of the study, its future contribution, and the original strategy the scholar would employ. Each ambitious researcher should have a strong study proposal, which may lead to funding possibilities, team projects, and even brand-new insights.

We bet you'd fancy a guide on how to write a proposal for a research paper with detailed information and explaining steps required to complete your work successfully. Then, let's delve into the following sections right away!

Research Proposal Length 

The length of a research proposal can vary depending on several factors, but here's a quick guide:

  • Typical Range: 1,500 - 3,000 words (excluding references and appendices).
  • Ballpark Pages: 5-10 pages (assuming standard formatting).
  • Focus on Quality, Not Quantity: Aim for a concise and well-structured document that effectively conveys your research plan.
  • Check with your specific program or funding agency for any word or page limit requirements.

How to Write a Research Proposal Step-by-Step

There is no research proposal template that is universally applicable to all types of papers. However, no matter how extensive and in-depth your study is, you will discover that the majority of research paper proposal example templates contain the following information:

How to Write a Research Proposal Step-by-Step

Research Paper Title

So, how to start a research proposal? The logical answer is to first come up with a proper title. A well-written title can greatly increase the likelihood of a research article being read and referenced. For instance, a study titled 'The Effect of Media Platforms on Social Development: A Systematic Review' effectively communicates the study's focus while clarifying how it was conducted. The reader will find it simpler to comprehend the study's goal and any potential ramifications owing to the title's precision and informational nature.

An abstract provides a 150-300 word summary of a research paper and its primary objectives, methods, results, and conclusions. As it is frequently the first thing readers see and can influence whether they continue reading the complete article, the abstract is an important part of a research study. An effective abstract should summarize the paper's ideas, be simple to read, and emphasize the importance and possible influence of the work. It should give readers a thorough understanding of the paper's scope and purpose while piquing their interest in learning more.

If you're wondering how to write a research proposal context, remember that here you should provide your paper's structure and background information. Typically, you should discuss related literature reviews and any research gaps you'll explore throughout the study. It's also suggested that you stress the importance of undertaking the research and mentioning related theoretical and conceptual frameworks employed. Considering these, providing the context in your proposal is crucial since it helps your audience comprehend the study's relevance and how it fits into a broader perspective.

Research Question

The research question is the foundation of your proposal that shapes your study design and defines its main goal. It demonstrates your desire to learn more while furthering your academic career. Suppose you're writing a proposal about comparing the US and UK healthcare systems. In that case, you can come up with the following research question: 'How do low-income citizens with severe diseases do in terms of their physical well-being in the US and the UK?'

Research Method

In the research proposal, you should go into depth about how you conducted your study. Explain your key research tools and the techniques you employed to get your results. If you conducted interviews, tell the reader about the subjects of your questions. Lastly, provide your analysis of the results.

Research Significance

Afterward, you should describe the significance of your work. Every research proposal sample will briefly explain how your research is unique and contributes to the topic of study. You might wish to provide reasoning for the necessity of your study at this given moment. For example: 'The study's findings connect Psycho with other contemporary movies that share the same shock-factor traits. The startling aspect is more difficult to create today, as seen by the rise of low-budget, badly made horror movies that rely on shock rather than suspense to keep viewers' interest.'

Bibliography

Finally, you should compile a list of the articles and books most helpful to your research. You may need to do so according to the guidelines set forth by your instructor for research papers (APA, MLA, Chicago, etc.). You could also develop an annotated bibliography in which you explain how each resource aided your inquiry.

How to Create a Research Proposal Outline with a Research Proposal Template

Your outline format should look like the research proposal example provided above. Ensure you have a well-defined research topic and a clear plan for organizing your approach before starting the proposal writing process. Our history essay writer suggests that the following be included in your research proposal outline:

How to Write a Research Proposal outline

I. Introduction

  • Background information and context
  • Research problem statement
  • Research question(s) or hypothesis

II. Literature Review

  • Review of relevant literature
  • Identification of gaps in existing research
  • Explanation of how the proposed research will address those gaps

III. Methodology

  • Research design
  • Participants or population
  • Sampling method
  • Data collection methods
  • Data analysis methods

IV. Expected Results

  • Discussion of expected outcomes
  • Significance of expected outcomes

V. Timeline

  • Project timeline with major milestones
  • Itemized budget with justification for expenses

VII. Conclusion

  • Recap of the research problem and proposed solution
  • Potential contributions to the field of study

VIII. References

  • List of references cited in the proposal

outline research

This research paper outline should give you a clear idea of how to write a research proposal example effortlessly. Now, let our research proposal writing service tells out more about the formatting details.

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How to Format a Research Proposal Properly: APA Research Proposal

A research proposal format might be as short as a few paragraphs or as extensive as up to ten pages for dissertations. When unsure how to format a research proposal, first discuss details with your teacher, such as length, content, style, etc.

However, one of the most demanded styles is the APA research proposal format, which follows a specific format as given in the American Psychological Association guidelines. As it guides the project and helps guarantee that the study is thorough, ethical, and evidence-based, a research proposal example APA is usually generated before the study is conducted. 

Here is the general APA format:

  • 12-point font Times New Roman.
  • Double-spaced.
  • 1-inch margins.
  • An APA running head (limited to 50 characters).
  • A title page with the paper's title (no more than 12 words in length), your name, and the name of your institution.
  • An abstract (150-200 words).
  • In-text citations.
  • References page.

Effective Research Proposal Topics

Research proposals are the foundation of scholarly investigation. Therefore, thinking of fresh and distinctive research proposal ideas might be difficult. Due to this, our paper writers have supplied some excellent research proposal topics that will add excitement and enthusiasm to your academic endeavor:

  • Social Media and Teen Anxiety
  • E-Learning vs. Traditional Classrooms in STEM Fields
  • Bilingual Education and Math Performance
  • Music and Focus: Classical vs. Electronic
  • Subscription Boxes vs. Traditional Shopping
  • Meditation vs. Exercise for Stress Relief
  • Pocket Parks and Mental Health in Dense Cities
  • Mobile Games and Problem-Solving in Adults
  • AI and Automation in Healthcare
  • Leadership Styles in Family Businesses
  • Power Napping for Shift Workers
  • Blue Light Filters and Sleep Quality
  • Napping vs. Extended Sleep for Memory Consolidation
  • Language Learning Apps for Travelers
  • Light Pollution and Bird Migration Patterns
  • Solar Energy Adoption in Rural Communities
  • Social Media and Political Polarization
  • Parental Involvement and Standardized Test Scores
  • Volunteer Work and Social Responsibility in Young Adults
  • Mentorship Programs for Women in STEM

Research Proposal Example

Here is a research proposal example APA. Notice the structure of a short research paper (around 15 pages) and the APA formatting.

If you enjoyed our sample, feel free to drop us your ' write an essay for me ' request for any kind of assignment.

To wrap up, we hope our article assisted you in writing a research proposal. In addition to providing a thorough analysis of all the crucial elements of a research project, we provided guidance on how to write a research paper proposal that stands out.

And if you're already prepared to start producing a scholarly research paper, you can always rely on us! Contact us with your ' write my research paper ' request to place an order for a quality custom term paper that will easily impress your professor!

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What Are the 5 Steps of Writing a Research Proposal?

What is a research proposal, what is the format of a research proposal.

Daniel Parker

Daniel Parker

is a seasoned educational writer focusing on scholarship guidance, research papers, and various forms of academic essays including reflective and narrative essays. His expertise also extends to detailed case studies. A scholar with a background in English Literature and Education, Daniel’s work on EssayPro blog aims to support students in achieving academic excellence and securing scholarships. His hobbies include reading classic literature and participating in academic forums.

define research proposal essay

is an expert in nursing and healthcare, with a strong background in history, law, and literature. Holding advanced degrees in nursing and public health, his analytical approach and comprehensive knowledge help students navigate complex topics. On EssayPro blog, Adam provides insightful articles on everything from historical analysis to the intricacies of healthcare policies. In his downtime, he enjoys historical documentaries and volunteering at local clinics.

  • Updated content on the page.
  • Added new content.
  • Added new topics.
  • Added FAQs.
  • https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5037942/
  • Examples of Research proposals | York St John University. (n.d.). York St John University. https://www.yorksj.ac.uk/study/postgraduate/research-degrees/apply/examples-of-research-proposals/
  • How to write your research proposal | University of Westminster, London. (n.d.). https://www.westminster.ac.uk/study/postgraduate/research-degrees/entry-requirements/how-to-write-your-research-proposal

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11.2 Steps in Developing a Research Proposal

Learning objectives.

  • Identify the steps in developing a research proposal.
  • Choose a topic and formulate a research question and working thesis.
  • Develop a research proposal.

Writing a good research paper takes time, thought, and effort. Although this assignment is challenging, it is manageable. Focusing on one step at a time will help you develop a thoughtful, informative, well-supported research paper.

Your first step is to choose a topic and then to develop research questions, a working thesis, and a written research proposal. Set aside adequate time for this part of the process. Fully exploring ideas will help you build a solid foundation for your paper.

Choosing a Topic

When you choose a topic for a research paper, you are making a major commitment. Your choice will help determine whether you enjoy the lengthy process of research and writing—and whether your final paper fulfills the assignment requirements. If you choose your topic hastily, you may later find it difficult to work with your topic. By taking your time and choosing carefully, you can ensure that this assignment is not only challenging but also rewarding.

Writers understand the importance of choosing a topic that fulfills the assignment requirements and fits the assignment’s purpose and audience. (For more information about purpose and audience, see Chapter 6 “Writing Paragraphs: Separating Ideas and Shaping Content” .) Choosing a topic that interests you is also crucial. You instructor may provide a list of suggested topics or ask that you develop a topic on your own. In either case, try to identify topics that genuinely interest you.

After identifying potential topic ideas, you will need to evaluate your ideas and choose one topic to pursue. Will you be able to find enough information about the topic? Can you develop a paper about this topic that presents and supports your original ideas? Is the topic too broad or too narrow for the scope of the assignment? If so, can you modify it so it is more manageable? You will ask these questions during this preliminary phase of the research process.

Identifying Potential Topics

Sometimes, your instructor may provide a list of suggested topics. If so, you may benefit from identifying several possibilities before committing to one idea. It is important to know how to narrow down your ideas into a concise, manageable thesis. You may also use the list as a starting point to help you identify additional, related topics. Discussing your ideas with your instructor will help ensure that you choose a manageable topic that fits the requirements of the assignment.

In this chapter, you will follow a writer named Jorge, who is studying health care administration, as he prepares a research paper. You will also plan, research, and draft your own research paper.

Jorge was assigned to write a research paper on health and the media for an introductory course in health care. Although a general topic was selected for the students, Jorge had to decide which specific issues interested him. He brainstormed a list of possibilities.

If you are writing a research paper for a specialized course, look back through your notes and course activities. Identify reading assignments and class discussions that especially engaged you. Doing so can help you identify topics to pursue.

  • Health Maintenance Organizations (HMOs) in the news
  • Sexual education programs
  • Hollywood and eating disorders
  • Americans’ access to public health information
  • Media portrayal of health care reform bill
  • Depictions of drugs on television
  • The effect of the Internet on mental health
  • Popularized diets (such as low-carbohydrate diets)
  • Fear of pandemics (bird flu, HINI, SARS)
  • Electronic entertainment and obesity
  • Advertisements for prescription drugs
  • Public education and disease prevention

Set a timer for five minutes. Use brainstorming or idea mapping to create a list of topics you would be interested in researching for a paper about the influence of the Internet on social networking. Do you closely follow the media coverage of a particular website, such as Twitter? Would you like to learn more about a certain industry, such as online dating? Which social networking sites do you and your friends use? List as many ideas related to this topic as you can.

Narrowing Your Topic

Once you have a list of potential topics, you will need to choose one as the focus of your essay. You will also need to narrow your topic. Most writers find that the topics they listed during brainstorming or idea mapping are broad—too broad for the scope of the assignment. Working with an overly broad topic, such as sexual education programs or popularized diets, can be frustrating and overwhelming. Each topic has so many facets that it would be impossible to cover them all in a college research paper. However, more specific choices, such as the pros and cons of sexual education in kids’ television programs or the physical effects of the South Beach diet, are specific enough to write about without being too narrow to sustain an entire research paper.

A good research paper provides focused, in-depth information and analysis. If your topic is too broad, you will find it difficult to do more than skim the surface when you research it and write about it. Narrowing your focus is essential to making your topic manageable. To narrow your focus, explore your topic in writing, conduct preliminary research, and discuss both the topic and the research with others.

Exploring Your Topic in Writing

“How am I supposed to narrow my topic when I haven’t even begun researching yet?” In fact, you may already know more than you realize. Review your list and identify your top two or three topics. Set aside some time to explore each one through freewriting. (For more information about freewriting, see Chapter 8 “The Writing Process: How Do I Begin?” .) Simply taking the time to focus on your topic may yield fresh angles.

Jorge knew that he was especially interested in the topic of diet fads, but he also knew that it was much too broad for his assignment. He used freewriting to explore his thoughts so he could narrow his topic. Read Jorge’s ideas.

Conducting Preliminary Research

Another way writers may focus a topic is to conduct preliminary research . Like freewriting, exploratory reading can help you identify interesting angles. Surfing the web and browsing through newspaper and magazine articles are good ways to start. Find out what people are saying about your topic on blogs and online discussion groups. Discussing your topic with others can also inspire you. Talk about your ideas with your classmates, your friends, or your instructor.

Jorge’s freewriting exercise helped him realize that the assigned topic of health and the media intersected with a few of his interests—diet, nutrition, and obesity. Preliminary online research and discussions with his classmates strengthened his impression that many people are confused or misled by media coverage of these subjects.

Jorge decided to focus his paper on a topic that had garnered a great deal of media attention—low-carbohydrate diets. He wanted to find out whether low-carbohydrate diets were as effective as their proponents claimed.

Writing at Work

At work, you may need to research a topic quickly to find general information. This information can be useful in understanding trends in a given industry or generating competition. For example, a company may research a competitor’s prices and use the information when pricing their own product. You may find it useful to skim a variety of reliable sources and take notes on your findings.

The reliability of online sources varies greatly. In this exploratory phase of your research, you do not need to evaluate sources as closely as you will later. However, use common sense as you refine your paper topic. If you read a fascinating blog comment that gives you a new idea for your paper, be sure to check out other, more reliable sources as well to make sure the idea is worth pursuing.

Review the list of topics you created in Note 11.18 “Exercise 1” and identify two or three topics you would like to explore further. For each of these topics, spend five to ten minutes writing about the topic without stopping. Then review your writing to identify possible areas of focus.

Set aside time to conduct preliminary research about your potential topics. Then choose a topic to pursue for your research paper.

Collaboration

Please share your topic list with a classmate. Select one or two topics on his or her list that you would like to learn more about and return it to him or her. Discuss why you found the topics interesting, and learn which of your topics your classmate selected and why.

A Plan for Research

Your freewriting and preliminary research have helped you choose a focused, manageable topic for your research paper. To work with your topic successfully, you will need to determine what exactly you want to learn about it—and later, what you want to say about it. Before you begin conducting in-depth research, you will further define your focus by developing a research question , a working thesis, and a research proposal.

Formulating a Research Question

In forming a research question, you are setting a goal for your research. Your main research question should be substantial enough to form the guiding principle of your paper—but focused enough to guide your research. A strong research question requires you not only to find information but also to put together different pieces of information, interpret and analyze them, and figure out what you think. As you consider potential research questions, ask yourself whether they would be too hard or too easy to answer.

To determine your research question, review the freewriting you completed earlier. Skim through books, articles, and websites and list the questions you have. (You may wish to use the 5WH strategy to help you formulate questions. See Chapter 8 “The Writing Process: How Do I Begin?” for more information about 5WH questions.) Include simple, factual questions and more complex questions that would require analysis and interpretation. Determine your main question—the primary focus of your paper—and several subquestions that you will need to research to answer your main question.

Here are the research questions Jorge will use to focus his research. Notice that his main research question has no obvious, straightforward answer. Jorge will need to research his subquestions, which address narrower topics, to answer his main question.

Using the topic you selected in Note 11.24 “Exercise 2” , write your main research question and at least four to five subquestions. Check that your main research question is appropriately complex for your assignment.

Constructing a Working ThesIs

A working thesis concisely states a writer’s initial answer to the main research question. It does not merely state a fact or present a subjective opinion. Instead, it expresses a debatable idea or claim that you hope to prove through additional research. Your working thesis is called a working thesis for a reason—it is subject to change. As you learn more about your topic, you may change your thinking in light of your research findings. Let your working thesis serve as a guide to your research, but do not be afraid to modify it based on what you learn.

Jorge began his research with a strong point of view based on his preliminary writing and research. Read his working thesis statement, which presents the point he will argue. Notice how it states Jorge’s tentative answer to his research question.

One way to determine your working thesis is to consider how you would complete sentences such as I believe or My opinion is . However, keep in mind that academic writing generally does not use first-person pronouns. These statements are useful starting points, but formal research papers use an objective voice.

Write a working thesis statement that presents your preliminary answer to the research question you wrote in Note 11.27 “Exercise 3” . Check that your working thesis statement presents an idea or claim that could be supported or refuted by evidence from research.

Creating a Research Proposal

A research proposal is a brief document—no more than one typed page—that summarizes the preliminary work you have completed. Your purpose in writing it is to formalize your plan for research and present it to your instructor for feedback. In your research proposal, you will present your main research question, related subquestions, and working thesis. You will also briefly discuss the value of researching this topic and indicate how you plan to gather information.

When Jorge began drafting his research proposal, he realized that he had already created most of the pieces he needed. However, he knew he also had to explain how his research would be relevant to other future health care professionals. In addition, he wanted to form a general plan for doing the research and identifying potentially useful sources. Read Jorge’s research proposal.

Read Jorge's research proposal

Before you begin a new project at work, you may have to develop a project summary document that states the purpose of the project, explains why it would be a wise use of company resources, and briefly outlines the steps involved in completing the project. This type of document is similar to a research proposal. Both documents define and limit a project, explain its value, discuss how to proceed, and identify what resources you will use.

Writing Your Own Research Proposal

Now you may write your own research proposal, if you have not done so already. Follow the guidelines provided in this lesson.

Key Takeaways

  • Developing a research proposal involves the following preliminary steps: identifying potential ideas, choosing ideas to explore further, choosing and narrowing a topic, formulating a research question, and developing a working thesis.
  • A good topic for a research paper interests the writer and fulfills the requirements of the assignment.
  • Defining and narrowing a topic helps writers conduct focused, in-depth research.
  • Writers conduct preliminary research to identify possible topics and research questions and to develop a working thesis.
  • A good research question interests readers, is neither too broad nor too narrow, and has no obvious answer.
  • A good working thesis expresses a debatable idea or claim that can be supported with evidence from research.
  • Writers create a research proposal to present their topic, main research question, subquestions, and working thesis to an instructor for approval or feedback.

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Structure and content, introduction (to topic and problem), research question (or hypothesis, thesis statement, aim), proposed methodology, anticipated findings, contributions - impact and significance, tables and figures (if applicable).

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The structure and content of a research proposal can vary depending upon the discipline, purpose, and target audience. For example, a graduate thesis proposal and a Tri-Council grant proposal will have different guidelines for length and required sections.

Before you begin writing, be sure to talk with your supervisor to gain a clear understanding of their specific expectations, and continually check in with them throughout the writing process.

  • Organizing your Research Proposal - Template This 6-page fillable pdf handout provides writers with a template to begin outlining sections of their own research proposal.

This template can be used in conjunction with the sections below.

What are some keywords for your research?

  • Should give a clear indication of your proposed research approach or key question
  • Should be concise and descriptive

Writing Tip: When constructing your title, think about the search terms you would use to find this research online.

Important: Write this section last, after you have completed drafting the proposal. Or if you are required to draft a preliminary abstract, then remember to rewrite the abstract after you have completed drafting the entire proposal because some information may need to be revised.

The abstract should provide a brief overview of the entire proposal. Briefly state the research question (or hypothesis, thesis statement, aim), the problem and rationale, the proposed methods, and the proposed analyses or expected results.

The purpose of the introduction is to communicate the information that is essential for the reader to understand the overall area of concern. Be explicit. Outline why this research must be conducted and try to do so without unnecessary jargon or overwhelming detail.

Start with a short statement that establishes the overall area of concern. Avoid too much detail. Get to the point. Communicate only information essential for the reader’s comprehension. Avoid unnecessary technical language and jargon. Answer the question, "What is this study about?"

Questions to consider:

  • What is your topic area, and what is the problem within that topic?
  • What does the relevant literature say about the problem? – Be selective and focused.
  • What are the critical, theoretical, or methodological issues directly related to the problem to be investigated?
  • What are the reasons for undertaking the research? – This is the answer to the "so what?" question.

The following sections - listed as part of the introduction - are intended as a guide for drafting a research proposal. Most introductions include these following components. However, be sure to clarify with your advisor or carefully review the grant guidelines to be sure to comply with the proposal genre expectations of your specific discipline.

Broad topic and focus of study

  • Briefly describe the broad topic of your research area, and then clearly explain the narrowed focus of your specific study.

Importance of topic/field of study

  • Position your project in a current important research area.
  • Address the “So what?” question directly, and as soon as possible.
  • Provide context for the reader to understand the problem you are about to pose or research question you are asking.

Problem within field of study

  • Identify the problem that you are investigating in your study.

Gap(s) in knowledge

  • Identify something missing from the literature.
  • What is unknown in this specific research area? This is what your study will explore and where you will attempt to provide new insights.
  • Is there a reason this gap exists? Where does the current literature agree and where does it disagree? How you fill this gap (at least partially) with your research?
  • Convince your reader that the problem has been appropriately defined and that the study is worth doing. Be explicit and detailed.
  • Develop your argument logically and provide evidence.
  • Explain why you are the person to do this project. Summarize any previous work or studies you may have undertaken in this field or research area.

Research question or hypothesis

  • Foreshadow outcomes of your research. What is the question you are hoping to answer? What are the specific hypotheses to be tested and/or issues to be explored?
  • Use questions when research is exploratory.
  • Use declarative statements when existing knowledge enables predictions.
  • List any secondary or subsidiary questions if applicable.

Purpose statement

  • State the purpose of your research. Be succinct and simple.
  • Why do you want to do this study?
  • What is your research trying to find out?

Goals for proposed research

  • Write a brief, broad statement of what you hope to accomplish and why (e.g., Improve something… Understand something… ). Are there specific measurable outcomes that you will accomplish in your study? 
  • You will have a chance to go into greater detail in the research question and methodology sections.

Background or context (or literature review)

  • What does the existing research on this topic say?
  • Briefly state what you already know and introduce literature most relevant to your research.
  • Indicate main research findings, methodologies, and interpretations from previous related studies.
  • Discuss how your question or hypothesis relates to what is already known.
  • Position your research within the field’s developing body of knowledge.
  • Explain and support your choice of methodology or theoretical framework.

The research question is the question you are hoping to answer in your research project. It is important to know how you should write your research question into your proposal. Some proposals include

  • a research question, written as a question
  • or, a hypothesis as a potential response to the research question
  • or, a thesis statement as an argument that answers the research question
  • or, aims and objects as accomplishment or operational statements

Foreshadow the outcomes of your research. Are you trying to improve something? Understand something? Advocate for a social responsibility?

Research question

What is the question you are hoping to answer?

Subsidiary questions (if applicable)

  • Does your major research question hinge on a few smaller questions? Which will you address first?

Your hypothesis should provide one (of many) possible answers to your research question.

  • What are the specific hypotheses to be tested and/or issues to be explored?
  • What results do you anticipate for this experiment?

Usually a hypothesis is written to show the relationship between the independent and dependent variables. Your hypothesis must be

  • An expected relationship between variables
  • Falsifiable
  • Consistent with the existing body of knowledge

Thesis statement

Your thesis statement is a clear, concise statement of what you are arguing and why it is important. For more support on writing thesis statements, check out these following resources:

  • 5 Types of Thesis Statements - Learn about five different types of thesis statements to help you choose the best type for your research.
  • Templates for Writing Thesis Statements - This template provides a two-step guide for writing thesis statements.
  • 5 Questions to Strengthen Your Thesis Statement - Follow these five steps to strengthen your thesis statements.

Aims and objectives

Aims are typically broader statements of what you are trying to accomplish and may or may not be measurable. Objectives are operational statements indicating specifically how you will accomplish the aims of your project.

  • What are you trying to accomplish?
  • How are you going to address the research question?

Be specific and make sure your aims or objectives are realistic. You want to convey that it is feasible to answer this question with the objectives you have proposed.

Make it clear that you know what you are going to do, how you are going to do it, and why it will work by relating your methodology to previous research. If there isn’t much literature on the topic, you can relate your methodology to your own preliminary research or point out how your methodology tackles something that may have been overlooked in previous studies.

Explain how you will conduct this research. Specify scope and parameters (e.g., geographic locations, demographics). Limit your inclusion of literature to only essential articles and studies.

  • How will these methods produce an answer to your research question?
  • How do the methods relate to the introduction and literature review?
  • Have you done any previous work (or read any literature) that would inform your choices about methodology?
  • Are your methods feasible and adequate? How do you know?
  • What obstacles might you encounter in conducting the research, and how will you overcome them?

This section should include the following components that are relevant to your study and research methodologies:

Object(s) of study / participants / population

Provide detail about your objects of study (e.g., literary texts, swine, government policies, children, health care systems).

  • Who/what are they?
  • How will you find, select, or collect them?
  • How feasible is it to find/select them?
  • Are there any limitations to sample/data collection?
  • Do you need to travel to collect samples or visit archives, etc.?
  • Do you need to obtain Research Ethics Board (REB) approval to include human participants?

Theoretical frame or critical methodology

  • Explain the theories or disciplinary methodologies that your research draws from or builds upon.

Materials and apparatus

  • What are your survey or interview methods? (You may include a copy of questionnaires, etc.)
  • Do you require any special equipment?
  • How do you plan to purchase or construct or obtain this equipment?

Procedure and design

What exactly will you do? Include variables selected or manipulated, randomization, controls, the definition of coding categories, etc.

  • Is it a questionnaire? Laboratory experiment? Series of interviews? Systematic review? Interpretative analysis?
  • How will subjects be assigned to experimental conditions?
  • What precautions will be used to control possible confounding variables?
  • How long do you expect to spend on each step, and do you have a backup plan?

Data analysis and statistical procedures

  • How do you plan to statistically analyze your data?
  • What analyses will you conduct?
  • How will the analyses contribute to the objectives?

What are the expected outcomes from your methods? Describe your expected results in relation to your hypothesis. Support these results using existing literature.

  • What results would prove or disprove your hypotheses and validate your methodology, and why?
  • What obstacles might you encounter in obtaining your results, and how will you deal with those obstacles?
  • How will you analyze and interpret your results?

This section may be the most important part of your proposal. Make sure to emphasize how this research is significant to the related field, and how it will impact the broader community, now and in the future.

Convince your reader why this project should be funded above the other potential projects. Why is this research useful and relevant? Why is it useful to others? Answer the question “so what?”

Specific contributions

  • How will your anticipated results specifically contribute to fulfilling the aims, objectives, or goals of your research?
  • Will these be direct or indirect contributions? – theoretical or applied?
  • How will your research contribute to the larger topic area or research discipline?

Impact and significance

  • How will your research contribute to the research field of study?
  • How will your research contribute to the larger topic addressed in your introduction?
  • How will this research extend other work that you have done?
  • How will this contribution/significance convince the reader that this research will be useful and relevant?
  • Who else might find your research useful and relevant? (e.g., other research streams, policy makers, professional fields, etc.)

Provide a list of some of the most important sources that you will need to use for the introduction and background sections, plus your literature review and theoretical framework. 

What are some of the most important sources that you will need to use for the intro/background/lit review/theoretical framework? 

  • Find out what style guide you are required to follow (e.g., APA, MLA, Chicago).
  • Follow the guidelines in our Cite Your Sources  Libguide to format citations and create a reference list or bibliography.

Attach this list to your proposal as a separate page unless otherwise specified.

This section should include only visuals that help illustrate the preliminary results, methods, or expected results.

  • What visuals will you use to help illustrate the methods or expected results?
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The importance of a well-written research proposal cannot be underestimated. Your research really is only as good as your proposal. A poorly written, or poorly conceived research proposal will doom even an otherwise worthy project. On the other hand, a well-written, high-quality proposal will increase your chances for success.

In this article, we’ll outline the basics of writing an effective scientific research proposal, including the differences between research proposals, grants and cover letters. We’ll also touch on common mistakes made when submitting research proposals, as well as a simple example or template that you can follow.

What is a scientific research proposal?

The main purpose of a scientific research proposal is to convince your audience that your project is worthwhile, and that you have the expertise and wherewithal to complete it. The elements of an effective research proposal mirror those of the research process itself, which we’ll outline below. Essentially, the research proposal should include enough information for the reader to determine if your proposed study is worth pursuing.

It is not an uncommon misunderstanding to think that a research proposal and a cover letter are the same things. However, they are different. The main difference between a research proposal vs cover letter content is distinct. Whereas the research proposal summarizes the proposal for future research, the cover letter connects you to the research, and how you are the right person to complete the proposed research.

There is also sometimes confusion around a research proposal vs grant application. Whereas a research proposal is a statement of intent, related to answering a research question, a grant application is a specific request for funding to complete the research proposed. Of course, there are elements of overlap between the two documents; it’s the purpose of the document that defines one or the other.

Scientific Research Proposal Format

Although there is no one way to write a scientific research proposal, there are specific guidelines. A lot depends on which journal you’re submitting your research proposal to, so you may need to follow their scientific research proposal template.

In general, however, there are fairly universal sections to every scientific research proposal. These include:

  • Title: Make sure the title of your proposal is descriptive and concise. Make it catch and informative at the same time, avoiding dry phrases like, “An investigation…” Your title should pique the interest of the reader.
  • Abstract: This is a brief (300-500 words) summary that includes the research question, your rationale for the study, and any applicable hypothesis. You should also include a brief description of your methodology, including procedures, samples, instruments, etc.
  • Introduction: The opening paragraph of your research proposal is, perhaps, the most important. Here you want to introduce the research problem in a creative way, and demonstrate your understanding of the need for the research. You want the reader to think that your proposed research is current, important and relevant.
  • Background: Include a brief history of the topic and link it to a contemporary context to show its relevance for today. Identify key researchers and institutions also looking at the problem
  • Literature Review: This is the section that may take the longest amount of time to assemble. Here you want to synthesize prior research, and place your proposed research into the larger picture of what’s been studied in the past. You want to show your reader that your work is original, and adds to the current knowledge.
  • Research Design and Methodology: This section should be very clearly and logically written and organized. You are letting your reader know that you know what you are going to do, and how. The reader should feel confident that you have the skills and knowledge needed to get the project done.
  • Preliminary Implications: Here you’ll be outlining how you anticipate your research will extend current knowledge in your field. You might also want to discuss how your findings will impact future research needs.
  • Conclusion: This section reinforces the significance and importance of your proposed research, and summarizes the entire proposal.
  • References/Citations: Of course, you need to include a full and accurate list of any and all sources you used to write your research proposal.

Common Mistakes in Writing a Scientific Research Project Proposal

Remember, the best research proposal can be rejected if it’s not well written or is ill-conceived. The most common mistakes made include:

  • Not providing the proper context for your research question or the problem
  • Failing to reference landmark/key studies
  • Losing focus of the research question or problem
  • Not accurately presenting contributions by other researchers and institutions
  • Incompletely developing a persuasive argument for the research that is being proposed
  • Misplaced attention on minor points and/or not enough detail on major issues
  • Sloppy, low-quality writing without effective logic and flow
  • Incorrect or lapses in references and citations, and/or references not in proper format
  • The proposal is too long – or too short

Scientific Research Proposal Example

There are countless examples that you can find for successful research proposals. In addition, you can also find examples of unsuccessful research proposals. Search for successful research proposals in your field, and even for your target journal, to get a good idea on what specifically your audience may be looking for.

While there’s no one example that will show you everything you need to know, looking at a few will give you a good idea of what you need to include in your own research proposal. Talk, also, to colleagues in your field, especially if you are a student or a new researcher. We can often learn from the mistakes of others. The more prepared and knowledgeable you are prior to writing your research proposal, the more likely you are to succeed.

One of the top reasons scientific research proposals are rejected is due to poor logic and flow. Check out our Language Editing Services to ensure a great proposal , that’s clear and concise, and properly referenced. Check our video for more information, and get started today.

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How to write a research proposal?

Department of Anaesthesiology, Bangalore Medical College and Research Institute, Bengaluru, Karnataka, India

Devika Rani Duggappa

Writing the proposal of a research work in the present era is a challenging task due to the constantly evolving trends in the qualitative research design and the need to incorporate medical advances into the methodology. The proposal is a detailed plan or ‘blueprint’ for the intended study, and once it is completed, the research project should flow smoothly. Even today, many of the proposals at post-graduate evaluation committees and application proposals for funding are substandard. A search was conducted with keywords such as research proposal, writing proposal and qualitative using search engines, namely, PubMed and Google Scholar, and an attempt has been made to provide broad guidelines for writing a scientifically appropriate research proposal.

INTRODUCTION

A clean, well-thought-out proposal forms the backbone for the research itself and hence becomes the most important step in the process of conduct of research.[ 1 ] The objective of preparing a research proposal would be to obtain approvals from various committees including ethics committee [details under ‘Research methodology II’ section [ Table 1 ] in this issue of IJA) and to request for grants. However, there are very few universally accepted guidelines for preparation of a good quality research proposal. A search was performed with keywords such as research proposal, funding, qualitative and writing proposals using search engines, namely, PubMed, Google Scholar and Scopus.

Five ‘C’s while writing a literature review

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BASIC REQUIREMENTS OF A RESEARCH PROPOSAL

A proposal needs to show how your work fits into what is already known about the topic and what new paradigm will it add to the literature, while specifying the question that the research will answer, establishing its significance, and the implications of the answer.[ 2 ] The proposal must be capable of convincing the evaluation committee about the credibility, achievability, practicality and reproducibility (repeatability) of the research design.[ 3 ] Four categories of audience with different expectations may be present in the evaluation committees, namely academic colleagues, policy-makers, practitioners and lay audiences who evaluate the research proposal. Tips for preparation of a good research proposal include; ‘be practical, be persuasive, make broader links, aim for crystal clarity and plan before you write’. A researcher must be balanced, with a realistic understanding of what can be achieved. Being persuasive implies that researcher must be able to convince other researchers, research funding agencies, educational institutions and supervisors that the research is worth getting approval. The aim of the researcher should be clearly stated in simple language that describes the research in a way that non-specialists can comprehend, without use of jargons. The proposal must not only demonstrate that it is based on an intelligent understanding of the existing literature but also show that the writer has thought about the time needed to conduct each stage of the research.[ 4 , 5 ]

CONTENTS OF A RESEARCH PROPOSAL

The contents or formats of a research proposal vary depending on the requirements of evaluation committee and are generally provided by the evaluation committee or the institution.

In general, a cover page should contain the (i) title of the proposal, (ii) name and affiliation of the researcher (principal investigator) and co-investigators, (iii) institutional affiliation (degree of the investigator and the name of institution where the study will be performed), details of contact such as phone numbers, E-mail id's and lines for signatures of investigators.

The main contents of the proposal may be presented under the following headings: (i) introduction, (ii) review of literature, (iii) aims and objectives, (iv) research design and methods, (v) ethical considerations, (vi) budget, (vii) appendices and (viii) citations.[ 4 ]

Introduction

It is also sometimes termed as ‘need for study’ or ‘abstract’. Introduction is an initial pitch of an idea; it sets the scene and puts the research in context.[ 6 ] The introduction should be designed to create interest in the reader about the topic and proposal. It should convey to the reader, what you want to do, what necessitates the study and your passion for the topic.[ 7 ] Some questions that can be used to assess the significance of the study are: (i) Who has an interest in the domain of inquiry? (ii) What do we already know about the topic? (iii) What has not been answered adequately in previous research and practice? (iv) How will this research add to knowledge, practice and policy in this area? Some of the evaluation committees, expect the last two questions, elaborated under a separate heading of ‘background and significance’.[ 8 ] Introduction should also contain the hypothesis behind the research design. If hypothesis cannot be constructed, the line of inquiry to be used in the research must be indicated.

Review of literature

It refers to all sources of scientific evidence pertaining to the topic in interest. In the present era of digitalisation and easy accessibility, there is an enormous amount of relevant data available, making it a challenge for the researcher to include all of it in his/her review.[ 9 ] It is crucial to structure this section intelligently so that the reader can grasp the argument related to your study in relation to that of other researchers, while still demonstrating to your readers that your work is original and innovative. It is preferable to summarise each article in a paragraph, highlighting the details pertinent to the topic of interest. The progression of review can move from the more general to the more focused studies, or a historical progression can be used to develop the story, without making it exhaustive.[ 1 ] Literature should include supporting data, disagreements and controversies. Five ‘C's may be kept in mind while writing a literature review[ 10 ] [ Table 1 ].

Aims and objectives

The research purpose (or goal or aim) gives a broad indication of what the researcher wishes to achieve in the research. The hypothesis to be tested can be the aim of the study. The objectives related to parameters or tools used to achieve the aim are generally categorised as primary and secondary objectives.

Research design and method

The objective here is to convince the reader that the overall research design and methods of analysis will correctly address the research problem and to impress upon the reader that the methodology/sources chosen are appropriate for the specific topic. It should be unmistakably tied to the specific aims of your study.

In this section, the methods and sources used to conduct the research must be discussed, including specific references to sites, databases, key texts or authors that will be indispensable to the project. There should be specific mention about the methodological approaches to be undertaken to gather information, about the techniques to be used to analyse it and about the tests of external validity to which researcher is committed.[ 10 , 11 ]

The components of this section include the following:[ 4 ]

Population and sample

Population refers to all the elements (individuals, objects or substances) that meet certain criteria for inclusion in a given universe,[ 12 ] and sample refers to subset of population which meets the inclusion criteria for enrolment into the study. The inclusion and exclusion criteria should be clearly defined. The details pertaining to sample size are discussed in the article “Sample size calculation: Basic priniciples” published in this issue of IJA.

Data collection

The researcher is expected to give a detailed account of the methodology adopted for collection of data, which include the time frame required for the research. The methodology should be tested for its validity and ensure that, in pursuit of achieving the results, the participant's life is not jeopardised. The author should anticipate and acknowledge any potential barrier and pitfall in carrying out the research design and explain plans to address them, thereby avoiding lacunae due to incomplete data collection. If the researcher is planning to acquire data through interviews or questionnaires, copy of the questions used for the same should be attached as an annexure with the proposal.

Rigor (soundness of the research)

This addresses the strength of the research with respect to its neutrality, consistency and applicability. Rigor must be reflected throughout the proposal.

It refers to the robustness of a research method against bias. The author should convey the measures taken to avoid bias, viz. blinding and randomisation, in an elaborate way, thus ensuring that the result obtained from the adopted method is purely as chance and not influenced by other confounding variables.

Consistency

Consistency considers whether the findings will be consistent if the inquiry was replicated with the same participants and in a similar context. This can be achieved by adopting standard and universally accepted methods and scales.

Applicability

Applicability refers to the degree to which the findings can be applied to different contexts and groups.[ 13 ]

Data analysis

This section deals with the reduction and reconstruction of data and its analysis including sample size calculation. The researcher is expected to explain the steps adopted for coding and sorting the data obtained. Various tests to be used to analyse the data for its robustness, significance should be clearly stated. Author should also mention the names of statistician and suitable software which will be used in due course of data analysis and their contribution to data analysis and sample calculation.[ 9 ]

Ethical considerations

Medical research introduces special moral and ethical problems that are not usually encountered by other researchers during data collection, and hence, the researcher should take special care in ensuring that ethical standards are met. Ethical considerations refer to the protection of the participants' rights (right to self-determination, right to privacy, right to autonomy and confidentiality, right to fair treatment and right to protection from discomfort and harm), obtaining informed consent and the institutional review process (ethical approval). The researcher needs to provide adequate information on each of these aspects.

Informed consent needs to be obtained from the participants (details discussed in further chapters), as well as the research site and the relevant authorities.

When the researcher prepares a research budget, he/she should predict and cost all aspects of the research and then add an additional allowance for unpredictable disasters, delays and rising costs. All items in the budget should be justified.

Appendices are documents that support the proposal and application. The appendices will be specific for each proposal but documents that are usually required include informed consent form, supporting documents, questionnaires, measurement tools and patient information of the study in layman's language.

As with any scholarly research paper, you must cite the sources you used in composing your proposal. Although the words ‘references and bibliography’ are different, they are used interchangeably. It refers to all references cited in the research proposal.

Successful, qualitative research proposals should communicate the researcher's knowledge of the field and method and convey the emergent nature of the qualitative design. The proposal should follow a discernible logic from the introduction to presentation of the appendices.

Financial support and sponsorship

Conflicts of interest.

There are no conflicts of interest.

Pfeiffer Library

Writing a Research Proposal

Parts of a research proposal, prosana model, introduction, research question, methodology.

  • Structure of a Research Proposal
  • Common Proposal Writing Mistakes
  • Proposal Writing Resources

A research proposal's purpose is to capture the evaluator's attention, demonstrate the study's potential benefits, and prove that it is a logical and consistent approach (Van Ekelenburg, 2010).  To ensure that your research proposal contains these elements, there are several aspects to include in your proposal (Al-Riyami, 2008):

  • Objective(s)
  • Variables (independent and dependent)
  • Research Question and/or hypothesis

Details about what to include in each element are included in the boxes below.  Depending on the topic of your study, some parts may not apply to your proposal.  You can also watch the video below for a brief overview about writing a successful research proposal.

Van Ekelenburg (2010) uses the PROSANA Model to guide researchers in developing rationale and justification for their research projects.  It is an acronym that connects the problem, solution, and benefits of a particular research project.  It is an easy way to remember the critical parts of a research proposal and how they relate to one another.  It includes the following letters (Van Ekelenburg, 2010):

  • Problem: Describing the main problem that the researcher is trying to solve.
  • Root causes: Describing what is causing the problem.  Why is the topic an issue?
  • fOcus: Narrowing down one of the underlying causes on which the researcher will focus for their research project.
  • Solutions: Listing potential solutions or approaches to fix to the problem.  There could be more than one.
  • Approach: Selecting the solution that the researcher will want to focus on.
  • Novelty: Describing how the solution will address or solve the problem.
  • Arguments: Explaining how the proposed solution will benefit the problem.

Research proposal titles should be concise and to the point, but informative.  The title of your proposal may be different from the title of your final research project, but that is completely normal!  Your findings may help you come up with a title that is more fitting for the final project.  Characteristics of good proposal titles are (Al-Riyami, 2008):

  • Catchy: It catches the reader's attention by peaking their interest.
  • Positive: It spins your project in a positive way towards the reader.
  • Transparent: It identifies the independent and dependent variables.

It is also common for proposal titles to be very similar to your research question, hypothesis, or thesis statement (Locke et al., 2007).

An abstract is a brief summary (about 300 words) of the study you are proposing.  It includes the following elements (Al-Riyami, 2008):

  • Your primary research question(s).
  • Hypothesis or main argument.
  • Method you will use to complete the study.  This may include the design, sample population, or measuring instruments that you plan to use.

Our guide on writing summaries may help you with this step.

The purpose of the introduction is to give readers background information about your topic.  it gives the readers a basic understanding of your topic so that they can further understand the significance of your proposal.  A good introduction will explain (Al-Riyami, 2008):

  • How it relates to other research done on the topic
  • Why your research is significant to the field
  • The relevance of your study

Your research objectives are the desired outcomes that you will achieve from the research project.  Depending on your research design, these may be generic or very specific.  You may also have more than one objective (Al-Riyami, 2008).

  • General objectives are what the research project will accomplish
  • Specific objectives relate to the research questions that the researcher aims to answer through the study.

Be careful not to have too many objectives in your proposal, as having too many can make your project lose focus.  Plus, it may not be possible to achieve several objectives in one study.

This section describes the different types of variables that you plan to have in your study and how you will measure them.  According to Al-Riyami (2008), there are four types of research variables:

  • Independent:  The person, object, or idea that is manipulated by the researcher.
  • Dependent:  The person, object, or idea whose changes are dependent upon the independent variable.  Typically, it is the item that the researcher is measuring for the study.
  • Confounding/Intervening:  Factors that may influence the effect of the independent variable on the dependent variable.  These include physical and mental barriers.  Not every study will have intervening variables, but they should be studied if applicable.
  • Background:   Factors that are relevant to the study's data and how it can be generalized.  Examples include demographic information such as age, sex, and ethnicity.

Your research proposal should describe each of your variables and how they relate to one another.  Depending on your study, you may not have all four types of variables present.  However, there will always be an independent and dependent variable.

A research question is the main piece of your research project because it explains what your study will discover to the reader.  It is the question that fuels the study, so it is important for it to be precise and unique.  You do not want it to be too broad, and it should identify a relationship between two variables (an independent and a dependent) (Al-Riyami, 2008).  There are six types of research questions (Academic Writer, n.d.):

  • Example: "Do people get nervous before speaking in front of an audience?"
  • Example: "What are the study habits of college freshmen at Tiffin University?"
  • Example: "What primary traits create a successful romantic relationship?"
  • Example: "Is there a relationship between a child's performance in school and their parents' socioeconomic status?"
  • Example: "Are high school seniors more motivated than high school freshmen?"
  • Example: "Do news media outlets impact a person's political opinions?"

For more information on the different types of research questions, you can view the "Research Questions and Hypotheses" tutorial on Academic Writer, located below.  If you are unfamiliar with Academic Writer, we also have a tutorial on using the database located below.

TU Access Only

Compose papers in pre-formatted APA templates. Manage references in forms that help craft APA citations. Learn the rules of APA style through tutorials and practice quizzes.

Academic Writer will continue to use the 6th edition guidelines until August 2020. A preview of the 7th edition is available in the footer of the resource's site. Previously known as APA Style Central.

  • Academic Writer Tutorial by Pfeiffer Library Last Updated May 22, 2023 43526 views this year

If you know enough about your research topic that you believe a particular outcome may occur as a result of the study, you can include a hypothesis (thesis statement) in your proposal.  A hypothesis is a prediction that you believe will be the outcome of your study.  It explains what you think the relationship will be between the independent and dependent variable (Al-Riyami, 2008).  It is ok if the hypothesis in your proposal turns out to be incorrect, because it is only a prediction!  If you are writing a proposal in the humanities, you may be writing a thesis statement instead of a hypothesis.  A thesis presents the main argument of your research project and leads to corresponding evidence to support your argument.

Hypotheses vs. Theories

Hypotheses are different from theories in that theories represent general principles and sets of rules that explain different phenomena.  They typically represent large areas of study because they are applicable to anything in a particular field.  Hypotheses focus on specific areas within a field and are educated guesses, meaning that they have the potential to be proven wrong (Academic Writer, n.d.).  Because of this, hypotheses can also be formed from theories.

For more information on writing effective thesis statements, you can view our guide on writing thesis statements below.

In a research proposal, you must thoroughly explain how you will conduct your study.  This includes things such as (Al-Riyami, 2008):

  • Research design:  What research approach will your study take?  Will it be quantitative or qualitative?
  • Research subjects/participants:  Who will be participating in your study?  Does your study require human participants?  How will you determine who to study?
  • Sample size:  How many participants will your study require?  If you are not using human participants, how much of the sample will you be studying?
  • Timeline:  A proposed list of the general tasks and events that you plan to complete the study.  This will include a time frame for each task/event and the order in which they will be completed.
  • Interventions:  If you plan on using anything on human participants for the study, you must include information it here.  This is especially important if you plan on using any substances on human subjects.
  • Ethical issues:  Are there any potential ethical issues surrounding this study?
  • Potential limitations:  Are there any limitations that could skew the data and findings from your study?
  • Appendixes:  If you need to present any consent forms, interview questions, surveys, questionnaires, or other items that will be used in your study, you should include samples of each item with an appendix to reference them.  If you are using a copyrighted document, you may need written permission from the original creator to use it in your study.  A copy of the written permission should be included in your proposal.
  • Setting:  Where will you be conducting the study?
  • Study instruments:  What measuring tools or computer software will you be using to collect data?  How will you collect the data?
  • How you will analyze the data:  What strategies or tools will you use to analyze the data you collect?
  • Quality control:  Will you have precautions in place to ensure that the study is conducted consistently and that outside factors will not skew the data?
  • Budget:  What type of funding will you need for your study?  This will include the funds needed to afford measuring tools, software, etc.
  • How you will share the study's findings:  What will you plan to do with the findings?
  • Significance of the study: How will your study expand on existing knowledge of the subject area?

For more information on research methodologies, you can view our guide on research methods and methodologies below.

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Sacred Heart University Library

Organizing Academic Research Papers: Writing a Research Proposal

  • Purpose of Guide
  • Design Flaws to Avoid
  • Glossary of Research Terms
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • Extending the Timeliness of a Topic Idea
  • Academic Writing Style
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • Executive Summary
  • Background Information
  • The Research Problem/Question
  • Theoretical Framework
  • Citation Tracking
  • Content Alert Services
  • Evaluating Sources
  • Primary Sources
  • Secondary Sources
  • Tertiary Sources
  • What Is Scholarly vs. Popular?
  • Qualitative Methods
  • Quantitative Methods
  • Using Non-Textual Elements
  • Limitations of the Study
  • Common Grammar Mistakes
  • Avoiding Plagiarism
  • Footnotes or Endnotes?
  • Further Readings
  • Annotated Bibliography
  • Dealing with Nervousness
  • Using Visual Aids
  • Grading Someone Else's Paper
  • How to Manage Group Projects
  • Multiple Book Review Essay
  • Reviewing Collected Essays
  • About Informed Consent
  • Writing Field Notes
  • Writing a Policy Memo
  • Writing a Research Proposal
  • Acknowledgements

The goal of a research proposal is to present and justify a research idea you have and to present the practical ways in which you think this research should be conducted. The forms and procedures for such research are defined by the field of study, so guidelines for research proposals are generally more exacting and less formal than a project proposal. Research proposals contain extensive literature reviews and must provide persuasive evidence that there is a need for the research study being proposed. In addition to providing rationale for the proposed research, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and/or benefits derived from the study.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study.
  • Help learn how to conduct a comprehensive review of the literature to ensure a research problem has not already been answered [or you may determine the problem has been answered ineffectively] and, in so doing, become familiar with scholarship related to your topic.
  • Improve your general research and writing skills.
  • Practice identifying what logical steps must be taken to accomplish one's research goals.
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of doing scholarly research.

A proposal should contain all the key elements involved in designing a complete research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the results of the study and your analysis of those results. Finally, an effective proposal is judged on the quality of your writing. It is, therefore, important that your writing is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succient in defining the research problem and what it is you are proposing to research.
  • Why do you want to do it? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of study. Be sure to answer the "So what? question.
  • How are you going to do it? Be sure that what you propose is doable.

Common Mistakes to Avoid

  • Failure to be concise; being "all over the map" without a clear sense of purpose.
  • Failure to cite landmark works in your literature review.
  • Failure to delimit the contextual boundaries of your research [e.g., time, place, people, etc.].
  • Failure to develop a coherent and persuasive argument for the proposed research.
  • Failure to stay focused on the research question; going off on unrelated tangents.
  • Sloppy or imprecise writing. Poor grammar.
  • Too much detail on minor issues, but not enough detail on major issues.

Procter, Margaret. The Academic Proposal .  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing a traditional research paper, research proposals are generally organized the same way throughout the social sciences. Most proposals are between ten and fifteen pages in length. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study, and why?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on my topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In the end, your research proposal should document your knowledge of the topic and highlight enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like--"Wow, that's an exciting idea and I can’t wait to see how it turns out!"

In general your proposal should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write your doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to sense your passion for the topic and be excited about its possible outcomes.

Think about your introduction as a narrative written in one to three paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that problem?
  • What methods should be used to analyze the research problem?
  • Why is this important research, and why should someone reading the proposal care about the outcomes from the study?

II.  Background and Significance

This section can be melded into your introduction or you can create a separate section to help with the organization and flow of your proposal. This is where you explain the context of your project and outline why it's important. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the research problem; instead, you must choose what is relevant to help explain your goals for the study.

To that end, while there are no hard and fast rules, you should attempt to deal with some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction.
  • Present the rationale of your proposed study and clearly indicate why it is worth doing. Answer the "So what? question [i.e., why should anyone care].
  • Describe the major issues or problems to be addressed by your research.
  • Explain how you plan to go about conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to the analysis of your topic.
  • Set the boundaries of your proposed research in order to provide a clear focus.
  • Provide definitions of key concepts or terms, if necessary.

III.  Literature Review

Connected to the background and significance of your study is a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methods they've used, and what is your understanding of their findings. Assess what you believe is still missing, and state how previous research has failed to examine the issue that your study addresses.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your study in relation to that of other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically describing materials one at a time.

To help frame your proposal's literature review, here are the "five C’s" of writing a literature review:

  • Cite : keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches and controversies expressed in the literature: what are the major areas of disagreement, controversy, or debate?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, etc.] .
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, or synthesize what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research . As a consequence, the reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. The objective here is to ensure that the reader is convinced that your overall research design and methods of analysis will correctly address the research problem. Your design and methods should be absolutely and unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Be specific about the methodological approaches you plan to undertake to collect information, about the techniques you will use to analyze it, and about tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places or times].

When describing the methods you will use, be sure to cover these issues:

  • Specify the research operations you will undertake and the way you will interpret the results of these operations in relation to your research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while doing it.
  • Keep in mind that a methodology is not just a list of research tasks; it is an argument as to why these tasks add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to perform does not demonstrate that they add up to the best feasible approach.
  • Be sure to anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to get around them.

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, it doesn't mean that you can skip talking about the process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results of your study will impact future scholarly research, theory, practice, forms of interventions, or policy. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to the theoretical framework that frames the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the "real world"?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented, and what innovations will come about?

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief recap of the entire study . This section should be only one or two paragraphs long, emphasizing why your research study is unique, why it advances knowledge, and why the research problem is worth investigating.

Someone reading this section should come away with an understanding of:

  • Why the study was done,
  • The specific purpose of the study and the research questions it attempted to answer,
  • The research design and methods used,
  • The potential implications emerging from your proposed study of the research problem, and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used in composing your proposal. In a standard research proposal, this section can take two forms, so speak with your professor about which one is preferred.

  • References -- lists only the literature that you actually used or cited in your proposal.
  • Bibliography -- lists everything you used or cited in your proposal with additional citations of any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to make sure the project will complement and not duplicate the efforts of other researchers. Start a new page and use the heading "References" or "Bibliography" at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [i.e., education=APA; history=Chicago, etc]. This section normally does not count towards the total length of your proposal.

Develop a Research Proposal: Writing the Proposal . Office of Library Information Services. Baltimore County Public Schools; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences. Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal . The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. Developing and Writing a Research Proposal. In From Postgraduate to Social Scientist: A Guide to Key Skills. Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

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Stanford Research Development Office

What Makes a Successful Proposal

Grant proposals are a distinct genre compared to other academic writing. At its heart, a compelling proposal focuses on posing an exciting research question or problem and offering a convincing narrative for how you will use grant funds to answer or solve it. 

Strong proposals typically exhibit several key characteristics:

  • Define a specific, compelling, and carefully vetted concept.
  • Explain its relevance to the academic community and society.
  • Highlight the potential impact and why the research is timely and necessary.
  • Present an innovative and original approach or access to a new corpus/data.
  • Some funding programs are more interested in incremental accomplishments, while others (many that we work with) want more transformative potential.
  • Provide a well-defined and practical plan for carrying out the project, including contingency plans.
  • Clearly outline as applicable the research design, theoretical approach, data collection methods, analysis techniques, and include necessary preliminary data or proof of concept to demonstrate feasibility.
  • Establish clear, achievable goals and objectives.
  • Outline a realistic timeline with milestones.
  • Provide a strategy for continuous evaluation and adaptation.
  • Highlight the expertise of a well-rounded project team with clear roles and responsibilities in the project.
  • Demonstrate strong collaboration and cohesion within the team, showcasing previous related work and publications to reinforce credibility.
  • Tailor the proposal to align with the program’s objectives and priorities.
  • Show how the research fits within the broader mission of the funding agency.
  • Write concisely and avoid jargon. Define specialized terminology if necessary.
  • Ensure that the proposal is accessible to a diverse audience, including non-specialists who may be involved in the review process.
  • Use storytelling techniques to create a compelling narrative.
  • Incorporate visual elements, such as graphics, charts, and figures, to effectively convey complex information.
  • Provide a detailed and realistic budget, demonstrating a clear understanding of resource needs.
  • Justify all expenses, showing how they support the project's success.
  • Outline how you will share results with the academic community and beyond.
  • Include plans for publications, conferences, and using other dissemination channels.
  • Strictly follow the funder’s guidelines, ensuring all required components, including supporting documents and signatures, are included.
  • Consider using strategic formatting elements, such as headers, bold text, and figures or tables, to make key elements easy to locate.

Addressing these key characteristics will help position your proposal for success. The Stanford Research Development Office is here to work with you throughout the process, from developing a compelling narrative to ensuring alignment with funder priorities. Our team offers expert guidance, resources, and support to enhance the competitiveness of your proposal for external funding.

Contact us at  [email protected] to learn how we can help you.

Created: 02/06/24

Updated: 09/12/24

Research Proposal: From Start to End

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This article provides a guideline concerning how to write a good research proposal from start to end. Presented guidelines teach students the most critical elements of this type of scholarly text, including an abstract, introduction, research question and hypothesis, methodology, limitations, and ethical considerations. Further on, writing a research proposal is an essential activity in academic life, while such a paper helps to show how people understand certain concepts. In writing, students need to understand that a research proposal is not a research paper, and this composition should give only a sense of future work. Moreover, a good scientific paper begins with a well-organized proposal, being a basis for evaluating an overall relevance and applicability of a given study. By reading this article, one can grasp valuable insights on how to start and write a research proposal, including the most critical details that can prevent a professor, department, or university committee from rejecting it.

General Aspects

Learning and perfecting how to write a research proposal is not only an academic requirement for college students but also a pivotal process of intellectual development. In any academic calendar, students write various types of papers , including different types of essays, reports, and commentaries. Therefore, continually developing one’s knowledge of writing proposals is essential for success in college. Researching is an academic and intellectual activity that helps individuals to explore or investigate phenomena to advance knowledge. Ideally, a student’s main agenda is to identify some gaps in existing knowledge and conduct a valid examination to fill these gaps. Practically, any research process begins with a proposal. As a result, this guideline teaches students and anyone interested in understanding how to start and write a good proposal.

How to Write a Research Proposal: Format, Outline, Example

What Is a Research Proposal and Its Purpose

According to its definition, a research proposal is a detailed plan and formal document for a scientific or academic study that outlines what a person intends to investigate, why this project is important, and how it will be conducted. For example, such a paper includes a clear research question or hypothesis, a review of relevant literature, and a methodology section that describes a study design, data collection, and analysis methods (O’Leary, 2021). As such, the main purpose of writing a research proposal is to convince others, such as teachers, professors, academic supervisors, funding bodies, or ethics committees, of an actual value and feasibility of a proposed project. Further on, people need to demonstrate their understanding of existing literature, identify gaps that an entire project will address, and detail key methods that will be used to collect, evaluate, and analyze data (Terrell, 2023). Moreover, a well-structured proposal ensures a specific research question is clear, a chosen approach is sound, and writing a whole study is manageable within given time frames and resources. By setting a clear direction, these papers also help scholars to stay focused and organized throughout a whole research and writing process (Denscombe, 2020). In terms of pages and words, the length of a research proposal depends on academic levels and specific requirements based on a field of study and institution, while general writing guidelines are:

High School

  • Length: 1-2 pages
  • Word Count: 250-500 words
  • Details: Typically includes a brief introduction, research question, methodology, and summary of expected outcomes.

College (Undergraduate)

  • Length: 2-4 pages
  • Word Count: 500-1,000 words
  • Details: Should include an introduction, literature review, research questions or hypotheses, methodology, and timeline.

University (Upper-Level Undergraduate or Honors)

  • Length: 3-6 pages
  • Word Count: 750-1,500 words
  • Details: A more detailed literature review, comprehensive methodology, expected results, and a preliminary bibliography.

Master’s Thesis or Program

  • Length: 4-8 pages
  • Word Count: 1,000-2,000 words
  • Details: Includes a thorough literature review, detailed research design, methodology, expected outcomes, timeline, budget, and ethical considerations.

Ph.D. Thesis or Dissertation

  • Length: 6-12+ pages
  • Word Count: 1,500-3,000+ words
  • Details: A comprehensive document that includes an extensive literature review, detailed research questions or hypotheses, methodology section, expected contributions to a specific field, timeline, budget, ethical considerations, and appendices for additional materials.
SectionContent
Title PageTitle of a research proposal project
Author’s name
Institution/Department
Date
AbstractA brief summary of a whole proposal, including a specific research question, objectives, methods, and significance (150-300 words).
IntroductionBackground of a chosen topic.
Statement of a problem.
Research question(s) or hypothesis.
Objectives of a study.
Significance of a project (Why is it important?).
Literature ReviewReview of existing literature related to a chosen topic.
Identification of gaps in current knowledge.
How a proposed project will address these gaps.
Research Design and MethodologyDetailed explanation of a specific design (e.g., qualitative, quantitative, mixed-methods, etc.)
Description of data collection methods (e.g., surveys, experiments, interviews, etc.).
Sampling methods and sample size.
Estimated costs for a proposed project.
Justification for chosen methods.
Expected Results/OutcomesDescription of the potential findings.
Explanation of how these findings will contribute to a chosen field.
Possible implications and applications of a project.
TimelineA detailed schedule of research activities, including milestones and deadlines.
Budget (Optional)Estimated costs for a propoed project.
Justification for expenses.
Funding sources.
Ethical Considerations (Optional)Discussion of any ethical issues related to a project.
Plans for obtaining ethical approval.
ConclusionA summary that reinforces an actual importance of a whole project, reiterates key points, and outlines next steps if a proposal is approved after its writing.
List of ReferencesA list of all academic sources cited in a research proposal, following a specific citation style (e.g., APA, MLA, Harvard, or Chicago/Turabian, among others)
Appendices (Optional)Additional materials that support a research proposal, such as questionnaires, consent forms, and detailed data tables, charts, or other visuals.

Note: Some writing sections of a research proposal can be added, deleted, or combined with each other, depending on specific disciplines, university requirements, and fields of study. For example, a standard research proposal format is a structured layout that organizes basic sections and elements of a scientific paper, such as an introduction, literature review, methodology, expected results, and references, to ensure clarity and coherence (Terrell, 2023). In writing, any research aims describe an overall goal or purpose of a study, while research objectives break down specific, measurable steps needed to achieve that goal. Further on, a research plan outlines detailed steps and timeline for conducting a project, while a research proposal is a broader document that presents a study question, significance, and methodology to seek approval or funding (Denscombe, 2020). Moreover, a master’s program is a graduate degree focused on advanced knowledge, specialized understanding, and practical skills in a specific field, while a Ph.D. is a doctoral degree that emphasizes original research and contributes new knowledge to a chosen discipline. In writing, to start a research proposal, people begin by clearly defining a specific study problem or question they intend to address, providing context, and highlighting its significance.

A research proposal is an important text that explains why understanding a topical area is critical because such a composition provides a specific question or hypothesis and how scholars intend to answer it. From this perspective, this type of document means providing a logical presentation of an intended study topic and methods to evaluate its relevance and applicability, being a first stage of writing a research paper (Rogers, 2020). As such, a real importance of writing a proposal lies in a fact that people must convince an assessment committee that they are knowledgeable about a thematic area. Moreover, students need to demonstrate this knowledge by addressing specific gaps in current literature, adding new knowledge, or evaluating existing paradigms in a topical area. In turn, they can establish their study topics and relevant evidence about their studies, determining if there exists enough support for a suggested theme under investigation to write about.

In most instances, students write research proposals toward an end of their college education when they must demonstrate a deep understanding of what they have learned through the years. For example, the 5 steps of writing a research proposal include identifying a specific study problem, conducting a literature review, formulating valid questions, designing a methodology, and drafting a paper with a clear structure (Denscombe, 2020). However, a research proposal differs from a research paper in that this writing lacks the findings category, which is a primary purpose of any scientific project. Besides, people use their proposals to assess an actual relevance and scope of studied topics. As a result, proposal writing helps to evaluate an overall effectiveness of a specific issue and methods of investigation.

Key Features

Any proposal depends on a specific scope of analysis and what authors intend to achieve. In writing, main sections of any essay proposal may vary depending on a goal of a study. For small essays, some sections can be skipped, for example, due to an absence of a sample population or experiment itself (O’Leary, 2021). However, for huge projects, all main sections should be included. In turn, all research proposals must have next elements:

Title and Its Objective

A good research proposal contains a suitable essay title and objectives of a study. For instance, a unique title shows what students intend to explore, setting up a specific scope and purpose of their proposal (O’Leary, 2021). As a rule, a good title gives a clear indication of a central research question or null hypothesis. Hence, any proposal should show a primary objective of carrying out an entire study. In writing, people must provide a clear introduction that provides a statement of a problem and research question (O’Leary, 2021). Besides, this section includes a specific and accurate synopsis of a chosen purpose of a study. Therefore, a proposal must contain a unique title and a clear goal that focuses on addressing a defined problem.

Literature Review

A research proposal contains a literature review section, which provides background and context for study objectives. For instance, a literature review establishes a need for an investigation, showing a specific knowledge gap in existing scientific articles that a current study must address at the end (Terrell, 2023). Besides, writing a literature review should logically lead to study hypotheses and questions. Hence, a proposal must have a well-organized literature review section that reveals knowledge gaps and substantiates an actual study.

Methods and Plan of Work

A research proposal contains anticipated methods for data collection and planning an entire work. For example, writing this paper reveals systematic steps one takes to answer study questions or test hypotheses (Denscombe, 2020). As a rule, a method section must contain sufficient details of possible activities in collecting data. In writing, a research or essay proposal ends with a plan of work, which indicates a specific order of events. Moreover, a good plan of work must have deadlines for completing data collection, analysis, and interpretation. Thus, a proposal should contain appropriate methods and timetables for essential activities.

Steps on How to Write a Research Proposal

To write a research proposal, people clearly outline their study questions, objectives, methodologies, and an actual significance of their projects while ensuring each section logically builds upon a previous one. For example, the 7 key parts of any research proposal include a unique title, introduction, literature review, specific questions or hypotheses, methodology, expected results, and references (O’Leary, 2021). As such, any proposal describes planned study’s objectives, significance, methodology, and expected outcomes, outlining how an entire project will be conducted and its potential impact. In turn, key writing steps to follow include:

  • Understand Requirements: Review specific guidelines provided by your institution or funding body to ensure compliance with all formatting and content expectations.
  • Select a Good Topic: Choose a focused and relevant topic that is both interesting and feasible to study.
  • Conduct a Literature Review: Analyze an existing literature to identify knowledge gaps and establish a valid foundation for writing your proposed study.
  • Formulate a Research Question or Hypothesis: Develop a clear, concise question or hypothesis that your project will address.
  • Define Your Study Objectives: Clearly outline what you aim to achieve through your analysis, including both general and specific goals.
  • Design Your Methodology: Write about key research methods you will use and implement in your project to collect, evaluate, and analyze data, and explain why these techniques are appropriate.
  • Discuss a Significance: Explain a potential impact and contributions of your examination to a specific field of study.
  • Create a Timeline: Develop a realistic time frame and schedule that outlines key milestones and deadlines for your research activities.
  • Prepare a Budget: Estimate and justify potential costs associated with conducting your investigation.
  • Review and Revise: Carefully proofread your research proposal and seek feedback to ensure clarity, coherence, and completeness before submission.

Like any term paper or essay, a research proposal has a unique writing structure that students should adopt. For example, such a structure must include an abstract or executive summary, an introduction that emphasizes a study’s significance, a background or literature review, a project’s rationale, research methodology, ethical considerations, analysis of information, limitations and critical assumptions, expected findings and conclusion, and a list of references (Terrell, 2023). Each section addresses specific issues, and students can combine them with each other if needed. In writing, short sections have headings only, while long ones often incorporate sub-headings. Finally, people must understand that this structure is a standard outline, but professors may provide a different design depending on a topical area.

1️⃣ Abstract

An abstract is a first section of a research proposal after a title, often limited to between 100 and 200 words, because its primary purpose is to provide a summary of an entire paper. In writing, this text introduces a topic of an entire project that an author proposes and its significance, such as filling some gaps in current literature, adding new knowledge, or critiquing existing paradigms (Denscombe, 2020). The rest of the information should briefly describe a methodology, ethical considerations, limitations, significance, expected findings, and conclusion. When writing this section, students should aim to inform readers about critical aspects of their proposal that allow them to grasp key concepts without reading an entire paper. It is also important to note that this section stands on a single page in any writing format, and students must begin an introduction of a paper on a following page.

2️⃣ Introduction Section

An introduction is a second section of a proposal but a first part of a whole work itself because it is where people introduce research topics, questions or hypotheses, and an actual significance of their work. When writing this part of a proposal, scholars should provide readers with essential information that contextualizes an expected project (Pirinelli, 2021). Context establishes a specific reason why a given proposal is critical. In most instances, people use this part to set a valid background for an entire study by pointing out what is lacking in existing literature. However, they do not conduct an in-depth analysis of knowledge gaps because that is a purpose of writing a later literature review section. It makes sense to hint to readers what a proposal is all about at this point. In turn, some examples of sentence starters for beginning a research proposal are:

  • A primary objective of this research proposal is to explore a complex relationship between [topic] and [context], with an aim of offering new insights into … .
  • In response to a growing body of literature on [subject], this study seeks to address a specific gap in knowledge related to [issue], which has significant implications for … .
  • This proposal is based on a hypothesis that [hypothesis], and an entire project intends to test this assertion by conducting a thorough analysis of [data/methods] in order to … .
  • Recent advancements in a field of [discipline] have underlined a real need for a deeper understanding of [specific area], and this study proposes to investigate this phenomenon by … .
  • Building upon a foundational work of [previous studies/findings], this project aims to further examine [topic], focusing particularly on how [variable] influences … .
  • A proposed study is designed to explore a critical issue of [problem], which remains under-researched despite its importance for [field/practice], by employing a [methodology] approach … .
  • This proposal outlines a comprehensive analysis plan to investigate [phenomenon] within a context of [specific environment], aiming to contribute to a broader discourse on … .
  • Given key challenges and opportunities presented by [current trends/developments], this examination will seek to evaluate [specific aspect] in order to provide effective recommendations for … .
  • A central research question guiding this proposal is whether [specific factor] plays a significant role in [outcome], and, in order to answer it, a current study will utilize [methods] to collect and analyze data … .
  • In light of recent debates and controversies surrounding [topic], this scientific inquiry seeks to offer a complex perspective by exploring [specific focus], with a potential to influence future policy/practice in … .

a crux of every academic paper is a unique title because it tells readers about an author’s focus. Choosing a good topic is a fundamental aspect of writing any scholarly material. When selecting research topics for a proposal paper or essay, students should provide a general description of a topical area, such as a link between substance use and mental disorders or a role of mentorship in leadership development (Denscombe, 2020). Essentially, this component is the most critical because it is a foundation of everything when writing a paper. Therefore, students should choose topical areas they are well conversant with because they must demonstrate their understanding through valid arguments (O’Leary, 2021). While instructors provide their topics for writing academic papers and essays that high school or college learners write as part of ongoing assessments, students of higher educational institutions choose their own themes for writing a term paper, thesis paper, and dissertation.

Research Question(s) or Hypothesis(es)

Generally, research proposals, essays, or papers must answer study questions or prove or disapprove hypotheses. Basically, a research question is a statement that establishes a first foundation of any thematic area (Denscombe, 2020). For example, students may seek to answer a question: “Why is substance use and abuse a pathway to developing mental health disorders?” This question establishes a central focus of writing a proposal by informing readers of what they expect to find in a complete research paper or essay, understanding a specific way in which substance use and abuse lead to mental health disorders. A hypothesis is a statement that authors aim to validate or invalidate in a given proposal (O’Leary, 2021). For example, “There is a strong linkage between substance use and abuse and poor academic performance.” Finally, scholars should prove or disapprove of this statement after conducting an actual study or experiment, including writing about obtained conclusions.

Types of Hypotheses

There are six types of hypotheses. Basically, a first type is a simple hypothesis that suggests a dependent and an independent variable relate in some way. Then, a second type is a complex hypothesis that suggests several dependent and independent variables relate in some way (Terrell, 2023). Further on, a third type is a directional hypothesis, which reflects a researcher’s focus on a particular outcome using a relationship between different variables as a primary pathway. Moreover, there is a non-directional hypothesis, which applies when scholars have no theory to base their proposal paper or essay on and instead justify a relationship between two variables without predicting its exact (O’Leary, 2021). In turn, last types are null and alternative hypotheses, where authors state that a relationship does not exist between independent and dependent variables or there is a link between these elements.

Significance of a Study

Every academic text has a specific significance that authors should determine during preparation. When students understand why addressing a particular issue is essential, they can develop a mindset focused on a high-quality product. For example, to write a research objective, people clearly state specific, measurable actions they will take to achieve an overall aim of their study, focusing on what they intend to accomplish (Denscombe, 2020). When writing a research proposal, they should explain why their proposal paper or essay is critical. In this respect, they must demonstrate gaps in existing literature they intend to close, new knowledge to add, or existing paradigms, like arguments and concepts to appraise or critique. Besides, students should write this component with specific questions or hypotheses in mind (Terrell, 2023). However, an actual significance of a proposal should not divert readers to an issue different from a paper’s primary focus: answering study questions or validating or invalidating hypotheses.

3️⃣ Background or Literature Review

In this second part of a research proposal, authors provide readers with an in-depth background of a study area by reviewing existing literature, using credible sources, and writing about them. Although this section aims to contextualize a proposed project and its theoretical framework, a general description is a review of current literature. For example, people use this part of their papers to expound on a hint they gave readers in an introduction part, which means evaluating existing knowledge on a topical area to identify gaps, a need for new knowledge, or popular paradigms (Denscombe, 2020). When writing this part of their proposal, students should consider research questions or hypotheses since they directly affect a specific field of existing literature under analysis and its content. This section also tends to be extended because people must review reliable sources by explaining their purpose, often the findings. In turn, a critical feature of this section is citations based on an applicable writing style, like APA, MLA, Harvard, or Chicago/Turabian, among others.

4️⃣ Research Methodology

Research methodology is a third section of writing a proposal, where authors describe how they will conduct their studies. In this respect, students tell readers how they intend to collect data, answer research questions or test their hypotheses, and analyze the data (Axon, 2023). Critical features of this section include a research design, methods, study participants, procedure, and data analysis. Besides, scientific methods are components that address data collection. Therefore, when writing a research proposal, students should view a chosen methodology as a crux of an entire paper because this section outlines how they will answer a defined question or prove or disapprove of a provided hypothesis.

Research Design

Research design emphasizes specific methods and techniques that scholars employ to conduct scientific studies. There are two main research designs, such as qualitative and quantitative. Each design has several study types that students can consider for their proposal. For example, a qualitative approach includes case studies and ethnographies, while a quantitative approach incorporates correlational, descriptive, and experimental studies (Terrell, 2023). Therefore, authors need to know when each design applies and a specific type of a proposal paper or essay that fits their objective. In writing, a research design is an overall description of any study because it gives readers a hint of what to expect.

Qualitative Design

Qualitative research design is flexible and inductive and allows scholars to adjust their approach depending on various factors during a research process, such as characteristics of study respondents. This format applies to studies that seek to answer a specific question or questions, systematically use predefined procedures to get answers, collect evidence, and interpret the findings to address an existing literature gap, add new knowledge, or appraise or critique common paradigms (Terrell, 2023). Moreover, a qualitative methodology is most appropriate for studies investigating an impact of social phenomena, such as an influence of parental divorce on adolescents’ social and mental health. This design is subjective because it describes a social phenomenon from a point of view of those who experience it. Finally, common examples of qualitative research in writing are case studies, participant observation, in-depth interviews, and focus groups.

Quantitative Design

Quantitative research design is a dominant study framework in a social sciences field because it incorporates assumptions and techniques in investigating economic, social, and psychological phenomena. For example, scholars may seek to investigate why students from low-income backgrounds score poorly on a depression scale (O’Leary, 2021). The most critical elements in quantitative studies are numerical data, such as household income, statistical analyses that aggregate some numbers, relationships among the information, or comparisons across different data sets. Unlike a subjective qualitative design, this study framework is more objective because people aim to interpret data related to a phenomenon. In writing, research types that apply this design include correlational and descriptive studies and experiments.

Research Methods

In a simple definition, research methods are specific strategies that scholars use to collect and analyze data, and they are an integral part of any study design. Concerning data collection methods, authors should decide on what information can help to answer specific questions or validate or invalidate hypotheses (Denscombe, 2020). In writing, this data can be words for a qualitative method and numbers for a quantitative techique, primary or secondary, depending on whether scholars will collect it or use what others have gathered. About data analysis in a quantitative study, students should state chosen statistical techniques they use to test relationships between variables. For qualitative studies, they should communicate their approaches to interpret data’s patterns and meanings. However, people should use a data analysis component to indicate how they will comprehensively analyze information for writing a proposal.

Sample Population

Most qualitative and quantitative studies involve study participants as a primary sample for observation. Basically, students need to define a specific population and explain why they want to study this segment in their writing. Doing so requires one to describe a chosen population by stating its characteristics, such as age, gender, occupation, or socioeconomic profile (Terrell, 2023). Then, scholars should note whether there are participants who would be excluded and why and whether there would be a control group. It is standard practice in research for students to incorporate these components in writing their proposals. Further on, inclusion and exclusion criteria help readers to understand an overall complexity of a study process or experiment (O’Leary, 2021). While an entire scientific work may seem straightforward in theory, one must be prepared to face multiple hurdles when executing an actual investigation in a chosen field. In turn, students should explain how they will choose a final sample from a target population when writing their proposal.

Study Procedure

Like other processes, writing is procedural, and students must understand key dynamics involved in producing a research proposal. For example, a study procedure describes specific steps or processes scholars will use to actualize their studies (Terrell, 2023). Firstly, they state a target population and how they will select a study sample. Secondly, students describe how they will collect data, such as observing or interviewing a sample. They should also mention how they will analyze a study data for further interpretation. As such, this section should provide exact writing details of how authors will execute an entire study (O’Leary, 2021). From this writing perspective, concluding that a wrong procedure can produce flawed results and invalidate a whole work is valid. In turn, professors, departments, and university committees can reject a research proposal if a procedure is questionable.

Data Analysis

Often a last component in a methodology section, being data analysis, stipulates how students will analyze the data collected. For example, data analysis is critical because it enables authors to make the collected data sensical and interpret it to answer research questions or validate or invalidate hypotheses (Denscombe, 2020). When describing data analysis for a proposal, students should mention analytical tools they will implement, such as regression analysis, to indicate a logical reasoning that uses the collected data to point out patterns, relationships, and trends. While scholars can get the right data, they can make it useless using a wrong analytical tool. Therefore, students must be familiar with various analytical tools, write about them, and answer how they relate to qualitative and quantitative approaches.

5️⃣ Preliminary Data

It is standard for students to gather preliminary data when outlining a research proposal. Ideally, this data gives an intended audience a sneak peek into research methods, instrumentations, and expected findings. For example, scholars gather this data through survey questionnaires, face-to-face interviews, mail correspondence, telephone calls, or online (Terrell, 2023). Therefore, preliminary data enables authors to give readers an idea about what to expect when reading through a research paper or essay. Most importantly, it motivates scholars by giving readers a proper perspective. When authors understand critical details about an entire scientific work they intend to undertake, they can develop a right attitude, including proactive engagement with existing knowledge materials, like books and study findings (Terrell, 2023). While preliminary data can form part of an actual piece of information that students use in writing their papers, it is not mandatory. Finally, one can choose a new set of data to conduct any study.

6️⃣ Statement of Limitations

Limitations are issues that complicate one’s agenda to produce a perfect proposal. In this section, authors inform readers about possible limitations of a proposed work. For example, an actual essence of this writing component is a deep understanding that nothing is always perfect, especially if it is subject to external factors or influences (O’Leary, 2021). Scientific analysis falls under this category because it is subject to different external factors, such as people’s willingness to participate and a relevance of the collected data to a chosen topic. Moreover, various limitations that students face include a generalizability of the conducted data, where the findings can only apply to a section of a population for various reasons (Terrell, 2023). In proposal writing, some of these reasons include a method of sample selection, size, and representation.

7️⃣ Ethical Considerations

This section of a research proposal states how authors intend to address ethical considerations that often apply to scientific analysis. One consideration is basic permission from relevant authorities to conduct an entire investigation (Denscombe, 2020). Typically, scholars receive this permission from universities’ ethical committees. Another ethical consideration is a standard consent document provided for study participants (Denscombe, 2020). A good proposal must explain how students will seek this consent, such as sending a consent form to a study sample and requiring participants to fill and sign a document if they believe a scholar’s explanation about a project is satisfactory. In turn, parents and guardians give consent if a study sample comprises underage individuals (Terrell, 2023). Finally, some guarantees that scholars provide to get a participants’ consent writing form include a privacy and confidentiality of their data and personal safety throughout a study period.

8️⃣ Expected Findings

In this section of a research proposal, authors predict the findings of a proposed study based on the preliminary data. This writing part addresses a reader’s curiosity about a proposal paper or essay and what it will uncover. Although the exact findings of an entire examination are not specified, the predicted results show that authors are conversant with a topical area and can use the preliminary data to formulate expectations for an actual project (O’Leary, 2021). A key feature of this section is some implications of an investigation, where students reemphasize a study’s significance and how the findings will affect or influence a specific discipline within a study topic falls under, such as psychology. As a result, people mention how the expected results will address existing literature gaps, add new knowledge, or appraise or critique popular paradigms in writing their proposal papers.

9️⃣ Conclusion Section

A conclusion paragraph is a last section of a research proposal where students sum up their paper or essay. As such, most of the information reiterates an entire content in preceding paragraphs, with an introduction taking the most significant chunk (Denscombe, 2020). Ideally, authors remind readers about a primary aim they set out to achieve at the beginning of writing a proposal. Students can also mention other sections briefly to emphasize a document’s purpose. When concluding a research proposal, one should focus on convincing readers of an an actual necessity of a study.

🔟 References

Like an abstract, the References section does not often feature compared to a typical research proposal or paper component. Nonetheless, the References page is a critical section that students should incorporate into their proposal paper or essay as this part provides readers with a list of scholarly materials used in a complete document (Terrell, 2023). Notably, this part of an academic paper demonstrates that authors have widely consulted current literature to justify a proposal. The more the sources, the more vigorous the activity of researching for information to answer specific questions or prove or disapprove of study hypotheses. When constructing this last part of a research proposal, students should consider applicable referencing styles, such as APA, MLA, Harvard, or Chicago/Turabian.

Referencing Styles

When writing a research proposal, students should ensure a relevant style applies from the beginning to the end. Academic writing rules stipulate that people can only use one style — APA, MLA, Harvard, or Chicago/Turabian —  in their proposal paper or essay. As such, one cannot structure a paper according to an APA style and provide citations according to an MLA style. In turn, each style is unique and has characteristics that students should adopt and demonstrate when producing a research proposal (Pears & Shields, 2022). The most critical writing elements in these styles are an author, a year of publication, a title of a given work, and a publisher’s name and location.

📕 APA Style

APA (American Psychological Association) writing style is the most common in a scientific work. In writing, students should understand basic rules of this referencing approach. For example, in-text citations allow authors to indicate a specific source of information they have used in their proposal to support an argument or contextualize an observation (American Psychological Association, 2019). In writing, students can use two approaches when doing these citations, such as naming a specific source in a sentence or indicating it at the end of this sentence in parenthesis: (Stevenson, 2018). At the end of any paper, one should create references listing all the sources. For example, a reference entry for a scholarly source should follow a next structure:

Surname (full), first initial (shortened), second initial (shortened). (Year of publication). Title of a work in a sentence case. Name of a Journal in a Title Case in Italics , volume in italics (number in brackets), page numbers, and doi link.

📕 MLA Style

MLA (Modern Language Association) is not commonly used in proposals. However, instructors may require students to use it when writing a research proposal. As such, one needs to know how to use it correctly. According to the Modern Language Association of America (2021), when citing sources in a body of a text, students should mention an author’s surname and a page where the information is located in parentheses at the end of a sentence: (Stevenson 19). At the end of a proposal, they should create a Works Cited page listing all the sources used, like:

Surname, first and second names. “Title of a Work in a Title Case in Double Quotations.” Name of a Journal in a Title Case Italics , volume, number, year of publication, year of publication, page numbers, and doi identifier.

📕 Harvard Style

Harvard style has greater similarities with APA format. One similarity is citing an author’s name and a year of publication in in-text citations. However, unlike APA style, Harvard referencing does not require people to use a comma after an author’s surname (Pears & Shields, 2022). Therefore, an in-text citation in Harvard appears as: (Stevenson 2018). At the end of a proposal, students should create a reference list where they capture all the sources they have used in writing their documents. For example, a Harvard reference entry for a scholarly article should have a following information:

Surname, first and second names (shortened and with no coma) year of publication, ‘Title of a work in a sentence case in single quotation marks,’ Name of a Journal in Title Case in Italics , volume, number, page numbers, and doi identifier.

📕 Chicago/Turabian Style

Chicago/Turabian referencing format is similar to MLA style. However, the most significant difference is that students should use footnotes to capture in-text citations when writing their proposals. Such citations should indicate an author’s surname and a page number where they got the cited information (The University of Chicago Press, 2017). For a scholarly source, a first footnote should capture a following information:

Author’s first name with second name and surname, “Title of a Work in a Topic Sentence in Double Quotation,” Name of a Journal in a Topic Case in Italics , volume, number (year of publication): an exact page number where a person got the cited information, and doi link.

Ultimately, students should create a Bibliography page to note all the sources. An above source should appear as it is, except that a surname followed by first and second names and page numbers will indicate all the pages of a source document.

Author’s surname, first name with second name, “Title of a Work in a Topic Sentence in Double Quotation,” Name of a Journal in a Topic Case in Italics , volume, number (year of publication): page numbers, and doi link.

Reasons for Rejection

Rejection of academic texts happens for various reasons, the most common being an author’s failure to satisfy basic writing requirements, like a referencing style and deadline for submission. Other reasons include proposing a topic irrelevant to a given discipline and proposing questionable research questions, hypotheses, scientific design, and methods (Terrell, 2023). Submitting an incomplete proposal, a poorly written literature review, and presenting a scientific methodology beyond a principal investigator’s capacity can also lead to a rejection of such a document. Therefore, it is paramount that students acquaint themselves with basic writing requirements of proposals and key expectations of professors, departments, and university committees.

Error Elimination

While students must format their research paper proposals according to an applicable citation style, they should also ensure their work is error-free in writing. Basically, some authors make many mistakes when producing academic texts: wrong and missing citations, punctuation, and inconsistent arguments and ideas (O’Leary, 2021). In turn, students should eliminate such flaws when writing a proposal to avoid a professor, department, or university committee rejecting their papers or essays. It is paramount for one to read and reread their proposal to identify any errors. While it is easier to fix grammatical and formatting mistakes, it can be challenging to identify inconsistencies in thought. As such, students can give their research paper proposals or essays to colleagues or peers to peruse because authors may be biased in critiquing their own work.

Academic Writing Conventions

Students should observe academic writing conventions when organizing a research paper proposal or essay. A first rule is to use formal language (Denscombe, 2020). All authors must use third-person pronouns, such as ‘they,’ and avoid first- and second-person pronouns, such as ‘I’ and ‘we.’ Another convention is citing all information from outside sources using the applicable style described above (Terrell, 2023). Other requirements include writing in an active voice, observing a 80/20 rule, avoiding slang and emotive and exaggerated language, and following a well-organized template. In writing, a 80/20 rule suggests that people should spend 80 percent of their time researching material and 20 percent composing it into a logical proposal paper or essay. Hence, observing these rules can make a high-quality research paper proposal or essay and prevent rejection by relevant authorities.

When writing research paper proposals or essays, students should choose topics carefully because it will significantly determine an overall quality of their work. Ideally, it is easier to analyze an issue people are excited about and confident they can write about because they have studied it in class or during personal study in a library or at home (O’Leary, 2021). In other words, a proposal topic is important because it directs what students intend to do, including finding information in multiple databases. As such, a following list provides possible research proposal topics that students can choose to write about because each indicates an aspect of examination, exploration, or investigation:

  • Potential Impact of Autonomous Vehicles on Urban Planning
  • Innovative Approaches to Cybersecurity in Modern Businesses
  • Examining an Influence of Peer Pressure on Adolescents’ Behaviors
  • How Parental Divorce Impairs Teenagers’ Socioemotional Development
  • Examining Leadership Through Employees’ Attitudes, Behaviors, and Performance
  • Investigating a Relationship Between Education and Economic and Social Mobility
  • How Morale Impacts Cohesion in a Workplace Setting?

Outline and Template

Title: Topic

Provide a summary of a whole paper in 100-200 words, including a few keywords.

Keywords: ___ .

I. Introduction

  • Topic: ___ .
  • Research question: ___ .
  • Significance of a study: ___ .

II. Literature Review

Review all sources that correspond to a research proposal topic and question and cite them according to format rules of a selected reference style.

III. Research Methodology

  • Design: ___ .
  • Methods: ___ .
  • Sample population: ___ .
  • Study procedure: ___ .
  • Data analysis: ___ .

IV. Preliminary Data

Talk about preliminary data.

V. Statement of Limitations

In a proposal paper or essay, analyze limitations.

VI. Ethical Considerations

Write about ethical aspects of conducting a study.

VII. Expected Findings

Explain what is expected from doing analysis.

VIII. Conclusion

Sum up key aspects of a proposal paper or essay.

List of References

Provide reference entries for all sources used in writing a proposal paper or essay.

Research Proposal Example

Topic: How Parental Divorce Impairs Teenagers’ Socioemotional Development

This paper outlines a research paper proposal for a study examining how parental divorce impairs teenagers’ socioemotional development. In principle, this paper highlights a research question and a study’s significance. Moreover, a presented project reviews current literature and outlines a research methodology. Other sections of this proposal include preliminary data, study limitations, ethical considerations, expected findings, and conclusion.

Keywords: divorce, parents, teenagers, developmental phases, social and emotional functioning

Introduction

Divorce is an event with considerable effect on children, mainly if they are still in the early developmental phases. Adolescence qualifies for this categorization because it is a period when youth experience significant physical and emotional development. As such, parental divorce can have adverse effects on this population. In turn, an entire proposal aims to examine how parental divorce impairs teenagers’ socioemotional development by answering a question: How does divorce affect teenagers’ social and emotional functioning? A proposed study is significant because it aims to provide insights into how parental divorce exposes youth to circumstances that impair their social and emotional functioning. In particular, such knowledge is vital for parents, counselors, educators, and youth who may need to provide guidance and other assistance to young people experiencing difficulty accepting their parents’ divorce.

Multiple studies have examined how family events, particularly divorce, exert immense pressure on children. Research evidence suggests that parental divorce is a pathway for social and emotional disorders in children (Demir-Dagdas & Drentea, 2020; Garriga & Pennoni, 2020; Karhina et al., 2023). According to researchers, divorce exposes children to ugly incidences, such as court cases, which make parents bitter and unable to connect emotionally with their children. Under such a context, children find it easier to internalize their anger and pain and eventually develop externalizing behavior, including physically assaulting peers and using drugs.

Research Methodology

A proposed project will be a qualitative study utilizing observation and in-depth interviews as project methods. Researchers will target youth who have experienced parental divorce within the last five years, focusing on 20 participants. A proposed methodology will include observing a study sample and interviewing each participant individually over three weeks. Finally, a study will utilize content analysis to determine themes and patterns that indicate problematic socioemotional functioning.

Preliminary Data

Preliminary data suggests that parental divorce is a present reality across the United States and consumes considerable time for district courts countrywide. Consequently, evidence shows that most adolescents who have experienced parental divorce have undergone counseling during both pre- and post-divorce periods (Karhina et al., 2023). In this respect, a proposed study is essential to determine how parental divorce impairs teenagers’ socioemotional development.

Statement of Limitations

A proposed project has several limitations. The first one is that a study sample is small, which might affect a generalizability of the findings. Secondly, a study focuses on participants who have experienced divorce in the last five years. As such, there is a high probability that factors other than divorce, such as the Covid-19 pandemic, may account for participants’ socioemotional deficiencies.

Ethical Considerations

Researchers will write to the University Ethical Committee seeking permission to conduct a proposed project. Consequently, they will seek a participant’s consent by requiring each person to sign a consent form. This form will explain a specific purpose of a current project and emphasize that participation is voluntary, while people’s data will be strictly confidential.

Expected Findings

Researchers expect a proposed work to confirm that parental divorce impairs teenagers’ socioemotional development. One expected finding is that, when parents divorce, teenagers become vulnerable to problematic behavior because of influence by those who seek to fill a particular gap that develops (Demir-Dagdas & Drentea, 2020). In turn, a proposed project is essential to demonstrate that teenagers are affected significantly when parents seek to divorce because a new reality predisposes them to internalizing and externalizing behaviors.

Understanding how divorce affects adolescents is vital for parents, educators, and counselors because they are the ones who deal with the aftermath of this emotionally draining family experience. As such, this proposal is timely and provides an opportunity to investigate parental divorce’s impairments on teenagers’ socioemotional development and functioning.

Demir-Dagdas, T., & Drentea, P. (2020). Early parental divorce across the life course: Parent–child relationships, women’s drinking, and mental health. Vulnerable Children and Youth Studies , 16 (1), 50–58. https://doi.org/10.1080/17450128.2020.1837408

Garriga, A., & Pennoni, F. (2020). The causal effects of parental divorce and parental temporary separation on children’s cognitive abilities and psychological well-being according to parental relationship quality. Social Indicators Research , 161 (2–3), 963–987. https://doi.org/10.1007/s11205-020-02428-2

Karhina, K., Bøe, T., Hysing, M., & Nilsen, S. A. (2023). Parental separation, negative life events and mental health problems in adolescence. BMC Public Health , 23 (1), 1–9. https://doi.org/10.1186/s12889-023-17307-x

Note: For this example, general knowledge is used to show how to write a proposal in brief. Therefore, there is a need to cite anything used in an entire document. As such, when writing any paper and using any source, everything that people took from credible articles must be cited within an entire text and at an end of a proposal paper or essay to avoid plagiarism.

What to Include

SectionDescription
Problem StatementClearly defines a chosen issue or gap in knowledge that a project aims to address.
Research ObjectivesOutlines specific goals a whole analysis intends to achieve.
Literature ContextProvides an overview of existing literature and knowledge relevant to a given study, highlighting key findings and gaps to write about.
Research QuestionsPresents central questions a person seeks to answer.
HypothesisProposes a tentative answer or prediction based on research questions.
Theoretical FrameworkDescribes main theories or models that will guide an entire examination and analysis.
Methodological ApproachExplains chosen research methods and techniques that will be used to gather and analyze data.
Data Collection MethodsDetails how data will be collected, including tools, procedures, and sampling strategies.
Data Analysis PlanDescribes how all collected data will be analyzed to answer study questions.
Significance of a StudyJustifies a real importance of a project and its potential impact on a field or society.
LimitationsIdentifies potential challenges and constraints that might affect study outcomes.
Ethical AspectsAddresses ethical issues, including how consent and confidentiality will be managed.
Expected OutcomesPredicts the potential findings and their implications for a given field.
Resource RequirementsLists all resources needed to conduct a whole project, such as funding, equipment, or data access.
TimelineProvides a schedule of research and writing activities, including key milestones and deadlines.
Dissemination PlanExplains how the research findings will be shared, such as through publications or presentations.

Common Mistakes

  • Lack of Focus: Proposing a topic that is too broad or vague, making it difficult to address effectively.
  • Inadequate Literature Review: Failing to thoroughly review existing knowledge, leading to a proposal that overlooks important studies or replicates previous works.
  • Unclear Research Question: Not clearly defining a specific question or hypothesis for analysis, which can confuse an entire direction and purpose of writing a given study.
  • Weak Justification for a Study: Not convincingly explaining a real significance or relevance of a project, making it seem unimportant.
  • Poor Methodological Design: Proposing a methodology that is inappropriate for a defined question, leading to unreliable or invalid results.
  • Ignoring Ethical Considerations: Overlooking potential ethical implications of a project, which can lead to its rejection by review boards.
  • Unrealistic Timeline: Planning a timeline that is either too ambitious or too vague, making it difficult to complete a project and its writing on time.
  • Inaccurate Budget Estimation: Underestimating or overestimating a budget, leading to potential funding issues or project infeasibility.
  • Lack of Clarity and Precision: Writing in a way that is unclear or overly complex, which can confuse reviewers and detract from a proposal’s strength.
  • Failure to Follow Guidelines: Ignoring specific writing instructions or formatting requirements provided by a specific institution or funding body, which can result in an automatic rejection.

A research proposal is a logical statement that helps to evaluate an actual relevance and applicability of any scholarly work. In writing, this type of paper must have a well-organized introduction that presents main study objectives. Then, a literature review reveals a specific knowledge gap that a further investigation must address, substantiating a scientific work or essay. Moreover, a good proposal must contain anticipated methods and a plan of work. In turn, a method section includes a detailed procedure for gathering the relevant data for a given study. As a result, students need several tips for writing a high-standard proposal that a professor or university committee cannot reject, which include:

  • When writing a research proposal, a first thing to do is choose a thematic area one is acquainted with because it creates excitement and enthusiasm.
  • Then, students should develop their research question(s) or hypothesis(es).
  • A third agenda is to find credible sources in online databases for a literature review section to identify knowledge gaps and popular paradigms.
  • A fourth aspect is to pick a specific type of scientific methodology, considering principal differences between qualitative and quantitative designs, such as correlational, descriptive, experimental, observational case studies, and ethnographies.
  • Lastly, students should review their work to address every critical writing detail and aspect of a research proposal paper.

American Psychological Association. (2019). Publication manual of the American Psychological Association (7th ed.).

Axon, D. R. (2023). Research and scholarly methods: Creating a research protocol. JACCP: Journal of the American College of Clinical Pharmacy , 6 (6), 632–641. https://doi.org/10.1002/jac5.1790

Denscombe, M. (2020). Research proposals: A practical guide (2nd ed.). Open University Press.

Modern Language Association of America. (2021). MLA Handbook (9th ed.).

O’Leary, Z. (2021). Research proposal . SAGE Publishing.

Pears, R., & Shields, G. J. (2022). Cite them right: The essential referencing guide (12th ed.). A&C Black.

Pirinelli, A. L. (2021). Integrating a structured research proposal into an undergraduate glycobiology class. Journal of Chemical Education , 98 (11), 3542–3548. https://doi.org/10.1021/acs.jchemed.1c00035

Rogers, R. (2020). Removing the mysteries of research proposals: A review of Steven. R. Terrell’s writing a proposal for your dissertation: Guidelines and examples. The Qualitative Report , 25 (6), 1672–1675. https://doi.org/10.46743/2160-3715/2020.4720

Terrell, S. R. (2023). Writing a proposal for your dissertation: Guidelines and examples . Guilford Publications.

The University of Chicago Press. (2017). The Chicago manual of style (18th ed.).

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  • How to Define a Research Problem | Ideas & Examples

How to Define a Research Problem | Ideas & Examples

Published on November 2, 2022 by Shona McCombes and Tegan George. Revised on May 31, 2023.

A research problem is a specific issue or gap in existing knowledge that you aim to address in your research. You may choose to look for practical problems aimed at contributing to change, or theoretical problems aimed at expanding knowledge.

Some research will do both of these things, but usually the research problem focuses on one or the other. The type of research problem you choose depends on your broad topic of interest and the type of research you think will fit best.

This article helps you identify and refine a research problem. When writing your research proposal or introduction , formulate it as a problem statement and/or research questions .

Table of contents

Why is the research problem important, step 1: identify a broad problem area, step 2: learn more about the problem, other interesting articles, frequently asked questions about research problems.

Having an interesting topic isn’t a strong enough basis for academic research. Without a well-defined research problem, you are likely to end up with an unfocused and unmanageable project.

You might end up repeating what other people have already said, trying to say too much, or doing research without a clear purpose and justification. You need a clear problem in order to do research that contributes new and relevant insights.

Whether you’re planning your thesis , starting a research paper , or writing a research proposal , the research problem is the first step towards knowing exactly what you’ll do and why.

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As you read about your topic, look for under-explored aspects or areas of concern, conflict, or controversy. Your goal is to find a gap that your research project can fill.

Practical research problems

If you are doing practical research, you can identify a problem by reading reports, following up on previous research, or talking to people who work in the relevant field or organization. You might look for:

  • Issues with performance or efficiency
  • Processes that could be improved
  • Areas of concern among practitioners
  • Difficulties faced by specific groups of people

Examples of practical research problems

Voter turnout in New England has been decreasing, in contrast to the rest of the country.

The HR department of a local chain of restaurants has a high staff turnover rate.

A non-profit organization faces a funding gap that means some of its programs will have to be cut.

Theoretical research problems

If you are doing theoretical research, you can identify a research problem by reading existing research, theory, and debates on your topic to find a gap in what is currently known about it. You might look for:

  • A phenomenon or context that has not been closely studied
  • A contradiction between two or more perspectives
  • A situation or relationship that is not well understood
  • A troubling question that has yet to be resolved

Examples of theoretical research problems

The effects of long-term Vitamin D deficiency on cardiovascular health are not well understood.

The relationship between gender, race, and income inequality has yet to be closely studied in the context of the millennial gig economy.

Historians of Scottish nationalism disagree about the role of the British Empire in the development of Scotland’s national identity.

Next, you have to find out what is already known about the problem, and pinpoint the exact aspect that your research will address.

Context and background

  • Who does the problem affect?
  • Is it a newly-discovered problem, or a well-established one?
  • What research has already been done?
  • What, if any, solutions have been proposed?
  • What are the current debates about the problem? What is missing from these debates?

Specificity and relevance

  • What particular place, time, and/or group of people will you focus on?
  • What aspects will you not be able to tackle?
  • What will the consequences be if the problem is not resolved?

Example of a specific research problem

A local non-profit organization focused on alleviating food insecurity has always fundraised from its existing support base. It lacks understanding of how best to target potential new donors. To be able to continue its work, the organization requires research into more effective fundraising strategies.

Once you have narrowed down your research problem, the next step is to formulate a problem statement , as well as your research questions or hypotheses .

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If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

  • Sampling methods
  • Simple random sampling
  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
  • Effect size
  • Poisson distribution

Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

All research questions should be:

  • Focused on a single problem or issue
  • Researchable using primary and/or secondary sources
  • Feasible to answer within the timeframe and practical constraints
  • Specific enough to answer thoroughly
  • Complex enough to develop the answer over the space of a paper or thesis
  • Relevant to your field of study and/or society more broadly

Writing Strong Research Questions

Research questions anchor your whole project, so it’s important to spend some time refining them.

In general, they should be:

  • Focused and researchable
  • Answerable using credible sources
  • Complex and arguable
  • Feasible and specific
  • Relevant and original

Your research objectives indicate how you’ll try to address your research problem and should be specific:

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

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