Epistemology and Ontology
How we believe the world exists (our ontology) will be interwoven with how we see knowledge being created and finding suitable means of understanding it (our epistemology) - burton and bartlett (2009, p. 17).
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In this short podcast episode, Lara Varpio, Associate Professor and Associate Director of Research, Graduate Programs in Health Professions Education at Uniformed Services University of the Health Sciences in Bethesda, MD, gets listeners up to speed with qualitative research approaches. The first resource she points us to is this article which explains research paradigms clearly and effectively for early career researchers.
Ayiro (2012; p. 63) defines epistemology as the philosophy of knowledge, or how we come to know. It poses the following questions:
What is the relationship between the knower and what is known?
How we do we know what we know?
What counts as knowledge?
Researchers can approach cases from various epistemological locations. Various definitions of case studies highlight different roles for researchers and share an emphasis on making sense of localized experienced by focusing on a case or a particular. For example, understanding activity (Stake, 1995), creating “empirical descriptions” (Eisenhardt & Graebner, 2007), and critiquing and interpreting evidence (Stenhouse, 1978) (Compton-Lilly, 2012).
The dominant paradigms in case study methodology:
Positivist – the object of study is independent of researchers (YIN)
Constructivist – knowledge is established through the meanings attached to the phenomena studied, and inquiry changes both researcher and subject. All research takes place within a paradigm – said or unsaid. (STAKE; MERRIAM)
Ridder (2020, p. 131) argues case studies are conducive to a constructivist perspective because they provide a more holistic, contextualised story for the audience to engage with and connect to.
Yin (2009) describes analytic processes in case study research design, stemming from epistemological assumptions including the role of the researcher in revealing scientific and true theories. Crotty (1998) notes three fundamental positivistic notions in research, including objectivity, validity, and generalizability. Yazan (2015) identifies Yin’s epistemological orientation through his commitment to these concepts.
Ontology is concerned with the philosophy of existence – what assumptions and beliefs do we as researchers hold about the nature of being? These beliefs can be organised along a spectrum from realism (one reality exists) to relativism (many realities exist), and it is along this spectrum of ontology that three key theorists, Yin, Stake, and Merriam , place themselves and their ontological assumptions.
As noted in Harrison, Birks, Franklin and Mills (2017), Yin (2014) describes his approach to case study as using a “realist perspective” (2014, p. 17). His focus on maintaining objectivity through rigorous empirical methods is embedded in his adherence to several tactics to employ validity and reliability in the case study approach. Towards the other end of the ontology spectrum sits Stake (1995). Stake acknowledges that knowledge generated from the case study process is multiple and subjective, placing emphasis on the researcher capturing their interpreted reality of the case (1995). Brown (2008) places Merriam in the centre of the continuum as she draws on elements of both pragmaticism and constructivism – acknowledging that Merriam’s approach is “informed by the rigor of Yin and enriched by the creative interpretation described by Stake (p. 9)”.
“An ontology is the answer one would give to the question: What kind of things are there in the world? ” (Benton & Craib, 2004, p. 4). Burton and Bartlett (2009) suggest that researchers may see the world as fixed and clear, with set social structures that we each belong to, or we may see the world, and our position in it, as fluid and changing (p. 17).
reality is objective and 'found'
trust is one
discourse is structured and transparent, reflecting reality
what is true? what can we know?
communication as transmission
cool scientific - "objective"
![](http://sektorel.online/777/templates/cheerup/res/banner1.gif)
Interpretivist
reality is subjective and constructed
truth is many
discourse is dialogic and creates reality
what is heuristic? what can we understand?
communication as transaction
natural, symbolic of growth
Critical theory
reality is subjective and constructed on the basis of issues of power
discourse is embedded in and controlled by rhetorical and political purpose
what is just?
communication as decision making
dynamic, action-oriented
Deconstructivist
reality is ultimately unknowable
'truths' are socially constructured
discourse is by nature inseparable from its subject
is there a truth?
critique the world
communication as challenging the nature of communication
absence or denial of colour
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Epistemology As Ethics In Research And Policy: The Use of Case Studies
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John Elliott, Dominik Lukeš, Epistemology As Ethics In Research And Policy: The Use of Case Studies, Journal of Philosophy of Education , Volume 42, Issue 1_Supplement, August 2008, Pages 87–119, https://doi.org/10.1111/j.1467-9752.2008.00629.x
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This article examines the ethnographic case study in education in the context of policy making with particular emphasis on the practice of research and policy making. The central claim of the article is that it is impossible to establish a transcendental epistemology of the case study on instrumental rationality. Instead it argues for the notion of situated judgement that needs to be made by practitioners in context, practitioners being both researchers and policy makers. In other words, questions about the level of confidence or warrant that can be placed in different sorts of research evidence and findings cannot be answered independently of forming a view about the appropriateness of the policy culture that shapes political decision-making. The article draws a distinction between the general, which is internal to the data as construed by a particular discipline, and the universal, which is the result of embedded human deliberation. This applies to all research findings and not only to case study, although since case study has long had to defend itself against accusations of the lack of generality, it can be a useful starting point for the discussion. This article is not meant to be yet another defence of the case study research genre, although a summary of other defences is offered. Rather it focuses on how use of the case study points to the limits of epistemology as rationality and offers a view of epistemology as ethics.
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Epistemology and Methodology in Case Research: A Comparison between European and American IS Journals
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An historically grounded critical analysis of research articles in is, soa development and service identification: a case study on method use, context and success factors, understanding the perception of success in the development of an erp system: an interpretive case study in a saudi arabian private organisation, approaches and their application to a case study on soa, value creation through investments in web-based systems within not-for-profit organisations: the case of two uk museums, exploring local understandings of child sexual abuse: voices from an informal settlement in nairobi, kenya., genre and ontology based business information architecture framework (gobiaf), effectual entrepreneurship and the social enterprise: an examination of the fit between the principles of effectuation and the sphere of the social enterprise as a form of new venture, uva-dare ( digital academic repository ) for the love of experience : changing the experience economy discourse, the digital business architect - towards method support for digital innovation and transformation, 16 references, case research in is: state of affairs, rigor in information systems positivist case research: current practices, interpretive case studies in is research: nature and method.
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Epistemological Foundation and Research Methodology
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This chapter lays out the epistemological basis for the research in this thesis as to research methodology chosen for this work and philosophical perspectives underlying this approach.
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Leimeister, S. (2010). Epistemological Foundation and Research Methodology. In: IT Outsourcing Governance. Gabler. https://doi.org/10.1007/978-3-8349-6303-1_2
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Case study research: opening up research opportunities
The case study approach has been widely used in management studies and the social sciences more generally. However, there are still doubts about when and how case studies should be used. This paper aims to discuss this approach, its various uses and applications, in light of epistemological principles, as well as the criteria for rigor and validity.
Design/methodology/approach
This paper discusses the various concepts of case and case studies in the methods literature and addresses the different uses of cases in relation to epistemological principles and criteria for rigor and validity.
The use of this research approach can be based on several epistemologies, provided the researcher attends to the internal coherence between method and epistemology, or what the authors call “alignment.”
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Originality/value
This study offers a number of implications for the practice of management research, as it shows how the case study approach does not commit the researcher to particular data collection or interpretation methods. Furthermore, the use of cases can be justified according to multiple epistemological orientations.
Case study; Concept; Epistemology; Rigor; Quality; Alignment
1. Introduction
The case study as a research method or strategy brings us to question the very term “case”: after all, what is a case? A case-based approach places accords the case a central role in the research process ( Ragin, 1992 Ragin, C. C. (1992). Introduction: Cases of “what is a case?. In H. S., Becker, & C. C. Ragin and (Eds). What is a case? Exploring the foundations of social inquiry, pp. 1–18. ). However, doubts still remain about the status of cases according to different epistemologies and types of research designs.
Despite these doubts, the case study is ever present in the management literature and represents the main method of management research in Brazil ( Coraiola, Sander, Maccali, & Bulgacov, 2013 Coraiola, D. M., Sander, J. A., Maccali, N. & Bulgacov, S. (2013). Estudo de caso. In A. R. W. Takahashi, (Ed.), Pesquisa qualitativa em administração: Fundamentos, métodos e usos no Brasil, pp. 307–341. São Paulo: Atlas. ). Between 2001 and 2010, 2,407 articles (83.14 per cent of qualitative research) were published in conferences and management journals as case studies (Takahashi & Semprebom, 2013 Takahashi, A. R. W., & Semprebom, E. (2013). Resultados gerais e desafios. In A. R. W., Takahashi (Ed.), Pesquisa qualitativa em administração: Fundamentos, métodos e usos no brasil, pp. 343–354. São Paulo: Atlas. ). A search on Spell.org.br for the term “case study” under title, abstract or keywords, for the period ranging from January 2010 to July 2019, yielded 3,040 articles published in the management field. Doing research using case studies, allows the researcher to immerse him/herself in the context and gain intensive knowledge of a phenomenon, which in turn demands suitable methodological principles ( Freitas et al. , 2017 Freitas, J. S., Ferreira, J. C. A., Campos, A. A. R., Melo, J. C. F., Cheng, L. C., & Gonçalves, C. A. (2017). Methodological roadmapping: a study of centering resonance analysis. RAUSP Management Journal, 53, 459–475. ).
Our objective in this paper is to discuss notions of what constitutes a case and its various applications, considering epistemological positions as well as criteria for rigor and validity. The alignment between these dimensions is put forward as a principle advocating coherence among all phases of the research process.
This article makes two contributions. First, we suggest that there are several epistemological justifications for using case studies. Second, we show that the quality and rigor of academic research with case studies are directly related to the alignment between epistemology and research design rather than to choices of specific forms of data collection or analysis. The article is structured as follows: the following four sections discuss concepts of what is a case, its uses, epistemological grounding as well as rigor and quality criteria. The brief conclusions summarize the debate and invite the reader to delve into the literature on the case study method as a way of furthering our understanding of contemporary management phenomena.
2. What is a case study?
The debate over what constitutes a case in social science is a long-standing one. In 1988, Howard Becker and Charles Ragin organized a workshop to discuss the status of the case as a social science method. As the discussion was inconclusive, they posed the question “What is a case?” to a select group of eight social scientists in 1989, and later to participants in a symposium on the subject. Participants were unable to come up with a consensual answer. Since then, we have witnessed that further debates and different answers have emerged. The original question led to an even broader issue: “How do we, as social scientists, produce results and seem to know what we know?” ( Ragin, 1992 Ragin, C. C. (1992). Introduction: Cases of “what is a case?. In H. S., Becker, & C. C. Ragin and (Eds). What is a case? Exploring the foundations of social inquiry, pp. 1–18. , p. 16).
An important step that may help us start a reflection on what is a case is to consider the phenomena we are looking at. To do that, we must know something about what we want to understand and how we might study it. The answer may be a causal explanation, a description of what was observed or a narrative of what has been experienced. In any case, there will always be a story to be told, as the choice of the case study method demands an answer to what the case is about.
A case may be defined ex ante , prior to the start of the research process, as in Yin’s (2015) Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. classical definition. But, there is no compelling reason as to why cases must be defined ex ante . Ragin (1992 Ragin, C. C. (1992). Introduction: Cases of “what is a case?. In H. S., Becker, & C. C. Ragin and (Eds). What is a case? Exploring the foundations of social inquiry, pp. 1–18. , p. 217) proposed the notion of “casing,” to indicate that what the case is emerges from the research process:
Rather than attempt to delineate the many different meanings of the term “case” in a formal taxonomy, in this essay I offer instead a view of cases that follows from the idea implicit in many of the contributions – that concocting cases is a varied but routine social scientific activity. […] The approach of this essay is that this activity, which I call “casing”, should be viewed in practical terms as a research tactic. It is selectively invoked at many different junctures in the research process, usually to resolve difficult issues in linking ideas and evidence.
In other words, “casing” is tied to the researcher’s practice, to the way he/she delimits or declares a case as a significant outcome of a process. In 2013, Ragin revisited the 1992 concept of “casing” and explored its multiple possibilities of use, paying particular attention to “negative cases.”
According to Ragin (1992) Ragin, C. C. (1992). Introduction: Cases of “what is a case?. In H. S., Becker, & C. C. Ragin and (Eds). What is a case? Exploring the foundations of social inquiry, pp. 1–18. , a case can be centered on a phenomenon or a population. In the first scenario, cases are representative of a phenomenon, and are selected based on what can be empirically observed. The process highlights different aspects of cases and obscures others according to the research design, and allows for the complexity, specificity and context of the phenomenon to be explored. In the alternative, population-focused scenario, the selection of cases precedes the research. Both positive and negative cases are considered in exploring a phenomenon, with the definition of the set of cases dependent on theory and the central objective to build generalizations. As a passing note, it is worth mentioning here that a study of multiple cases requires a definition of the unit of analysis a priori . Otherwise, it will not be possible to make cross-case comparisons.
These two approaches entail differences that go beyond the mere opposition of quantitative and qualitative data, as a case often includes both types of data. Thus, the confusion about how to conceive cases is associated with Ragin’s (1992) Ragin, C. C. (1992). Introduction: Cases of “what is a case?. In H. S., Becker, & C. C. Ragin and (Eds). What is a case? Exploring the foundations of social inquiry, pp. 1–18. notion of “small vs large N,” or McKeown’s (1999) McKeown, T. J. (1999). Case studies and the statistical worldview: Review of King, Keohane, and Verba’s designing social inquiry: Scientific inference in qualitative research. International Organization, 53, 161–190. “statistical worldview” – the notion that relevant findings are only those that can be made about a population based on the analysis of representative samples. In the same vein, Byrne (2013) Byrne, D. (2013). Case-based methods: Why We need them; what they are; how to do them. Byrne D. In D Byrne. and C.C Ragin (Eds.), The SAGE handbooks of Case-Based methods, pp. 1–10. London: SAGE Publications Inc. argues that we cannot generate nomothetic laws that apply in all circumstances, periods and locations, and that no social science method can claim to generate invariant laws. According to the same author, case studies can help us understand that there is more than one ideographic variety and help make social science useful. Generalizations still matter, but they should be understood as part of defining the research scope, and that scope points to the limitations of knowledge produced and consumed in concrete time and space.
Thus, what defines the orientation and the use of cases is not the mere choice of type of data, whether quantitative or qualitative, but the orientation of the study. A statistical worldview sees cases as data units ( Byrne, 2013 Byrne, D. (2013). Case-based methods: Why We need them; what they are; how to do them. Byrne D. In D Byrne. and C.C Ragin (Eds.), The SAGE handbooks of Case-Based methods, pp. 1–10. London: SAGE Publications Inc. ). Put differently, there is a clear distinction between statistical and qualitative worldviews; the use of quantitative data does not by itself means that the research is (quasi) statistical, or uses a deductive logic:
Case-based methods are useful, and represent, among other things, a way of moving beyond a useless and destructive tradition in the social sciences that have set quantitative and qualitative modes of exploration, interpretation, and explanation against each other ( Byrne, 2013 Byrne, D. (2013). Case-based methods: Why We need them; what they are; how to do them. Byrne D. In D Byrne. and C.C Ragin (Eds.), The SAGE handbooks of Case-Based methods, pp. 1–10. London: SAGE Publications Inc. , p. 9).
Other authors advocate different understandings of what a case study is. To some, it is a research method, to others it is a research strategy ( Creswell, 1998 Creswell, J. W. (1998). Qualitative inquiry and research design: choosing among five traditions, London: Sage Publications. ). Sharan Merrian and Robert Yin, among others, began to write about case study research as a methodology in the 1980s (Merrian, 2009), while authors such as Eisenhardt (1989) Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. called it a research strategy. Stake (2003) Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. sees the case study not as a method, but as a choice of what to be studied, the unit of study. Regardless of their differences, these authors agree that case studies should be restricted to a particular context as they aim to provide an in-depth knowledge of a given phenomenon: “A case study is an in-depth description and analysis of a bounded system” (Merrian, 2009, p. 40). According to Merrian, a qualitative case study can be defined by the process through which the research is carried out, by the unit of analysis or the final product, as the choice ultimately depends on what the researcher wants to know. As a product of research, it involves the analysis of a given entity, phenomenon or social unit.
Thus, whether it is an organization, an individual, a context or a phenomenon, single or multiple, one must delimit it, and also choose between possible types and configurations (Merrian, 2009; Yin, 2015 Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. ). A case study may be descriptive, exploratory, explanatory, single or multiple ( Yin, 2015 Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. ); intrinsic, instrumental or collective ( Stake, 2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. ); and confirm or build theory ( Eisenhardt, 1989 Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. ).
both went through the same process of implementing computer labs intended for the use of information and communication technologies in 2007;
both took part in the same regional program (Paraná Digital); and
they shared similar characteristics regarding location (operation in the same neighborhood of a city), number of students, number of teachers and technicians and laboratory sizes.
However, the two institutions differed in the number of hours of program use, with one of them displaying a significant number of hours/use while the other showed a modest number, according to secondary data for the period 2007-2013. Despite the context being similar and the procedures for implementing the technology being the same, the mechanisms of social integration – an idiosyncratic factor of each institution – were different in each case. This explained differences in their use of resource, processes of organizational learning and capacity to absorb new knowledge.
On the other hand, multiple case studies seek evidence in different contexts and do not necessarily require direct comparisons ( Stake, 2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. ). Rather, there is a search for patterns of convergence and divergence that permeate all the cases, as the same issues are explored in every case. Cases can be added progressively until theoretical saturation is achieved. An example is of a study that investigated how entrepreneurial opportunity and management skills were developed through entrepreneurial learning ( Zampier & Takahashi, 2014 Zampier, M. A., & Takahashi, A. R. W. (2014). Aprendizagem e competências empreendedoras: Estudo de casos de micro e pequenas empresas do setor educacional. RGO Revista Gestão Organizacional, 6, 1–18. ). The authors conducted nine case studies, based on primary and secondary data, with each one analyzed separately, so a search for patterns could be undertaken. The convergence aspects found were: the predominant way of transforming experience into knowledge was exploitation; managerial skills were developed through by taking advantages of opportunities; and career orientation encompassed more than one style. As for divergence patterns: the experience of success and failure influenced entrepreneurs differently; the prevailing rationality logic of influence was different; and the combination of styles in career orientation was diverse.
A full discussion of choice of case study design is outside the scope of this article. For the sake of illustration, we make a brief mention to other selection criteria such as the purpose of the research, the state of the art of the research theme, the time and resources involved and the preferred epistemological position of the researcher. In the next section, we look at the possibilities of carrying out case studies in line with various epistemological traditions, as the answers to the “what is a case?” question reveal varied methodological commitments as well as diverse epistemological and ontological positions ( Ragin, 2013 Ragin, C. C. (2013). Reflections on casing and Case-Oriented research. In D, Byrne., & C. C. Ragin (Eds.), The SAGE handbooks of Case-Based methods, London: SAGE Publications, pp. 522–534. ).
3. Epistemological positioning of case study research
Ontology and epistemology are like skin, not a garment to be occasionally worn ( Marsh & Furlong, 2002 Marsh, D., & Furlong, P. (2002). A skin, not a sweater: ontology and epistemology in political science. In D Marsh., & G Stoker, (Eds.), Theory and Methods in Political Science, New York, NY: Palgrave McMillan, pp. 17–41. ). According to these authors, ontology and epistemology guide the choice of theory and method because they cannot or should not be worn as a garment. Hence, one must practice philosophical “self-knowledge” to recognize one’s vision of what the world is and of how knowledge of that world is accessed and validated. Ontological and epistemological positions are relevant in that they involve the positioning of the researcher in social science and the phenomena he or she chooses to study. These positions do not tend to vary from one project to another although they can certainly change over time for a single researcher.
Ontology is the starting point from which the epistemological and methodological positions of the research arise ( Grix, 2002 Grix, J. (2002). Introducing students to the generic terminology of social research. Politics, 22, 175–186. ). Ontology expresses a view of the world, what constitutes reality, nature and the image one has of social reality; it is a theory of being ( Marsh & Furlong, 2002 Marsh, D., & Furlong, P. (2002). A skin, not a sweater: ontology and epistemology in political science. In D Marsh., & G Stoker, (Eds.), Theory and Methods in Political Science, New York, NY: Palgrave McMillan, pp. 17–41. ). The central question is the nature of the world out there regardless of our ability to access it. An essentialist or foundationalist ontology acknowledges that there are differences that persist over time and these differences are what underpin the construction of social life. An opposing, anti-foundationalist position presumes that the differences found are socially constructed and may vary – i.e. they are not essential but specific to a given culture at a given time ( Marsh & Furlong, 2002 Marsh, D., & Furlong, P. (2002). A skin, not a sweater: ontology and epistemology in political science. In D Marsh., & G Stoker, (Eds.), Theory and Methods in Political Science, New York, NY: Palgrave McMillan, pp. 17–41. ).
Epistemology is centered around a theory of knowledge, focusing on the process of acquiring and validating knowledge ( Grix, 2002 Grix, J. (2002). Introducing students to the generic terminology of social research. Politics, 22, 175–186. ). Positivists look at social phenomena as a world of causal relations where there is a single truth to be accessed and confirmed. In this tradition, case studies test hypotheses and rely on deductive approaches and quantitative data collection and analysis techniques. Scholars in the field of anthropology and observation-based qualitative studies proposed alternative epistemologies based on notions of the social world as a set of manifold and ever-changing processes. In management studies since the 1970s, the gradual acceptance of qualitative research has generated a diverse range of research methods and conceptions of the individual and society ( Godoy, 1995 Godoy, A. S. (1995). Introdução à pesquisa qualitativa e suas possibilidades. Revista de Administração de Empresas, 35, 57–63. ).
The interpretative tradition, in direct opposition to positivism, argues that there is no single objective truth to be discovered about the social world. The social world and our knowledge of it are the product of social constructions. Thus, the social world is constituted by interactions, and our knowledge is hermeneutic as the world does not exist independent of our knowledge ( Marsh & Furlong, 2002 Marsh, D., & Furlong, P. (2002). A skin, not a sweater: ontology and epistemology in political science. In D Marsh., & G Stoker, (Eds.), Theory and Methods in Political Science, New York, NY: Palgrave McMillan, pp. 17–41. ). The implication is that it is not possible to access social phenomena through objective, detached methods. Instead, the interaction mechanisms and relationships that make up social constructions have to be studied. Deductive approaches, hypothesis testing and quantitative methods are not relevant here. Hermeneutics, on the other hand, is highly relevant as it allows the analysis of the individual’s interpretation, of sayings, texts and actions, even though interpretation is always the “truth” of a subject. Methods such as ethnographic case studies, interviews and observations as data collection techniques should feed research designs according to interpretivism. It is worth pointing out that we are to a large extent, caricaturing polar opposites rather characterizing a range of epistemological alternatives, such as realism, conventionalism and symbolic interactionism.
If diverse ontologies and epistemologies serve as a guide to research approaches, including data collection and analysis methods, and if they should be regarded as skin rather than clothing, how does one make choices regarding case studies? What are case studies, what type of knowledge they provide and so on? The views of case study authors are not always explicit on this point, so we must delve into their texts to glean what their positions might be.
Two of the cited authors in case study research are Robert Yin and Kathleen Eisenhardt. Eisenhardt (1989) Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. argues that a case study can serve to provide a description, test or generate a theory, the latter being the most relevant in contributing to the advancement of knowledge in a given area. She uses terms such as populations and samples, control variables, hypotheses and generalization of findings and even suggests an ideal number of case studies to allow for theory construction through replication. Although Eisenhardt includes observation and interview among her recommended data collection techniques, the approach is firmly anchored in a positivist epistemology:
Third, particularly in comparison with Strauss (1987) and Van Maanen (1988), the process described here adopts a positivist view of research. That is, the process is directed toward the development of testable hypotheses and theory which are generalizable across settings. In contrast, authors like Strauss and Van Maanen are more concerned that a rich, complex description of the specific cases under study evolve and they appear less concerned with development of generalizable theory ( Eisenhardt, 1989 Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. , p. 546).
This position attracted a fair amount of criticism. Dyer & Wilkins (1991) Dyer, W. G., & Wilkins, A. L. (1991). Better stories, not better constructs, to generate better theory: a rejoinder to Eisenhardt. The Academy of Management Review, 16, 613–627. in a critique of Eisenhardt’s (1989) Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. article focused on the following aspects: there is no relevant justification for the number of cases recommended; it is the depth and not the number of cases that provides an actual contribution to theory; and the researcher’s purpose should be to get closer to the setting and interpret it. According to the same authors, discrepancies from prior expectations are also important as they lead researchers to reflect on existing theories. Eisenhardt & Graebner (2007 Eisenhardt, K. M., & Graebner, M. E. (2007). Theory building from cases: Opportunities and challenges. Academy of Management Journal, 50, 25–32. , p. 25) revisit the argument for the construction of a theory from multiple cases:
A major reason for the popularity and relevance of theory building from case studies is that it is one of the best (if not the best) of the bridges from rich qualitative evidence to mainstream deductive research.
Although they recognize the importance of single-case research to explore phenomena under unique or rare circumstances, they reaffirm the strength of multiple case designs as it is through them that better accuracy and generalization can be reached.
Likewise, Robert Yin emphasizes the importance of variables, triangulation in the search for “truth” and generalizable theoretical propositions. Yin (2015 Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. , p. 18) suggests that the case study method may be appropriate for different epistemological orientations, although much of his work seems to invoke a realist epistemology. Authors such as Merrian (2009) and Stake (2003) Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. suggest an interpretative version of case studies. Stake (2003) Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. looks at cases as a qualitative option, where the most relevant criterion of case selection should be the opportunity to learn and understand a phenomenon. A case is not just a research method or strategy; it is a researcher’s choice about what will be studied:
Even if my definition of case study was agreed upon, and it is not, the term case and study defy full specification (Kemmis, 1980). A case study is both a process of inquiry about the case and the product of that inquiry ( Stake, 2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. , p. 136).
Later, Stake (2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. , p. 156) argues that:
[…] the purpose of a case report is not to represent the world, but to represent the case. […] The utility of case research to practitioners and policy makers is in its extension of experience.
Still according to Stake (2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. , pp. 140-141), to do justice to complex views of social phenomena, it is necessary to analyze the context and relate it to the case, to look for what is peculiar rather than common in cases to delimit their boundaries, to plan the data collection looking for what is common and unusual about facts, what could be valuable whether it is unique or common:
Reflecting upon the pertinent literature, I find case study methodology written largely by people who presume that the research should contribute to scientific generalization. The bulk of case study work, however, is done by individuals who have intrinsic interest in the case and little interest in the advance of science. Their designs aim the inquiry toward understanding of what is important about that case within its own world, which is seldom the same as the worlds of researchers and theorists. Those designs develop what is perceived to be the case’s own issues, contexts, and interpretations, its thick descriptions . In contrast, the methods of instrumental case study draw the researcher toward illustrating how the concerns of researchers and theorists are manifest in the case. Because the critical issues are more likely to be know in advance and following disciplinary expectations, such a design can take greater advantage of already developed instruments and preconceived coding schemes.
The aforementioned authors were listed to illustrate differences and sometimes opposing positions on case research. These differences are not restricted to a choice between positivism and interpretivism. It is worth noting that Ragin’s (2013 Ragin, C. C. (2013). Reflections on casing and Case-Oriented research. In D, Byrne., & C. C. Ragin (Eds.), The SAGE handbooks of Case-Based methods, London: SAGE Publications, pp. 522–534. , p. 523) approach to “casing” is compatible with the realistic research perspective:
In essence, to posit cases is to engage in ontological speculation regarding what is obdurately real but only partially and indirectly accessible through social science. Bringing a realist perspective to the case question deepens and enriches the dialogue, clarifying some key issues while sweeping others aside.
cases are actual entities, reflecting their operations of real causal mechanism and process patterns;
case studies are interactive processes and are open to revisions and refinements; and
social phenomena are complex, contingent and context-specific.
Ragin (2013 Ragin, C. C. (2013). Reflections on casing and Case-Oriented research. In D, Byrne., & C. C. Ragin (Eds.), The SAGE handbooks of Case-Based methods, London: SAGE Publications, pp. 522–534. , p. 532) concludes:
Lurking behind my discussion of negative case, populations, and possibility analysis is the implication that treating cases as members of given (and fixed) populations and seeking to infer the properties of populations may be a largely illusory exercise. While demographers have made good use of the concept of population, and continue to do so, it is not clear how much the utility of the concept extends beyond their domain. In case-oriented work, the notion of fixed populations of cases (observations) has much less analytic utility than simply “the set of relevant cases,” a grouping that must be specified or constructed by the researcher. The demarcation of this set, as the work of case-oriented researchers illustrates, is always tentative, fluid, and open to debate. It is only by casing social phenomena that social scientists perceive the homogeneity that allows analysis to proceed.
In summary, case studies are relevant and potentially compatible with a range of different epistemologies. Researchers’ ontological and epistemological positions will guide their choice of theory, methodologies and research techniques, as well as their research practices. The same applies to the choice of authors describing the research method and this choice should be coherent. We call this research alignment , an attribute that must be judged on the internal coherence of the author of a study, and not necessarily its evaluator. The following figure illustrates the interrelationship between the elements of a study necessary for an alignment ( Figure 1 ).
In addition to this broader aspect of the research as a whole, other factors should be part of the researcher’s concern, such as the rigor and quality of case studies. We will look into these in the next section taking into account their relevance to the different epistemologies.
4. Rigor and quality in case studies
Traditionally, at least in positivist studies, validity and reliability are the relevant quality criteria to judge research. Validity can be understood as external, internal and construct. External validity means identifying whether the findings of a study are generalizable to other studies using the logic of replication in multiple case studies. Internal validity may be established through the theoretical underpinning of existing relationships and it involves the use of protocols for the development and execution of case studies. Construct validity implies defining the operational measurement criteria to establish a chain of evidence, such as the use of multiple sources of evidence ( Eisenhardt, 1989 Eisenhardt, K. (1989). Building theory from case study research. Academy of Management Review, 14, 532–550. ; Yin, 2015 Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. ). Reliability implies conducting other case studies, instead of just replicating results, to minimize the errors and bias of a study through case study protocols and the development of a case database ( Yin, 2015 Yin, R. K. (2015). Estudo de caso: planejamento e métodos, Porto Alegre: Bookman. ).
Several criticisms have been directed toward case studies, such as lack of rigor, lack of generalization potential, external validity and researcher bias. Case studies are often deemed to be unreliable because of a lack of rigor ( Seuring, 2008 Seuring, S. A. (2008). Assessing the rigor of case study research in supply chain management. Supply chain management. Supply Chain Management: An International Journal, 13, 128–137. ). Flyvbjerg (2006 Flyvbjerg, B. (2006). Five misunderstandings about case-study research. Qualitative Inquiry, 12, 219–245. , p. 219) addresses five misunderstandings about case-study research, and concludes that:
[…] a scientific discipline without a large number of thoroughly executed case studies is a discipline without systematic production of exemplars, and a discipline without exemplars is an ineffective one.
theoretical knowledge is more valuable than concrete, practical knowledge;
the case study cannot contribute to scientific development because it is not possible to generalize on the basis of an individual case;
the case study is more useful for generating rather than testing hypotheses;
the case study contains a tendency to confirm the researcher’s preconceived notions; and
it is difficult to summarize and develop general propositions and theories based on case studies.
These criticisms question the validity of the case study as a scientific method and should be corrected.
The critique of case studies is often framed from the standpoint of what Ragin (2000) labeled large-N research. The logic of small-N research, to which case studies belong, is different. Cases benefit from depth rather than breadth as they: provide theoretical and empirical knowledge; contribute to theory through propositions; serve not only to confirm knowledge, but also to challenge and overturn preconceived notions; and the difficulty in summarizing their conclusions is because of the complexity of the phenomena studies and not an intrinsic limitation of the method.
Thus, case studies do not seek large-scale generalizations as that is not their purpose. And yet, this is a limitation from a positivist perspective as there is an external reality to be “apprehended” and valid conclusions to be extracted for an entire population. If positivism is the epistemology of choice, the rigor of a case study can be demonstrated by detailing the criteria used for internal and external validity, construct validity and reliability ( Gibbert & Ruigrok, 2010 Gibbert, M., & Ruigrok, W. (2010). The “what” and “how” of case study rigor: Three strategies based on published work. Organizational Research Methods, 13, 710–737. ; Gibbert, Ruigrok, & Wicki, 2008 Gibbert, M., Ruigrok, W., & Wicki, B. (2008). What passes as a rigorous case study?. Strategic Management Journal, 29, 1465–1474. ). An example can be seen in case studies in the area of information systems, where there is a predominant orientation of positivist approaches to this method ( Pozzebon & Freitas, 1998 Pozzebon, M., & Freitas, H. M. R. (1998). Pela aplicabilidade: com um maior rigor científico – dos estudos de caso em sistemas de informação. Revista de Administração Contemporânea, 2, 143–170. ). In this area, rigor also involves the definition of a unit of analysis, type of research, number of cases, selection of sites, definition of data collection and analysis procedures, definition of the research protocol and writing a final report. Creswell (1998) Creswell, J. W. (1998). Qualitative inquiry and research design: choosing among five traditions, London: Sage Publications. presents a checklist for researchers to assess whether the study was well written, if it has reliability and validity and if it followed methodological protocols.
In case studies with a non-positivist orientation, rigor can be achieved through careful alignment (coherence among ontology, epistemology, theory and method). Moreover, the concepts of validity can be understood as concern and care in formulating research, research development and research results ( Ollaik & Ziller, 2012 Ollaik, L. G., & Ziller, H. (2012). Distintas concepções de validade em pesquisas qualitativas. Educação e Pesquisa, 38, 229–241. ), and to achieve internal coherence ( Gibbert et al. , 2008 Gibbert, M., Ruigrok, W., & Wicki, B. (2008). What passes as a rigorous case study?. Strategic Management Journal, 29, 1465–1474. ). The consistency between data collection and interpretation, and the observed reality also help these studies meet coherence and rigor criteria. Siggelkow (2007) Siggelkow, N. (2007). Persuasion with case studies. Academy of Management Journal, 50, 20–24. argues that a case study should be persuasive and that even a single case study may be a powerful example to contest a widely held view. To him, the value of a single case study or studies with few cases can be attained by their potential to provide conceptual insights and coherence to the internal logic of conceptual arguments: “[…] a paper should allow a reader to see the world, and not just the literature, in a new way” ( Siggelkow, 2007 Siggelkow, N. (2007). Persuasion with case studies. Academy of Management Journal, 50, 20–24. , p. 23).
Interpretative studies should not be justified by criteria derived from positivism as they are based on a different ontology and epistemology ( Sandberg, 2005 Sandberg, J. (2005). How do we justify knowledge produced within interpretive approaches?. Organizational Research Methods, 8, 41–68. ). The rejection of an interpretive epistemology leads to the rejection of an objective reality: “As Bengtsson points out, the life-world is the subjects’ experience of reality, at the same time as it is objective in the sense that it is an intersubjective world” ( Sandberg, 2005 Sandberg, J. (2005). How do we justify knowledge produced within interpretive approaches?. Organizational Research Methods, 8, 41–68. , p. 47). In this event, how can one demonstrate what positivists call validity and reliability? What would be the criteria to justify knowledge as truth, produced by research in this epistemology? Sandberg (2005 Sandberg, J. (2005). How do we justify knowledge produced within interpretive approaches?. Organizational Research Methods, 8, 41–68. , p. 62) suggests an answer based on phenomenology:
This was demonstrated first by explicating life-world and intentionality as the basic assumptions underlying the interpretative research tradition. Second, based on those assumptions, truth as intentional fulfillment, consisting of perceived fulfillment, fulfillment in practice, and indeterminate fulfillment, was proposed. Third, based on the proposed truth constellation, communicative, pragmatic, and transgressive validity and reliability as interpretative awareness were presented as the most appropriate criteria for justifying knowledge produced within interpretative approach. Finally, the phenomenological epoché was suggested as a strategy for achieving these criteria.
From this standpoint, the research site must be chosen according to its uniqueness so that one can obtain relevant insights that no other site could provide ( Siggelkow, 2007 Siggelkow, N. (2007). Persuasion with case studies. Academy of Management Journal, 50, 20–24. ). Furthermore, the view of what is being studied is at the center of the researcher’s attention to understand its “truth,” inserted in a given context.
The case researcher is someone who can reduce the probability of misinterpretations by analyzing multiple perceptions, searches for data triangulation to check for the reliability of interpretations ( Stake, 2003 Stake, R. E. (2003). Case studies. In N. K., Denzin, & Y. S., Lincoln (Eds.). Strategies of Qualitative Inquiry, London: Sage Publications. pp. 134–164. ). It is worth pointing out that this is not an option for studies that specifically seek the individual’s experience in relation to organizational phenomena.
In short, there are different ways of seeking rigor and quality in case studies, depending on the researcher’s worldview. These different forms pervade everything from the research design, the choice of research questions, the theory or theories to look at a phenomenon, research methods, the data collection and analysis techniques, to the type and style of research report produced. Validity can also take on different forms. While positivism is concerned with validity of the research question and results, interpretivism emphasizes research processes without neglecting the importance of the articulation of pertinent research questions and the sound interpretation of results ( Ollaik & Ziller, 2012 Ollaik, L. G., & Ziller, H. (2012). Distintas concepções de validade em pesquisas qualitativas. Educação e Pesquisa, 38, 229–241. ). The means to achieve this can be diverse, such as triangulation (of multiple theories, multiple methods, multiple data sources or multiple investigators), pre-tests of data collection instrument, pilot case, study protocol, detailed description of procedures such as field diary in observations, researcher positioning (reflexivity), theoretical-empirical consistency, thick description and transferability.
5. Conclusions
The central objective of this article was to discuss concepts of case study research, their potential and various uses, taking into account different epistemologies as well as criteria of rigor and validity. Although the literature on methodology in general and on case studies in particular, is voluminous, it is not easy to relate this approach to epistemology. In addition, method manuals often focus on the details of various case study approaches which confuse things further.
Faced with this scenario, we have tried to address some central points in this debate and present various ways of using case studies according to the preferred epistemology of the researcher. We emphasize that this understanding depends on how a case is defined and the particular epistemological orientation that underpins that conceptualization. We have argued that whatever the epistemological orientation is, it is possible to meet appropriate criteria of research rigor and quality provided there is an alignment among the different elements of the research process. Furthermore, multiple data collection techniques can be used in in single or multiple case study designs. Data collection techniques or the type of data collected do not define the method or whether cases should be used for theory-building or theory-testing.
Finally, we encourage researchers to consider case study research as one way to foster immersion in phenomena and their contexts, stressing that the approach does not imply a commitment to a particular epistemology or type of research, such as qualitative or quantitative. Case study research allows for numerous possibilities, and should be celebrated for that diversity rather than pigeon-holed as a monolithic research method.
Author contributions: Both authors contributed equally.
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Publication Dates
- Publication in this collection 15 May 2020
- Date of issue Jan-Mar 2020
- Received 15 May 2019
- Accepted 23 Sept 2019
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- https://orcid.org/0000-0002-4738-5273
- * Corresponding author Adriana Roseli Wünsch Takahashi can be contacted at: [email protected] Associate Editor: Diógenes de Souza Bido
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Figure 1. The interrelationship between the building blocks of research
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Epistemology
Epistemology in a business research as a branch of philosophy deals with the sources of knowledge. Specifically, epistemology is concerned with possibilities, nature, sources and limitations of knowledge in the field of study. Alternatively, epistemology can be explained as the study of the criteria by which the researcher classifies what does and does not constitute the knowledge. [1] In simple words, epistemology focuses on what is known to be true. It is a way of thinking opposite to ontology.
As a branch of research philosophy epistemology deals with the following questions:
- What is knowledge?
- Do we have knowledge?
- How we can gain knowledge?
Epistemology is a vast field with multiple areas and issues. However, you are not expected to discuss it in great details in business studies. You need to discuss the sources of knowledge in general and the sources of knowledge used in your research in particular. In research philosophy there are many different sources of knowledge. Sources of knowledge related to business research in particular can be divided into the following four categories:
- Intuitive knowledge is based on intuition, faith, beliefs etc. Human feelings play greater role in intuitive knowledge compared to reliance on facts.
- Authoritarian knowledge relies on information that has been obtained from books, research papers, experts, supreme powers etc.
- Logical knowledge is a creation of new knowledge through the application of logical reasoning.
- Empirical knowledge relies on objective facts that have been established and can be demonstrated.
Research process may integrate all of these sources of knowledge within a single study. For example, researchers can use intuitive knowledge i.e. researchers can use their intuition to choose a specific problem to explore within research area. Authoritarian knowledge, on other hand, can be obtained during the process of literature review. Moreover, researchers can generate logical knowledge as a result of analysing primary data findings, and conclusions of the research can be perceived as empirical knowledge.
Epistemology has many branches that include essentialism, historical perspective, perennialsm, progressivism, empiricism, idealism, rationalism, constructivism etc. Empiricism and rationalism are two major constructing debates within the field of epistemological study that relate to business studies. Empiricism accepts personal experiences associated with observation, feelings and senses as a valid source of knowledge, whereas rationalism relies on empirical findings gained through valid and reliable measures.
Once you accept a specific epistemology, you need to employ associated research methods. The table below describes important aspects of epistemologies of the main research philosophies related to business research:
Either or both observable phenomena and subjective meanings can provide acceptable knowledge dependent upon the research question. Focus on practical applied research, integrating different perspectives to help interpret the data |
|
Only observable phenomena can provide credible data, facts. Focus on causality and law-like generalisations, reducing phenomena to simplest elements |
|
Observable phenomena provide credible data, facts. Insufficient data means inaccuracies in sensations (direct realism). Alternatively, phenomena create sensations which are open to misinterpretation (critical realism). Focus on explaining within a context or contexts |
|
Subjective meanings and social phenomena. Focus upon the details of situation, a reality behind these details, subjective meanings, motivating actions |
Epistemology of popular research philosophies in business research [2]
In your dissertation you are expected to address and clarify the epistemology of your study, but you don’t have to go much into the details. You can do the following:
1. If you are writing a dissertation for an undergraduate, bachelor-level level, you need to provide a definition of epistemology. If you are writing an MBA dissertation or a PhD thesis you need to provide several definitions by referring to relevant sources and specify the definition you adapt for your study.
2. You need to discuss what is accepted and what is not accepted as knowledge in your research. It is important to justify your arguments by referring to your research aim and objectives.
3. You have to specify research philosophy and research methods that correspond to your chosen epistemology. For example, if you only accept observable phenomena based on data and facts as knowledge, your research philosophy would be positivism. Alternatively, if you consider subjective meanings and non-quantifiable data as knowledge, you would have to follow interpretivism research philosophy.
My e-book, The Ultimate Guide to Writing a Dissertation in Business Studies: a step by step assistance contains discussions of theory and application of research philosophy. The e-book also explains all stages of the research process starting from the selection of the research area to writing personal reflection. Important elements of dissertations such as research philosophy , research approach , research design , methods of data collection and data analysis are explained in this e-book in simple words.
John Dudovskiy
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[1] Hallebone, E. & Priest, J. (2009) “Business and Management Research: Paradigms and Practices” Palgrave Macmillan
[2] Table adapted from Saunders, M., Lewis, P. & Thornhill, A. (2012) “Research Methods for Business Students” 6 th edition, Pearson Education Limited
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Research on the impact of landscape planning on visual and spatial perception in historical district tourism: a case study of laomendong.
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1. Introduction
2. literature review, 2.1. importance of historical landscapes to visual perception, 2.2. the crucial role of visual perception in shaping spatial perception, 2.3. the interdisciplinary study of spatial perception and its impact on urban design, 2.4. the impact of historical landscapes on visual and spatial perception in historic districts, 3. the research framework, 4. methodology, 4.1. model theory, 4.2. the study site, 4.3. measurement, 4.4. data collection, 4.5. data analysis, 5.1. multiple-variable normality, 5.2. measurement for historical landscapes, 5.3. measurement for spatial perception, 5.4. measurement for the overall model, 5.5. measurement for the structural model, 6. conclusions and discussions, 6.1. summary of the research findings, 6.2. practical implications for the sustainable development of historical district tourism, 6.3. contributions, 6.4. limitations, author contributions, data availability statement, acknowledgments, conflicts of interest.
Factors | Average | Standard Deviation | Skewness | Kurtosis |
---|---|---|---|---|
Historical Landscapes | ||||
Stylistic Factor | ||||
SF1.Material | 7.109 | 1.858 | −0.077 | −0.411 |
SF2.Color | 7.167 | 2.012 | −0.355 | −0.407 |
SF3.Ornament | 7.696 | 1.601 | −0.484 | −0.028 |
Symbolic Factor | ||||
SY1.Landmark | 6.968 | 1.836 | −0.110 | −0.735 |
SY2.Relic | 7.278 | 2.208 | −0.910 | 0.950 |
SY3.Sign | 6.656 | 2.336 | −0.159 | −1.039 |
Spatial Factor | ||||
SP1.Openness | 7.183 | 2.149 | −0.716 | 0.020 |
SP2.Scale | 7.031 | 2.297 | −0.583 | −0.418 |
SP3.Layout | 6.808 | 2.355 | −0.589 | −0.462 |
Sensation-Seeking | ||||
SS1.Experience-Seeking | 8.140 | 1.482 | −0.551 | −0.126 |
SS2.Novelty-Seeking | 8.068 | 1.686 | −0.695 | −0.008 |
SS3.Boredom Susceptibility | 7.369 | 1.942 | −0.396 | −0.615 |
Destination Familiarity | ||||
DF1.Access Frequency | 3.907 | 2.527 | 0.696 | −0.116 |
DF2.Understanding Level | 3.781 | 2.482 | 0.408 | −0.784 |
DF3.Familarity Level | 4.292 | 2.398 | 0.454 | −0.676 |
Visual Perception | ||||
VP1.Environmental Orientation | 7.006 | 2.202 | −0.598 | −0.304 |
VP2.Object Recognition | 6.675 | 2.315 | −0.484 | −0.515 |
VP3.Visual Attention | 6.578 | 2.323 | −0.427 | −0.639 |
Spatial Perception | ||||
Navigation and Wayfinding | ||||
NW1.Navigation | 7.101 | 2.022 | −0.215 | −0.811 |
NW2.Wayfinding | 6.753 | 2.278 | −0.470 | −0.422 |
NW3.Movement through spaces | 6.682 | 2.355 | −0.439 | −0.640 |
Cognitive Mapping | ||||
CM1.Visualization and mental representation | 6.182 | 2.470 | −0.304 | −0.818 |
CM2.Sensory information processing | 6.323 | 2.369 | −0.274 | −0.753 |
CM3.Positional awareness | 6.557 | 2.390 | −0.403 | −0.758 |
Behavioral Response | ||||
BR1.Actions and reactions | 6.742 | 2.431 | −0.508 | −0.643 |
BR2.Emotional responses | 6.570 | 2.388 | −0.320 | −0.672 |
BR3.Environment engagement | 6.438 | 2.508 | −0.357 | −0.817 |
Spatial Relationships | ||||
SR1.Identify objects | 5.768 | 2.461 | −0.134 | −0.906 |
SR2.Distinguish objects | 6.091 | 2.502 | −0.245 | −0.839 |
SR3.Relative positions and distances between objects | 6.265 | 2.443 | −0.210 | −0.929 |
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Click here to enlarge figure
Factors | Variables | Items | Explanation | References |
---|---|---|---|---|
Stylistic Factors | Material | Stone, wood, brick | Flagstone road, whitewashed brick walls, wooden columns with stone bases, and wood-carved decorations on doors and windows | [ , ] |
Color | Gray, white, black, red, yellow | Buildings are usually white walls and gray tiles with bright ornamentation | ||
Ornament | Wooden carvings, wall reliefs, wall murals, window grilles, door head | Reflect the unique “Jinling culture”, incorporating traditional craftsmanship and aesthetic concepts | [ ] | |
Symbolic Factors | Landmark | Laomendong Archway | Buildings or structures of historical significance | [ ] |
Relic | Ming Dynasty Ancient City Wall, Jiezi Garden, Jishan Pavilion | |||
Sign | Ancient well and trees, bronze statue, relic interpretation signs | |||
Spatial Factors | Openness | Fully open | Public space | [ , ] |
Semi-open | “U”-shaped and “L”-shaped courtyards | |||
Fully enclosed | Square-shaped and four-sided enclosed courtyards | |||
Scale | Height of building | Limited to 1–2 stories, with eave heights of 2.8 to 3.3 m on the first floor and around 6 m on the second, capped at a total height of 7.5 m | ||
Depth of building | Primarily between 6 and 9 m, with most ranging from 7 to 8 m | |||
Width of building | Mainly falls within 7 to 9 m and 11 to 12 m. | |||
Ratio of building to courtyard spaces | Typically 1:2 | |||
Dimension of street | The width of the streets primarily ranges from 3 to 5 m, with a width-to-height ratio consistently at or below 1 | |||
Layout | Square-shaped courtyards | |||
“U”-shaped courtyards | ||||
“L”-shaped courtyards | ||||
Four-sided enclosed courtyards |
Variable | Items | Occurrence | Proportion |
---|---|---|---|
Survey Respondent | Nanjing Citizen | 69 | 11.2% |
Tourist | 547 | 88.8% | |
Gender | Male | 300 | 48.7% |
Female | 316 | 51.3% | |
Age | Under 20 | 15 | 2.4% |
20–30 | 479 | 77.8% | |
31–40 | 29 | 4.7% | |
Above 40 | 93 | 15.1% |
Variable/Items | Loading | CR | AVE |
---|---|---|---|
Stylistic Factor | 0.884 | 0.723 | |
ST1.Material | 0.871 | ||
ST2.Color | 0.990 | ||
ST3.Ornament | 0.657 | ||
Symbolic Factor | 0.820 | 0.607 | |
SY1.Landmark | 0.722 | ||
SY2.Relic | 0.672 | ||
SY3.Sign | 0.921 | ||
Spatial Factor | 0.918 | 0.790 | |
SP1.Openness | 0.834 | ||
SP2.Scale | 0.981 | ||
SP3.Layout | 0.843 |
Stylistic Factor | Symbolic Factor | Spatial Factor | |
---|---|---|---|
Stylistic Factor | 0.851 | ||
Symbolic Factor | 0.607 | 0.779 | |
Spatial Factor | 0.371 | 0.293 | 0.889 |
Variable/Items | EFA (n = 308) | CFA (n = 308) | ||||
---|---|---|---|---|---|---|
Loading | Eigenvalue | Variance Explained | Loading | CR | AVE | |
Behavioral Response | 4.030 | 33.583 | 0.880 | 0.714 | ||
BR1.Actions and reactions | 0.864 | 0.814 | ||||
BR2.Emotional responses | 0.896 | 0.977 | ||||
BR3.Environment engagement | 0.829 | 0.724 | ||||
Cognitive Mapping | 2.072 | 17.263 | 0.876 | 0.706 | ||
CM1.Visualization and mental representation | 0.806 | 0.730 | ||||
CM2.Sensory information processing | 0.926 | 0.988 | ||||
CM3.Positional awareness | 0.872 | 0.781 | ||||
Spatial Relationships | 1.778 | 14.813 | 0.836 | 0.643 | ||
SR1.Identify objects | 0.908 | 0.989 | ||||
SR2.Distinguish objects | 0.885 | 0.811 | ||||
SR3.Relative positions and distances between objects | 0.735 | 0.541 | ||||
Navigation and Wayfinding | 1.218 | 10.151 | 0.810 | 0.595 | ||
NW1.Navigation | 0.809 | 0.960 | ||||
NW2.Wayfinding | 0.808 | 0.661 | ||||
NW3.Movement through spaces | 0.771 | 0.653 |
Variable /Items | AVE Test | FLC | |||
---|---|---|---|---|---|
Navigation and Wayfinding | Cognitive Mapping | Behavioral Response | Spatial Relationships | ||
Navigation and Wayfinding | 0.771 | True | |||
Cognitive Mapping | 0.189 | 0.840 | True | ||
Behavioral Response | 0.431 | 0.150 | 0.845 | True | |
Spatial Relationships | 0.284 | 0.168 | 0.184 | 0.802 | True |
Variable/Items | Loading | CR | AVE | Alpha (α) |
---|---|---|---|---|
Stylistic Factor | 0.887 | 0.728 | 0.872 | |
SF1.Material | 0.882 | |||
SF2.Color | 0.975 | |||
SF3.Ornament | 0.674 | |||
Symbolic Factor | 0.811 | 0.592 | 0.807 | |
SY1.Landmark | 0.795 | |||
SY2.Relic | 0.638 | |||
SY3.Sign | 0.859 | |||
Spatial Factor | 0.918 | 0.790 | 0.793 | |
SP1.Openness | 0.834 | |||
SP2.Scale | 0.981 | |||
SP3.Layout | 0.843 | |||
Visual Perception | 0.837 | 0.640 | 0.826 | |
VP1.Environmental Orientation | 0.998 | |||
VP2.Object Recognition | 0.670 | |||
VP3.Visual Attention | 0.690 | |||
Sensation-Seeking | 0.852 | 0.665 | 0.823 | |
SS1.Experience-Seeking | 0.903 | |||
SS2.Novelty-Seeking | 0.917 | |||
SS3.Boredom Susceptibility | 0.583 | |||
Destination Familiarity | 0.882 | 0.717 | 0.874 | |
DF1.Access Frequency | 0.998 | |||
DF2.Understanding Level | 0.800 | |||
DF3.Familarity Level | 0.717 | |||
Spatial Perception | 0.829 | 0.529 | 0.770 | |
SP1. Navigation and Wayfinding | 0.825 | |||
SP2.Cognitive Mapping | 0.783 | |||
SP3.Behavioral Response | 0.749 | |||
SP4.Spatial Relationships | 0.511 |
Variable /Items | AVE Test | FLC | ||||||
---|---|---|---|---|---|---|---|---|
Stylistic Factor | Symbolic Factor | Spatial Factor | Visual Perception | Sensation-Seeking | Destination Familiarity | Spatial Perception | ||
Stylistic Factor | 0.816 | True | ||||||
Historical Factor | 0.385 | 0.847 | True | |||||
Spatial Factor | 0.570 | 0.412 | 0.853 | True | ||||
Visual Perception | 0.424 | 0.523 | 0.607 | 0.770 | True | |||
Sensory Seeking | 0.360 | 0.316 | 0.371 | 0.293 | 0.889 | True | ||
Destination Familiarity | 0.401 | 0.566 | 0.476 | 0.457 | 0.266 | 0.800 | True | |
Spatial Perception | 0.319 | 0.622 | 0.454 | 0.580 | 0.277 | 0.525 | 0.727 | True |
Hypothesis | Route | Estimate | T-Value |
---|---|---|---|
H1a | Stylistic Factor→Visual Perception | 0.165 | 10.745 *** |
H2a | Symbolic Factor→Visual Perception | 0.149 | 11.867 *** |
H3a | Spatial Factor→Visual Perception | 0.179 | 6.911 *** |
H1b | Stylistic Factor→Spatial Perception | 0.118 | 9.756 *** |
H2b | Symbolic Factor→Spatial Perception | 0.114 | 14.917 *** |
H3b | Spatial Factor→Spatial Perception | 0.147 | 6.159 *** |
H4 | Visual Perception→Spatial Perception | 0.153 | 16.567 *** |
H5 | Sensation-Seeking→Spatial Perception | 0.103 | 10.139 *** |
H6 | Destination Familiarity→Spatial Perception | −0.216 | −18.5 *** |
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Shao, L.; Ma, P.; Zhou, Z. Research on the Impact of Landscape Planning on Visual and Spatial Perception in Historical District Tourism: A Case Study of Laomendong. Land 2024 , 13 , 1134. https://doi.org/10.3390/land13081134
Shao L, Ma P, Zhou Z. Research on the Impact of Landscape Planning on Visual and Spatial Perception in Historical District Tourism: A Case Study of Laomendong. Land . 2024; 13(8):1134. https://doi.org/10.3390/land13081134
Shao, Lingfang, Pengfei Ma, and Zijin Zhou. 2024. "Research on the Impact of Landscape Planning on Visual and Spatial Perception in Historical District Tourism: A Case Study of Laomendong" Land 13, no. 8: 1134. https://doi.org/10.3390/land13081134
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COMMENTS
A case study is one of the most commonly used methodologies of social research. This article attempts to look into the various dimensions of a case study research strategy, the different epistemological strands which determine the particular case study type and approach adopted in the field, discusses the factors which can enhance the effectiveness of a case study research, and the debate ...
His focus on maintaining objectivity through rigorous empirical methods is embedded in his adherence to several tactics to employ validity and reliability in the case study approach. Towards the other end of the ontology spectrum sits Stake (1995). Stake acknowledges that knowledge generated from the case study process is multiple and ...
In case studies with a non-positivist orientation, rigor can be achieved through careful alignment (coherence among ontology, epistemology, theory and method). Moreover, the concepts of validity can be understood as concern and care in formulating research, research development and research results ( Ollaik & Ziller, 2012 ), and to achieve ...
Case study methodology can be employed by researchers across philosophical orientations; designs can and should align with one's positionality. Post-positivists may lean towards Yin's (2017) approach where qualitative data is often categorized and analyzed using statistical methods. Pragmatic constructivists might adopt Merriam's (1998 ...
Although case studies have been discussed extensively in the literature, little has been written about the specific steps one may use to conduct case study research effectively (Gagnon, 2010; Hancock & Algozzine, 2016).Baskarada (2014) also emphasized the need to have a succinct guideline that can be practically followed as it is actually tough to execute a case study well in practice.
To conclude, there are two main objectives of this study. First is to provide a step-by-step guideline to research students for conducting case study. Second, an analysis of authors' multiple case studies is presented in order to provide an application of step-by-step guideline. This article has been divided into two sections.
PDF | On Jan 1, 2005, Erik J. De Vries published Epistemology and Methodology in Case Research: A Comparison between European and American IS Journals. | Find, read and cite all the research you ...
researcher attends to the internal coherence between method and epistemology, or what the authors call "alignment." Originality/value - This study offers a number of implications for the practice of management research, as it shows how the case study approach does not commit the researcher to particular data collection or interpretation ...
6.3.3.3 Case Study Design. Case study design provides the opportunity for an in-depth examination of a particular phenomenon and is suitable where a researcher would like to gain an in-depth knowledge in a particular setting, for example, in certain types of organizations, such as banks or financial services organizations.
methodology, epistemology. ES: La investigación cualitativa o frece un lente único. ... the ' extended case study,' a methodology that seeks to. link micro and macro while building on ...
It is difficult to classify these methods. Indeed, a case study can be conducted with methods close to ethnography (Klein and Myers, 1999) or to grounded theory ... Referring to Piaget's (1967) definition of epistemology as "the study of valuable knowledge constitution", we define an epistemological framework as a conception of knowledge ...
The main method used is the comparative case study, both in a descriptive and in an analytical variant ("comparative-historical method"). As a prerequisite for the case selection, which is the first step of the comparative case study, I operationalize the variables of the theoretical model. I then expound my informational sources.
The term 'case study' appears to have been captured by ethnographers working in the education research field and cast as the bearer of an alternative qualitative methodology to quantitative methods. We see educational case study as a form of inquiry into a particular instance of a general class of things that can be given sufficiently ...
Definitions: Methodology. Methodology: justifies the methods. A theory and analysis of how research should proceed. Analysis of the assumptions, principles and procedures in a particular approach to an inquiry. A description, explanation and the justification of the methods used. Methodology connects research to theory and discipline.
Rather it focuses on how use of the case study points to the limits of epistemology as rationality and offers a view of epistemology as ethics. REFERENCES Abbott, A. ( 1992 ) From Causes to Events : Notes in Narrative Positivism, Sociological Methods and Research , 20 , pp. 428 - 55 .
This study compares papers published in American and European journals on epistemology, methodology and pluralism with respect to other sciences such as sociology, psychology or history. The case study is an important research method in Information Systems research. It enables us to study contemporary and complex social phenomena in their natural context and is one of the most widely used ...
approach (cf. the case study research by Yin 2002). 2.1.1 Positivist Research Positivism takes its origin from the scientific epistemology of logical positivism that was de-veloped by the Vienna Circle of Positivists around Karl Popper who is considered to be one of the most prominent promoters of the positivist perspective.
Epistemology is 'a way of understanding and explaining how we know what we know', (Crotty,2003:3). ... It aims to describe, evaluate and justify the use of particular methods. (Wellington, 2000).The methodology of the first study is case study. A case study is defined by Adelman, et al (1980) as 'the study of an instance ...
In case studies with a non-positivist orientation, rigor can be achieved through careful alignment (coherence among ontology, epistemology, theory and method). Moreover, the concepts of validity can be understood as concern and care in formulating research, research development and research results ( Ollaik & Ziller, 2012 Ollaik, L. G ...
Epistemology in a business research as a branch of philosophy deals with the sources of knowledge. Specifically, epistemology is concerned with possibilities, nature, sources and limitations of knowledge in the field of study. Alternatively, epistemology can be explained as the study of the criteria by which the researcher classifies what does ...
our case for a causal link between Jan's epistemology and her learning. In Sec. V we summarize this argument and discuss implications for instruction and research. II. METHODS IIA. Selection of our case study subject and collection of data The subject of this case study, Jan, was a third-year student in the second semester of an algebra-based
The document discusses case studies, providing definitions, history, and methods of conducting case studies. Some key points: - A case study examines an individual or small group in depth within a real-world context. It seeks to provide a holistic understanding through thick description. - Case studies are commonly used in social sciences and life sciences to explore causation or generate new ...
Epistemology guides methodological choices and is axiological. Methodology shapes and is shaped by research objectives, questions, and study design. Methodologies can prescribe choices of method, resonate with particular academic disciplines, and encourage or discourage the use and/or development of theory.
In this study, we introduce a novel temporal clustering method for topic detection, using document abstracts, keywords, and their corresponding textual representations. In this method, the temporal dimension is employed to parameterise the effect of older data on the clusters, while ontology guidance is utilised to guide their evolution.
Method: To address this gap, we conducted a convergent mixed-methods case series study on eight military veterans with PTSD who participated in a 3-day ayahuasca intervention in Central America. Clinically meaningful changes from pre- to posttreatment and at a 3-month follow-up were assessed in three ways using: (a) PTSD checklist-5 (PCL-5); (b ...
Exploring the impact of landscape planning on visual and spatial perception is particularly significant for historical district tourism. The existing literature offers limited insight into which historical landscapes most effectively influence tourists' visual and spatial perceptions. Our study investigates this relationship within the cultural heritage context of Laomendong, a historical ...